Advent Convertible & Income Fund

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Advent Convertible & Income Fund
TickerAVK
CIK #0001219120
CUSIP00764C109
Sector -
Address227 W Monroe Street, Chicago, IL 60606
Source [EDGAR]
CIK Filing 2011 - 2025
[0001219120] 3
[0001219120] 4
[0001219120] 5
[0001219120] 8-K
[0001219120] SC 13D
[0001219120] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
SIT Investment Associates Inc Advent Convertible & Income Fund [2025-01-03] 0.0
Morgan Stanley Advent Convertible & Income Fund [2024-02-12] 4.3
Eaton Vance Management Advent Convertible & Income Fund [2021-04-13] 11.96
RiverNorth Capital Management LLC Advent Claymore Convertible Securities & Income Fund [2017-02-14] 5.7
Saba Capital Management LP Advent Claymore Convertible Securities & Income Fund [2016-04-26] 6.05
Saba Capital Management LP Advent Claymore Convertible Securities & Income Fund [2016-04-14] 5.28
Form 3/4/5 Filer 2011 - 2025
Stuebe Nancy E.
Advent Convertible & Income Fund
Nyberg Ronald
Maitland Tracy V
Seizert Gerald L
Barnes Randall C
Huang Tony
Black Daniel
Advent Capital Management /DE/
Ellwood Stephen
Olin Kathleen Capital Management
Smart Michael A
Medina Derek
Latronica Paul
Saba Capital Management, L.P.
Weinstein Boaz
Teresko Doug
Merrill Lynch Pierce Fenner & Smith Inc
Bank of America NA
Blue Ridge Investments, L.L.C.
Bank of America Corp /DE/
Delk Edward C
Form 13F Holdings
Firm Period DFND Voting Shares
Raymond James Financial Inc [2025-06-30] DFND 16,495 1,342,294
Wells Fargo & Company/MN [2025-06-30] DFND 2 849,796
Advisors Asset Management Inc [2025-06-30] SOLE 805,578 805,578
Morgan Stanley [2025-06-30] DFND 34,956 736,993
Guggenheim Capital LLC [2025-06-30] DFND 0 689,582
Absolute Investment Advisers LLC [2025-06-30] SOLE 616,686 616,686
LPL Financial LLC [2025-06-30] SOLE 0 509,159
Koshinski Asset Management, Inc. [2025-06-30] SOLE 0 432,898
Baird Financial Group, Inc. [2025-06-30] DFND 302,123 303,787
Quarry LP [2025-06-30] OTR 0 249,675
FCA Corp /TX [2025-06-30] SOLE 0 208,677
Commonwealth Equity Services LLC [2025-06-30] SOLE 0 177,953
Creative Planning [2025-06-30] SOLE 3,101 159,249
Steward Partners Investment Advisory LLC [2025-06-30] SOLE 0 133,661
UBS Group AG [2025-06-30] DFND 394 120,551
Osaic Holdings Inc [2025-06-30] DFND 0 111,101
Cyndeo Wealth Partners LLC [2025-06-30] SOLE 0 108,322
Formidable Asset Management LLC [2025-06-30] SOLE 0 98,831
Invesco Ltd. [2025-06-30] DFND 0 80,395
Modern Wealth Management LLC [2025-06-30] SOLE 0 73,668
Cambridge Investment Research Advisors Inc [2025-06-30] SOLE 0 68,345
Bank of America Corp /DE/ [2025-06-30] DFND 7,001 66,704
Stolper Co [2025-06-30] SOLE 0 60,997
Newedge Advisors LLC [2025-06-30] SOLE 0 59,708
Waverly Advisors LLC [2025-06-30] SOLE 0 57,182
PFG Investments LLC [2025-06-30] SOLE 0 51,825
Wealth Enhancement Advisory Services LLC [2025-06-30] SOLE 0 50,049
International Assets Investment Management LLC [2025-06-30] SOLE 0 46,036
Royal Bank of Canada [2025-06-30] SOLE 43,088 43,088
Heron Bay Capital Management [2025-06-30] SOLE 0 42,823
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