Hercules Capital Inc

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Hercules Capital Inc
TickerHTGC
CIK #0001280784
CUSIP427096508
Sector -
Address400 Hamilton Ave Suite 310, Palo Alto, CA 94301
Source [EDGAR]
CIK Filing 2011 - 2024
[0001280784] 10-K
[0001280784] 10-Q
[0001280784] 3
[0001280784] 4
[0001280784] 5
[0001280784] 8-K
[0001280784] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Kingdom Holding Co Hercules Capital Inc [2023-05-08] 6.6
Hercules Capital Inc Pineapple Energy Inc [2022-04-27] 7.5
Truist Financial Corp Hercules Capital Inc [2021-02-17] 5.171
RiverNorth Capital Management LLC Hercules Capital Inc [2019-02-14] 15.21
Hercules Technology Growth Capital Inc Box Inc [2015-02-17] 11.72
Hercules Technology Growth Capital Inc Neurogesx Inc [2013-02-14] 9.3
Vanguard Group Inc Hercules Technology Growth Capital Inc [2013-02-12] 5.12
DePrince Race & Zollo Inc Hercules Technology Growth Capital Inc [2012-02-15] 6.03
Form 3/4/5 Filer 2011 - 2024
Hercules Capital, Inc.
Follmann Christian
Loo Wade
Fallon Thomas J
Crowell Gayle A
Bluestein Scott
Meyer Seth H
Botelho Kiersten Zaza
Koenig Bradford C.
Randhawa Paramjeet K
Aguirre DeAnne
Grace Melanie
Ho Doreen Woo
Foster Carol L
Badavas Robert P
Hoffman Joseph F
Titinger Jorge
Henriquez Manuel A
Waldt Gerard R Jr.
Woodward Allyn C
Lund David Michael
Harris Mark R
Olson Andrew
Lyons Susanne D
Ferguson Rodney A
Baron Jessica T
Lake Robert C
Box Inc
Shah Parag
Butler Michael L
Feuerstein Harry
Jaquez-Fissori Todd
Penney Michael
Chow Joseph W
Harvey Scott H
Form 13F Holdings
Firm Period DFND Voting Shares
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Citadel Advisors LLC [2023-03-31] DFND 1,618,591.0 1,618,591.0
T. Rowe Price Investment Management, Inc. [2023-03-31] SOLE 594,604.0 1,404,876.0
Morgan Stanley [2023-03-31] DFND 524,867.0 1,233,873.0
Advisors Capital Management LLC [2023-03-31] SOLE 0.0 1,039,241.0
Legal & General Group Plc [2023-03-31] DFND 892,265.0 892,265.0
Raymond James & Associates [2023-03-31] SOLE 0.0 868,224.0
BlackRock Inc. [2023-03-31] SOLE 815,364.0 828,201.0
Susquehanna International Group LLP [2023-03-31] DFND 0.0 805,700.0
Two Sigma Advisers LP [2023-03-31] SOLE 728,200.0 794,600.0
Gilman Hill Asset Management LLC [2023-03-31] SOLE 637,111.0 637,111.0
S&T Bank/Pa [2023-03-31] DFND 626,738.0 628,258.0
JPMorgan Chase & Co [2023-03-31] DFND 549,116.0 607,938.0
Cooper Creek Partners Management LLC [2023-03-31] SOLE 543,900.0 543,900.0
Border to Coast Pensions Partnership Ltd [2023-03-31] SOLE 524,837.0 524,837.0
Wells Fargo & Company/MN [2023-03-31] DFND 0.0 502,872.0
Advisors Asset Management Inc [2023-03-31] SOLE 372,608.0 454,588.0
LPL Financial LLC [2023-03-31] SOLE 0.0 451,201.0
Connor Clark & Lunn Investment Management Ltd [2023-03-31] SOLE 401,704.0 401,704.0
Muzinich & Co Inc [2023-03-31] SOLE 0.0 391,528.0
Stifel Financial Corp [2023-03-31] DFND 339,428.0 389,990.0
Sumitomo Mitsui Trust Holdings, Inc. [2023-03-31] DFND 380,339.0 380,339.0
Centaurus Financial Inc [2023-03-31] SOLE 0.0 376,484.0
Marshall Wace LLP [2023-03-31] OTR 0.0 368,676.0
Royal Bank of Canada [2023-03-31] DFND 361,094.0 366,127.0
Confluence Investment Management LLC [2023-03-31] DFND 0.0 340,000.0
Cubist Systematic Strategies, LLC [2023-03-31] DFND 0.0 332,524.0
UBS Group AG [2023-03-31] DFND 0.0 322,903.0
Janney Montgomery Scott LLC [2023-03-31] SOLE 316,629.0 316,629.0
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