Hercules Capital Inc

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Hercules Capital Inc
TickerHTGC
CIK #0001280784
CUSIP427096508
Sector -
Address400 Hamilton Ave Suite 310, Palo Alto, CA 94301
Source [EDGAR]
CIK Filing 2011 - 2026
[0001280784] 10-K
[0001280784] 10-Q
[0001280784] 3
[0001280784] 4
[0001280784] 5
[0001280784] 8-K
[0001280784] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Kingdom Holding Co Hercules Capital Inc [2023-05-08] 6.6
Hercules Capital Inc Pineapple Energy Inc [2022-04-27] 7.5
Truist Financial Corp Hercules Capital Inc [2021-02-17] 5.171
RiverNorth Capital Management LLC Hercules Capital Inc [2019-02-14] 15.21
Hercules Technology Growth Capital Inc Box Inc [2015-02-17] 11.72
Hercules Technology Growth Capital Inc Neurogesx Inc [2013-02-14] 9.3
Vanguard Group Inc Hercules Technology Growth Capital Inc [2013-02-12] 5.12
DePrince Race & Zollo Inc Hercules Technology Growth Capital Inc [2012-02-15] 6.03
Form 3/4/5 Filer 2011 - 2026
Badavas Robert P
Hercules Technology Growth Capital Inc
Meyer Seth H
Olson Andrew
Bluestein Scott
Botelho Kiersten Zaza
Follmann Christian
Loo Wade
Fallon Thomas J
Aguirre DeAnne
Randhawa Paramjeet K
Crowell Gayle A
Theodosopoulos Nikos
Koenig Bradford C
Grace Melanie
Ho Doreen Woo
Foster Carol L
Hoffman Joseph F
Titinger Jorge
Henriquez Manuel A
Waldt Gerard R Jr
Woodward Allyn C
Lund David Michael
Harris Mark R
Lyons Susanne D
Ferguson Rodney A
Baron Jessica T
Lake Robert C
Box Inc
Shah Parag
Butler Michael L
Feuerstein Harry
Jaquez-Fissori Todd
Penney Michael
Chow Joseph W
Harvey Scott H
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Loo Wade
Common Stock
2026-03-26 Buy 7,317 $14.35 104,999
Randhawa Paramjeet K
Common Stock
2026-03-26 Buy 2,926 $14.35 41,988
Fallon Thomas J
Common Stock
2026-03-26 Buy 7,300 $14.30 104,390
Aguirre DeAnne
Common Stock
2026-03-26 Buy 7,317 $14.35 104,999
Theodosopoulos Nikos
Common Stock
2026-03-26 Buy 7,317 $14.35 104,999
Badavas Robert P
Common Stock
2026-03-26 Buy 3,658 $14.35 52,492
Crowell Gayle A
Common Stock
2026-03-26 Buy 7,317 $14.35 104,999
Meyer Seth H
Common Stock
2026-03-05 Tax withheld 5 $15.11 76
Randhawa Paramjeet K
Common Stock
2026-03-04 Buy 3,050 $14.78 45,079
Common Stock
2026-03-04 Buy 5,000 $14.68 73,400
Follmann Christian
Common Stock
2026-03-04 Buy 5,000 $14.68 73,400
Badavas Robert P
Common Stock
2026-02-27 Buy 5,000 $14.27 71,350
Common Stock
2026-02-27 Buy 14,000 $14.33 200,620
Theodosopoulos Nikos
Common Stock
2026-02-27 Buy 2,600 $14.21 36,946
Botelho Kiersten Zaza
Common Stock
2026-02-27 Buy 1,300 $14.21 18,473
Bluestein Scott
Common Stock
2026-02-27 Buy 7,000 $14.35 100,450
Fallon Thomas J
Common Stock
2026-02-27 Buy 20,000 $14.20 284,000
Meyer Seth H
Common Stock
2026-02-27 Buy 7,000 $14.33 100,310
Loo Wade
Common Stock
2026-02-25 Buy 3,300 $14.98 49,434
Fallon Thomas J
Common Stock
2026-02-24 Buy 10,000 $14.98 149,800
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 356 49,344,955
2025-12-31 357 47,591,668
2025-09-30 345 43,030,452
2025-06-30 327 42,965,904
2025-03-31 328 36,860,129
2024-12-31 337 34,205,791
2024-09-30 302 27,275,551
2024-06-30 291 27,670,473
2024-03-31 297 32,038,651
2023-12-31 292 30,216,011
2023-09-30 267 26,778,056
2023-06-30 253 25,349,559
Form 13F Holdings
Firm Period DFND Voting Shares
Sound Income Strategies LLC [2026-06-30] SOLE 3,667,518 3,667,518
Tectonic Advisors LLC [2026-06-30] OTR 0 994,446
Gilman Hill Asset Management LLC [2026-06-30] SOLE 646,682 646,682
Confluence Investment Management LLC [2026-06-30] DFND 0 229,506
Independent Financial Group LLC [2026-06-30] SOLE 0 139,458
Significant Wealth Partners LLC [2026-06-30] SOLE 0 126,219
Riverbridge Partners LLC [2026-06-30] SOLE 90,682 90,993
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 125 79,383
Secure Asset Management LLC [2026-06-30] SOLE 6,958 77,837
Confluence Investment Management LLC [2026-06-30] SOLE 46,676 46,676
CMH Wealth Management LLC [2026-06-30] SOLE 46,270 46,270
Mirador Capital Partners LP [2026-06-30] SOLE 44,414 44,414
Accel Wealth Management [2026-06-30] SOLE 0 43,516
Farther Finance Advisors LLC [2026-06-30] SOLE 0 37,745
Hennion & Walsh Asset Management Inc [2026-06-30] SOLE 33,729 33,729
First National Bank of Mount Dora Trust Investment Services [2026-06-30] SOLE 29,246 29,246
Bigsur Wealth Management LLC [2026-06-30] SOLE 0 26,500
Core Wealth Partners LLC [2026-06-30] SOLE 0 24,153
Adirondack Trust Co [2026-06-30] SOLE 24,000 24,000
1620 Investment Advisors Inc [2026-06-30] SOLE 23,628 23,628
Vaquero Private Wealth Ltd [2026-06-30] SOLE 0 15,493
Madison Park Capital Advisors LLC [2026-06-30] SOLE 0 15,056
Fiduciary Alliance LLC [2026-06-30] SOLE 14,032 14,032
Fulton Bank NA [2026-06-30] SOLE 12,817 12,817
Sowell Financial Services LLC [2026-06-30] SOLE 12,616 12,616
Register Financial Advisors LLC [2026-06-30] SOLE 0 12,419
Sequoia Financial Advisors LLC [2026-06-30] SOLE 0 12,336
Tectonic Advisors LLC [2026-06-30] SOLE 0 11,962
IFP Advisors LLC [2026-06-30] SOLE 10,182 10,182
Armstrong Advisory Group Inc [2026-06-30] SOLE 0 7,916
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