Oxford Lane Capital Corp

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Oxford Lane Capital Corp
TickerOXLC
CIK #0001495222
CUSIP691543847
Sector -
Address8 Sound Shore Drive Suite 255, Greenwich, CT 06830
Source [EDGAR]
CIK Filing 2011 - 2026
[0001495222] 3
[0001495222] 4
[0001495222] 8-K
[0001495222] SC 13D
[0001495222] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Eagle Point Credit Management LLC Oxford Lane Capital Corp [2026-05-08] 0.0
Frantz Leroy Scott Oxford Lane Capital Corp [2026-04-07] 0.0
Eagle Point Credit Management LLC Oxford Lane Capital Corp [2024-11-14] 23.8
Eagle Point Credit Management LLC Oxford Lane Capital Corp [2023-12-22] 18.5
Eagle Point Credit Management LLC Oxford Lane Capital Corp [2023-05-26] 20.2
Karpus Management Inc Oxford Lane Capital Corp [2023-02-14] 7.2
Eagle Point Credit Management LLC Oxford Lane Capital Corp [2020-05-22] 4.5
RiverNorth Capital Management LLC Oxford Lane Capital Corp [2018-04-10] 15.09
Karpus Management Inc Oxford Lane Capital Corp [2018-02-09] 26.79
SELZ Capital LLC Oxford Lane Capital Corp [2018-01-19] 3.1
Karpus Management Inc Oxford Lane Capital Corp [2017-07-10] 40.0
SELZ Capital LLC Oxford Lane Capital Corp [2017-01-11] 7.1
Thomas J Herzfeld Advisors Inc Oxford Lane Capital Corp [2016-06-03] 16.92
Thomas J Herzfeld Advisors Inc Oxford Lane Capital Corp [2016-03-03] 23.05
Thomas J Herzfeld Advisors Inc Oxford Lane Capital Corp [2016-01-29] 19.38
SELZ Capital LLC Oxford Lane Capital Corp [2016-01-08] 7.4
Yakira Capital Management Inc Oxford Lane Capital Corp [2015-06-24] 1.27
Thomas J Herzfeld Advisors Inc Oxford Lane Capital Corp [2015-02-09] 11.7
SELZ Capital LLC Oxford Lane Capital Corp [2015-01-09] 7.5
Thomas J Herzfeld Advisors Inc Oxford Lane Capital Corp [2015-01-09] 11.32
Forster Robert Oxford Lane Capital Corp [2014-12-15] 6.79
Karpus Management Inc Oxford Lane Capital Corp [2014-10-10] 40.0
Frantz Leroy Scott Oxford Lane Capital Corp [2014-09-10] 13.5
Artemis Investment Management LLP Oxford Lane Capital Corp [2014-07-02] 5.12
SELZ Capital LLC Oxford Lane Capital Corp [2014-01-13] 12.01
Thomas J Herzfeld Advisors Inc Oxford Lane Capital Corp [2013-02-14] 5.89
SELZ Capital LLC Oxford Lane Capital Corp [2013-01-16] 17.4
Bulldog Investors Oxford Lane Capital Corp [2012-11-30] 11.0
SELZ Capital LLC Oxford Lane Capital Corp [2012-05-07] 18.3
Form 3/4/5 Filer 2011 - 2026
Rosenthal Saul B
Oxford Lane Capital Corp
Cohen Jonathan H
Ashenfelter Mark Jeffrey
Wilton Reassurance Co
Eagle Point Credit Management LLC
Majewski Thomas P
Eagle Point Credit GP I LP
Eagle Point DIF GP I LLC
Frantz Leroy Scott
Rubin Bruce L
Reardon John Stuart
Shin David S
Cummins Gerald
Conroy Patrick
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Rosenthal Saul B
Common Stock
2024-12-17 Buy 2,960,000 $5.08 15,036,800
Cohen Jonathan H
Common Stock
2024-12-17 Buy 2,960,000 $5.08 15,036,800
Rosenthal Saul B
Common Stock
2024-05-28 Buy 2,315,000 $5.40 12,501,000
Rosenthal Saul B
Common Stock
2024-05-28 Buy 2,315,000 $5.40 12,501,000
Cohen Jonathan H
Common Stock
2024-05-28 Buy 4,630,000 $5.40 25,002,000
Ashenfelter Mark Jeffrey
Common Stock
2023-03-10 Buy 6,000 $5.18 31,080
Wilton Reassurance Co
6.75% Notes due 2031, $25.00 denominations
2021-07-14 Sell 9,675 $26.30 254,452
Wilton Reassurance Co
6.75% Notes due 2031, $25.00 denominations
2021-07-13 Sell 431,225 $26.20 11,298,095
Wilton Reassurance Co
6.75% Notes due 2031, $25.00 denominations
2021-07-09 Sell 2,400 $26.20 62,880
Eagle Point Credit Management LLC +3
6.75% Series 2024 Term Preferred Stock (OXLCM)
2021-06-29 Sell 3,543 $25.15 89,106
Eagle Point Credit Management LLC +3
6.25% Series 2027 Term Preferred Stock (OXLCP)
2021-06-29 Sell 10,778 $24.91 268,480
Eagle Point Credit Management LLC +3
6.25% Series 2027 Term Preferred Stock (OXLCP)
2021-06-28 Sell 14,657 $24.94 365,546
Eagle Point Credit Management LLC +3
6.75% Series 2024 Term Preferred Stock (OXLCM)
2021-06-28 Sell 9,917 $25.14 249,313
Eagle Point Credit Management LLC +3
6.75% Series 2024 Term Preferred Stock (OXLCM)
2021-06-25 Sell 16,931 $25.15 425,815
Eagle Point Credit Management LLC +3
6.25% Series 2027 Term Preferred Stock (OXLCP)
2021-06-25 Sell 13,624 $25.01 340,736
Eagle Point Credit Management LLC +3
6.25% Series 2027 Term Preferred Stock (OXLCP)
2021-06-24 Sell 47,834 $25.02 1,196,807
Eagle Point Credit Management LLC +3
6.75% Series 2024 Term Preferred Stock (OXLCM)
2021-06-24 Sell 9,635 $25.17 242,513
Eagle Point Credit Management LLC +3
6.25% Series 2027 Term Preferred Stock (OXLCP)
2021-06-17 Sell 13,800 $24.95 344,310
Eagle Point Credit Management LLC +3
6.75% Series 2024 Term Preferred Stock (OXLCM)
2021-06-17 Sell 21,994 $25.04 550,730
Eagle Point Credit Management LLC +3
6.75% Notes due 2031, $25.00 denominations (OXLCL)
2021-06-17 Sell 273,300 $277,578.00 75,862,067,400
showing 20 of 88 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 87 16,877,382
2025-12-31 112 9,403,802
2025-09-30 95 6,491,669
2025-06-30 147 17,398,426
2025-03-31 141 13,968,309
2024-12-31 150 13,073,723
2024-09-30 123 10,666,884
2024-06-30 102 8,654,384
2024-03-31 99 10,024,944
2023-12-31 92 9,060,855
2023-09-30 91 7,646,486
2023-06-30 89 7,975,473
Form 13F Holdings
Firm Period DFND Voting Shares
Prospera Financial Services Inc [2026-06-30] SOLE 0 22,192
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 2 17,393
Fermata Advisors LLC [2026-06-30] SOLE 17,297 17,297
Attessa Capital LLC [2026-06-30] SOLE 0 17,262
Parisi Gray Wealth Management [2026-06-30] SOLE 10,000 10,000
Security National Bank [2026-06-30] SOLE 4,000 4,000
Corecap Advisors LLC [2026-06-30] SOLE 0 2,362
Highline Wealth Partners LLC [2026-06-30] SOLE 600 600
IFP Advisors LLC [2026-06-30] SOLE 400 400
Bangor Savings Bank [2026-06-30] SOLE 150 150
Farther Finance Advisors LLC [2026-06-30] SOLE 0 104
JFS Wealth Advisors LLC [2026-06-30] SOLE 0 26
Park Avenue Securities LLC [2026-06-30] SOLE 0 12
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