Prospect Capital Corp

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Prospect Capital Corp
TickerPSEC
CIK #0001287032
CUSIP74348T102
Sector -
Address10 East 40th Street 44th Fl, New York, NY 10016
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Prospect Capital Corp 2013-08-16 21.0 M Exemption: 506 · Duration: One year or less · Net Assets: Decline to Disclose
CIK Filing 2011 - 2026
[0001287032] 10-K
[0001287032] 10-Q
[0001287032] 3
[0001287032] 4
[0001287032] 8-K
[0001287032] D
[0001287032] SC 13D
[0001287032] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Prospect Capital Corp Prospect Capital Corp [2016-02-29] 5.9
Jupiter Street Inc Prospect Capital Corp [2012-06-22] 9.3
BlackRock Inc Prospect Capital Corp [2012-02-09] 6.69
Vanguard Group Inc Prospect Capital Corp [2012-02-09] 5.08
Form 3/4/5 Filer 2011 - 2026
Prospect Capital Corp
Barry John F
Eliasek M Grier
Gremp William
van Dask Kristin Lea
Stark Eugene S
John & Daria Barry Foundation
Oswald Brian H
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Eliasek M Grier
COMMON STOCK
2026-02-11 Buy 942,800 $2.92 2,752,976
COMMON STOCK
2025-09-25 Buy 370,000 $2.71 1,002,700
COMMON STOCK
2025-09-25 Buy 925,000 $2.72 2,516,000
COMMON STOCK
2025-09-24 Buy 741,158 $2.62 1,941,834
COMMON STOCK
2025-09-23 Buy 384,000 $2.66 1,021,440
COMMON STOCK
2025-09-22 Buy 374,500 $2.66 996,170
COMMON STOCK
2025-09-17 Buy 2,500 $2.79 6,975
Barry John F
COMMON STOCK
2025-06-23 Buy 319,000 $3.16 1,008,040
Barry John F
COMMON STOCK
2025-06-20 Buy 623,300 $3.19 1,988,327
Barry John F
COMMON STOCK
2025-03-24 Buy 24,000 $4.24 101,760
Barry John F
COMMON STOCK
2025-03-21 Buy 24,000 $4.26 102,240
Barry John F
COMMON STOCK
2025-03-20 Buy 24,000 $4.28 102,720
Barry John F
COMMON STOCK
2025-03-19 Buy 24,000 $4.30 103,200
Gremp William
COMMON STOCK
2025-03-18 Buy 4,477 $4.30 19,251
Barry John F
COMMON STOCK
2025-03-18 Buy 24,000 $4.30 103,200
Gremp William
COMMON STOCK
2025-03-18 Buy 14,623 $4.29 62,733
Barry John F
COMMON STOCK
2025-03-17 Buy 240,000 $4.30 1,032,000
Gremp William
COMMON STOCK
2025-03-14 Buy 900 $4.24 3,816
Barry John F
COMMON STOCK
2025-03-14 Buy 240,000 $4.28 1,027,200
Barry John F
COMMON STOCK
2025-03-13 Buy 240,000 $4.20 1,008,000
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 218 79,551,490
2025-12-31 224 74,072,586
2025-09-30 229 76,942,661
2025-06-30 226 57,083,275
2025-03-31 227 49,930,723
2024-12-31 245 40,414,487
2024-09-30 235 31,335,171
2024-06-30 237 33,943,749
2024-03-31 238 35,541,005
2023-12-31 252 41,959,627
2023-09-30 239 32,931,284
2023-06-30 245 30,433,691
Form 13F Holdings
Firm Period DFND Voting Shares
Independent Financial Group LLC [2026-06-30] SOLE 0 2,485,356
Tactive Advisors LLC [2026-06-30] SOLE 585,111 585,111
180 Wealth Advisors LLC [2026-06-30] SOLE 170,718 580,986
TCFG Investment Advisors LLC [2026-06-30] SOLE 0 330,236
Family Wealth Partners LLC [2026-06-30] SOLE 0 241,586
BFSG LLC [2026-06-30] SOLE 0 117,381
Spire Wealth Management [2026-06-30] SOLE 0 104,196
Generali Investments CEE investicni spolecnost as [2026-06-30] SOLE 101,234 101,234
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 0 84,292
Prospera Financial Services Inc [2026-06-30] SOLE 0 59,090
IFP Advisors LLC [2026-06-30] SOLE 24,798 24,798
Apella Capital LLC [2026-06-30] SOLE 0 23,542
Next Level Private LLC [2026-06-30] SOLE 0 22,011
Alaska Retirement Management Board [2026-06-30] SOLE 18,642 18,642
CWA Asset Management Group LLC [2026-06-30] SOLE 0 18,405
Significant Wealth Partners LLC [2026-06-30] SOLE 0 17,754
First National Bank of Mount Dora Trust Investment Services [2026-06-30] SOLE 15,300 15,300
Wealthcare Advisory Partners LLC [2026-06-30] SOLE 0 13,336
Farther Finance Advisors LLC [2026-06-30] SOLE 0 12,959
Aventura Private Wealth LLC [2026-06-30] SOLE 9,162 9,162
HHM Wealth Advisors LLC [2026-06-30] SOLE 0 5,372
West Branch Capital LLC [2026-06-30] SOLE 0 1,638
Corecap Advisors LLC [2026-06-30] SOLE 0 1,009
LRI Investments LLC [2026-06-30] SOLE 638 638
Hilltop National Bank [2026-06-30] DFND 380 380
JFS Wealth Advisors LLC [2026-06-30] SOLE 0 40
Capital Advisors Ltd LLC [2026-06-30] SOLE 0 12
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