Portman Ridge Finance Corp

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Portman Ridge Finance Corp
TickerPTMN
CIK #0001372807
CUSIP73688F102
Sector -
Address650 Madison Avnue 23Rd Floor, New York, NY 10022
Source [EDGAR]
CIK Filing 2011 - 2026
[0001372807] 10-K
[0001372807] 10-Q
[0001372807] 3
[0001372807] 4
[0001372807] 8-K
[0001372807] D
[0001372807] SC 13D
[0001372807] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Silver Creek Capital Management LLC Portman Ridge Finance Corp [2022-02-14] 0.0
Silver Creek Capital Management LLC Portman Ridge Finance Corp [2021-02-18] 5.12
Sarpa Partners LP Portman Ridge Finance Corp [2021-02-17] 7.4
Callodine Capital Management LP Portman Ridge Finance Corp [2020-02-05] 5.2
RiverNorth Capital Management LLC KCAP Financial Inc [2019-02-14] 0.72
Credit Suisse AG/ KCAP Financial Inc [2019-02-13] 890.0
Private Management Group Inc KCAP Financial Inc [2019-01-23] 6.59
Karpus Management Inc KCAP Financial Inc [2017-09-08] 40.0
DG Capital Management LLC KCAP Financial Inc [2015-10-06] 3.1
Virginia Retirement System KCAP Financial Inc [2014-02-14] 6.09
[2012-03-07] None
[2012-03-07] None
Whitebox Advisors LLC Kohlberg Capital Corp [2012-02-14] 6.3
Virginia Retirement System Kohlberg Capital Corp [2012-02-14] 9.18
Form 3/4/5 Filer 2011 - 2026
Satoren Brandon
Portman Ridge Finance Corp
Schafer Patrick
Goldthorpe Edward J.
Held David
Repertoire Partners LP
Repertoire Master Fund LP
Hazelwood Tricia Nicole
Chou Jennifer Kwon
Roos Jason T
Morea Joseph
Westwood Matthew Joseph
Warshauer Robert Herman
Duka Alexander
Lacovara Christopher
Devine Andrew
Moffitt David
Grunebaum George
Dell Graeme
Pastino Albert G
Stevens C Turney JR
Corless R Jon
Gilpin Edward U
Pearson Dayl W
Kehler Dean C
Ward John A III
Jacobi C Michael
Gilligan Daniel P.
Simeone Jill
Bloom Jay R
Cademartori Gary
Form 13F Holdings
Firm Period DFND Voting Shares
Bulldog Investors LLP [2025-06-30] SOLE 216,546 216,546
Two Sigma Advisers LP [2025-06-30] SOLE 169,300 175,100
Raymond James Financial Inc [2025-06-30] DFND 0 104,167
Marex Group plc [2025-06-30] DFND 82,151 82,151
Two Sigma Investments LP [2025-06-30] SOLE 81,504 81,504
Founders Financial Alliance LLC [2025-06-30] SOLE 0 70,504
Marshall Wace LLP [2025-06-30] OTR 0 65,635
Morgan Stanley [2025-06-30] DFND 7,114 65,278
Legal & General Group Plc [2025-06-30] DFND 62,625 62,625
Citadel Advisors LLC [2025-06-30] DFND 60,511 60,511
BlackRock, Inc. [2025-06-30] SOLE 58,194 58,198
Susquehanna International Group LLP [2025-06-30] OTR 38,832 53,232
Gables Capital Management Inc [2025-06-30] SOLE 47,689 47,689
Squarepoint Ops LLC [2025-06-30] DFND 0 45,870
Virtus Investment Advisers, LLC [2025-06-30] OTR 0 43,619
Trexquant Investment LP [2025-06-30] SOLE 40,024 40,024
O'shaughnessy Asset Management LLC [2025-06-30] SOLE 33,162 33,162
Deltec Asset Management LLC [2025-06-30] SOLE 27,014 27,014
Bank of America Corp /DE/ [2025-06-30] DFND 21,061 21,610
Confluence Investment Management LLC [2025-06-30] SOLE 20,934 20,934
Accordant Advisory Group Inc [2025-06-30] SOLE 0 16,060
Winnow Wealth LLC [2025-06-30] SOLE 0 16,060
Ethos Financial Group LLC [2025-06-30] SOLE 0 12,750
Ritholtz Wealth Management [2025-06-30] SOLE 0 10,643
SignatureFD LLC [2025-06-30] SOLE 0 3,145
Nova Wealth Management Inc [2025-06-30] SOLE 2,540 2,540
Royal Bank of Canada [2025-06-30] DFND 2,205 2,205
Arlington Trust Co LLC [2025-06-30] SOLE 1,500 1,500
Wells Fargo & Company/MN [2025-06-30] DFND 0 1,301
Harbour Investments Inc [2025-06-30] SOLE 0 1,070
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