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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Morgan Stanley	[2025-06-30]	DFND	266,117	4,024,717
Wells Fargo & Company/MN	[2025-06-30]	DFND	1	1,331,075
Thomas J Herzfeld Advisors Inc	[2025-06-30]	SOLE	720,534	720,534
Saba Capital Management LP	[2025-06-30]	SOLE	677,020	693,898
Guggenheim Capital LLC	[2025-06-30]	DFND	0	652,292
Royal Bank of Canada	[2025-06-30]	DFND	642,601	648,625
Pathstone Holdings, LLC	[2025-06-30]	DFND	636,500	636,500
1607 Capital Partners LLC	[2025-06-30]	SOLE	489,570	489,570
Envestnet Asset Management Inc	[2025-06-30]	SOLE	436,185	436,185
Bank of America Corp /DE/	[2025-06-30]	DFND	0	402,491
Cetera Investment Advisers	[2025-06-30]	SOLE	0	326,007
City of London Investment Management Co Ltd	[2025-06-30]	SOLE	319,281	319,281
LPL Financial LLC	[2025-06-30]	SOLE	6,252	233,885
Raymond James Financial Inc	[2025-06-30]	DFND	18,034	228,459
AQR Arbitrage LLC	[2025-06-30]	DFND	227,234	227,234
Rareview Capital LLC	[2025-06-30]	SOLE	156,324	156,324
B Riley Wealth Advisors Inc	[2025-06-30]	SOLE	147,116	147,116
Drive Wealth Management LLC	[2025-06-30]	SOLE	0	146,193
Advisors Asset Management Inc	[2025-06-30]	SOLE	128,878	128,878
Riverbridge Partners LLC	[2025-06-30]	SOLE	124,828	124,828
Prevail Innovative Wealth Advisors LLC	[2025-06-30]	SOLE	0	121,418
Private Advisor Group LLC	[2025-06-30]	SOLE	0	121,176
First Trust Advisors LP	[2025-06-30]	SOLE	119,644	119,644
Commonwealth Equity Services LLC	[2025-06-30]	SOLE	0	115,554
Steward Partners Investment Advisory LLC	[2025-06-30]	SOLE	0	113,920
Stifel Financial Corp	[2025-06-30]	DFND	83,353	113,383
BROOKFIELD Corp /ON/	[2025-06-30]	DFND	0	100,582
Cambridge Investment Research Advisors Inc	[2025-06-30]	SOLE	0	92,849
Osaic Holdings Inc	[2025-06-30]	DFND	0	87,903
Choreo LLC	[2025-06-30]	SOLE	0	82,008
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