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| Happy Holidays!! thanks for using AUM13F!! |
| UBS Asset Management Americas LLC
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| CRD # | 106838 |
| SEC # | 801-34910 |
| CIK # | 0001132716, 0000861177, 0000903954 |
| AUM | $542.2 B (2025-07-01) |
| Employees | 792 (33% Investors, 23% Brokers) |
| Phone | 212-713-2000 |
| Address | 787 7th Avenue New York, NY 10019 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($T) | |
|---|---|---|---|
| Nvidia Corp | 0.0 | ||
| Apple Inc | 0.0 | ||
| Amazon Com Inc | 0.0 | ||
| Broadcom Inc | 0.0 | ||
| Facebook Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Tesla Motors Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Lilly Eli & Co | 0.0 | ||
| VISA Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($T) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | A&Q Metric SPC - Alternative Multi Manager Access SP | 2025-05-28 | 110.1 | |
| SA | Madison Park Funding Lviii Ltd | 2025-03-31 | 496.9 | |
| SA | Madison Park Funding LXI Ltd | 2025-03-31 | 419.2 | |
| SA | Madison Park Funding LXIX Ltd | 2025-03-31 | 499.2 | |
| SA | Madison Park Funding Lxvii Ltd | 2025-03-31 | 497.2 | |
| SA | Madison Park Funding LXVI Ltd | 2025-03-31 | 699.4 | |
| Other | Private Strategies Select SPC - CABO Segregated Portfolio | 2025-03-31 | 109.8 | |
| SA | Madison Park Funding Lxiii Ltd | 2024-03-29 | 589.2 | |
| SA | Madison Park Funding LXII Ltd | 2024-03-29 | 388.0 | |
| HF | A&Q Metric SPC - Centerbook Partners Global Alpha SP | 2024-03-27 | 255.6 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 318,180 | 89.7 |
| (b) Individuals (high net worth individuals) | 80,474 | 105.4 |
| (c) Banking or thrift institutions | 5 | 0.2 |
| (d) Investment companies | 69 | 92.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 361 | 165.3 |
| (g) Pension and profit sharing plans | 14 | 7.5 |
| (h) Charitable organizations | 4 | 0.8 |
| (i) State or municipal government entities | 17 | 10.5 |
| (j) Other investment advisers | 18 | 12.8 |
| (k) Insurance companies | 20 | 4.5 |
| (l) Sovereign wealth funds and foreign official institutions | 19 | 44.3 |
| (m) Corporations or other businesses not listed above | 42 | 6.0 |
| (n) Other | 2 | 2.7 |
| Total | 399,225 | 542.2 |
| By Discretionary | ||
| Discretionary | 399,180 | 522.1 |
| Non-Discretionary | 45 | 20.1 |
| Total | 399,225 | 542.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 194.8 | |
| United States Persons | 347.5 | |
| Total | 399,225 | 542.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Jennifer Collins | 227 | |||
| Sean Flynn | 165 | |||
| Sophia Dilbert | 109 | |||
| Ebony Mylesberry | 90 | |||
| George Bashforth | 124 | |||
| Mark Cook | 124 | |||
| Tammy Jennissen | 131 | |||
| Julie OHara | 115 | |||
| Darren Stainrod | 140 | |||
| Campbell Congdon | 175 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0000861177] | |
| SC 13G | [0000861177] | |
| 13F-NT | [0000903954] | |
| SC 13D | [0000903954] | |
| 13F-HR | [0001132716] | |
| 3 | [0001132716] | |
| SC 13D | [0001132716] | |
| SC 13G | [0001132716] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM | |
| O'Connor EQUUS |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Invesco Advisers Inc
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|
GA | 756.9 |
|
MetLife Investment Management LLC
✚
|
NJ | 508.9 |
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JP Morgan Private Investments Inc
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NY | 375.6 |
|
FIAM LLC
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|
RI | 270.7 |
|
Guggenheim Partners Investment Management LLC
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|
NY | 228.7 |
|
DWS Investment Management Americas Inc
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|
NY | 193.1 |
|
Oaktree Capital Management LP
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|
CA | 171.0 |
|
Brown Advisory LLC
✚
|
MD | 121.9 |
|
General Atlantic Service Company LP
✚
|
NY | 105.7 |
|
Principal Real Estate Investors LLC
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|
IA | 99.4 |