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| UBS Asset Management Americas LLC
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|---|---|
| CRD # | 106838 |
| SEC # | 801-34910 |
| CIK # | 0000861177, 0001132716 |
| AUM | $477.9 BB (2024-08-27) |
| Employees | 823 (50% Investors, 23% Brokers) |
| Phone | 212-821-3000 |
| Address | 787 7th Avenue New York, NY 10019 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($TT) | Value ($TT) |
|---|---|---|---|
| MSFT | 1.9 | 0.0 | |
| NVDA | 0.4 | 0.0 | |
| AAPL | 2.4 | 0.0 | |
| AMZN | 1.1 | 0.0 | |
| GOOGL | 1.5 | 0.0 | |
| META | 0.4 | 0.0 | |
| GOOG | 1.5 | 0.0 | |
| LLY | 0.3 | 0.0 | |
| AVGO | 0.2 | 0.0 | |
| TSLA | 0.7 | 0.0 | |
| View All | |||
| Holdings by Sector ($TT) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| SA | Madison Park Funding Lxiii Ltd | 2024-03-29 | 589.6 | |
| SA | Madison Park Funding LXII Ltd | 2024-03-29 | 387.7 | |
| HF | A&Q Metric SPC - Centerbook Partners Global Alpha SP | 2024-03-27 | 206.2 | |
| HF | A&Q Metric SPC - Calixto Japan SP | [2024-02-29] | 4.5 | 88.0 |
| HF | Clover PCO III Origination Aggregator LP | [2024-02-22] | 311.6 | 83.6 |
| HF | Clover PCO III Secondary Aggregator LP | [2024-02-22] | 311.6 | 0.0 |
| HF | Nineteen77 Working Capital Finance Opportunistic Fund Master Limited | [2024-02-22] | 123.6 | 142.3 |
| Other | 1 North All China Equity Fund LLC | 2023-03-31 | 0.0 | |
| SA | Madison Park Funding LIII Ltd | 2023-03-31 | 633.6 | |
| SA | Madison Park Funding LIV Ltd | 2023-03-31 | 479.9 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 291,062 | 75.8 |
| (b) Individuals (high net worth individuals) | 61,960 | 82.7 |
| (c) Banking or thrift institutions | 9 | 2.3 |
| (d) Investment companies | 87 | 86.3 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 344 | 135.1 |
| (g) Pension and profit sharing plans | 23 | 14.1 |
| (h) Charitable organizations | 11 | 0.9 |
| (i) State or municipal government entities | 29 | 12.8 |
| (j) Other investment advisers | 14 | 12.2 |
| (k) Insurance companies | 29 | 4.7 |
| (l) Sovereign wealth funds and foreign official institutions | 17 | 37.9 |
| (m) Corporations or other businesses not listed above | 55 | 9.8 |
| (n) Other | 2 | 3.2 |
| Total | 353,642 | 477.9 |
| By Discretionary | ||
| Discretionary | 353,605 | 458.1 |
| Non-Discretionary | 37 | 19.8 |
| Total | 353,642 | 477.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 172.6 | |
| United States Persons | 305.3 | |
| Total | 353,642 | 477.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Jennifer Collins | 220 | |||
| Sean Flynn | 165 | |||
| Sophia Dilbert | 96 | |||
| George Bashforth | 113 | |||
| Ebony Mylesberry | 87 | |||
| Mark Cook | 121 | |||
| Tammy Jennissen | 129 | |||
| Campbell Congdon | 158 | |||
| Darren Stainrod | 135 | |||
| Julie OHara | 113 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0000861177] | |
| SC 13G | [0000861177] | |
| 13F-HR | [0001132716] | |
| 3 | [0001132716] | |
| SC 13G | [0001132716] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM | |
| O'Connor EQUUS |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Invesco Advisers Inc
✚
|
GA | 746.3 |
|
MetLife Investment Management LLC
✚
|
NJ | 499.5 |
|
JP Morgan Private Investments Inc
✚
|
NY | 292.9 |
|
FIAM LLC
✚
|
RI | 219.2 |
|
Guggenheim Partners Investment Management LLC
✚
|
CA | 208.8 |
|
DWS Investment Management Americas Inc
✚
|
NY | 173.0 |
|
Oaktree Capital Management LP
✚
|
CA | 161.5 |
|
Brown Advisory LLC
✚
|
MD | 108.3 |
|
Principal Real Estate Investors LLC
✚
|
IA | 93.9 |
|
Iconiq Capital LLC
✚
|
CA | 84.2 |