Allen Investment Management LLC

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Allen Investment Management LLC ✚
CRD #	124454
SEC #	801-61985
CIK #
AUM	16.91 B (2026-03-30)
Employees	28 (43% Investors, 0% Brokers)
Fees
Minimum
Phone	212-832-8000
Address	711 Fifth Avenue, 10th Floor New York, NY 10022
Source	[IAPD] [Website]

Total AUM ($B) Copy

Type	Form D Funds	Date	Sold	AUM
HF	ACIA Asset Allocation Fund LP	[2012-03-29]	129.9 M	0.6 M
	Filed 2021-10-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $97,428 · Net Assets Decline to Disclose
HF	ACIA Equity Fund LP	[2012-03-29]	10.5 M	0.3 M
	Filed 2017-02-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Allen Global Partners LP	[2012-03-29]	351.6 M	343.6 M
	Filed 2014-10-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $1,373,081 · Net Assets Decline to Disclose
HF	Allen Global Partners Offshore	2012-03-29		504.4 M

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	142	16.9
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	2	0.0
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	840	16.9
By Discretionary
Discretionary	815	14.1
Non-Discretionary	25	2.8
Total	840	16.9
By Non-United States Persons
Non-United States Persons		2.5
United States Persons		14.4
Total	840	16.9

Form D Directors	Role	# Filings	# Firms
Robert Dean	Director	34	3
Howard Felson	Executive Officer	3	3
Paul Gould	Director	12	2
Allen Investment Management LLC	Promoter	3	2
Chris Shakal	Executive Officer	2	2
Amanda Nguyen	Executive Officer	2	2
Joseph Cerullo	Executive Officer	2	2
Kevin Medina	Executive Officer	2	2
Kim Wieland	Executive Officer	2	2
Herbert Allen III	Executive Officer	2	2
Peter Diiorio	Director	2	2
Tal Gurion	Director	2	2
Allen Operations LLC	Executive Officer	3	1
Allen Operations LLC Allen Operations LLC	Executive Officer	2	1
Acia Equity GP LLC Acia Equity GP LLC	Executive Officer	1	1
Acia Asset Allocation GP LLC	Executive Officer	1	1
Allen Global Partners LLC	Executive Officer	1	1
Linda Fu	Executive Officer	1	1
Eugene Protash	Executive Officer	1	1
Acia Equity GP LLC	Executive Officer	1	1

Comparable Firms	State	AUM
O'shaughnessy Asset Management LLC ✚	CT	19.78 B
Wellington Management Japan PTE Ltd ✚		17.75 B
Carillon Tower Advisers Inc ✚	FL	16.86 B
T Rowe Price Australia Limited ✚		16.71 B
National Investment Services of America LLC ✚	WI	16.25 B
Great Lakes Advisors LLC ✚	IL	16.16 B
Sit Fixed Income Advisors II LLC ✚	MN	14.97 B
Zacks Investment Management Inc ✚	IL	14.59 B
Wellington Management Hong Kong Limited ✚		14.15 B
Truston Asset Management Co Ltd ✚		13.75 B

Assets, Funds, Holdings