Alta Wealth Advisors LLC

Item 5: Fees and Compensation

A. Fee Schedule

Portfolio Management and Selection of Other Advisers Fees

          Total Assets Under Management              Annual Fees
          $0 - $100,000                              2.00%

          $100,001 - $500,000                        1.50%

         Total Assets Under Management             Annual Fees
         $500,001 - $2,500,000                     1.25%

         $2,500,001 - $10,000,000                  1.00%

         $10,000,001 - AND UP                      0.75%

The advisory fee is calculated using the value of the assets in the Account on the last business day
of the prior billing period.

These fees are generally negotiable and the final fee schedule will be memorialized in the client’s
advisory agreement. Clients may terminate the agreement without penalty for a full refund of AWA
LLC's fees within five business days of signing the Investment Advisory Contract. Thereafter, clients
may terminate the Investment Advisory Contract immediately upon written notice.

When AWA recommends third-party advisers to a client, the client will pay a separate fee to the
third-party adviser in addition to the fees to AWA. The fee charged by the third-party adviser will
be set forth in the client’s agreement with that adviser. The fees shared are negotiable and the
total advisory fee will not exceed any limit imposed by any regulatory agency. The notice of
termination requirement and payment of fees for third-party investment advisers will depend on
the specific third-party adviser selected.
Pension Consulting Services Fees

Asset-Based Fees for Pension Consulting

         Total Assets Under Management             Annual Fee
         $0 - $1,000,000                           1.00%

         $1,000,001 - $2,500,000                   0.75%

         $2,500,001 - AND UP                       0.50%

The advisory fee is calculated using the value of the assets on the last business day of the prior
billing period

These fees are generally negotiable and the final fee schedule will be memorialized in the client’s
advisory agreement.

Clients may terminate the agreement without penalty for a full refund of AWA LLC's fees within
five business days of signing the Investment Advisory Contract. Thereafter, clients may terminate
the pension consulting agreement immediately upon written notice. AWA LLC bills based on the
balance on the first day of the billing period

Fixed Fees

The rate for creating client pension consulting plans is between $250 and $2,500. The final fee
schedule will be memorialized in the client’s advisory agreement. This service may be canceled
immediately upon written notice.

Financial Planning Fees

Fixed Fees

The negotiated fixed rate for creating client financial plans is between $250 and $2,500.

Hourly Fees

The negotiated hourly fee for these services is between $150 and $350.

Clients may terminate the agreement without penalty, for full refund of AWA LLC’s fees, within five
business days of signing the Financial Planning Agreement. Thereafter, clients may terminate the
Financial Planning Agreement generally upon written notice.

B. Payment of Fees

Payment of Portfolio Management and Selection of Other Advisers Fees

Asset-based portfolio management fees are withdrawn directly from the client's accounts with
client's written authorization on a quarterly basis. Fees are paid in advance.

Payment of Pension Consulting Fees

Asset-based pension consulting fees are withdrawn directly from the client's accounts with client's
written authorization on a monthly or quarterly basis per the custodian’s schedule or may be
invoiced and billed directly to the client on a monthly or quarterly basis per the custodian’s
schedule. Clients may select the method in which they are billed. Fees are paid in advance.

Fixed pension consulting fees are paid via check. These fees are paid 50% in advance, but never
more than six months in advance, with the remainder due upon presentation of the plan.

Payment of Financial Planning Fees

Financial planning fees are paid via check and wire.

Fixed financial planning fees are paid 50% in advance, but never more than six months in advance,
with the remainder due upon presentation of the plan.

Hourly financial planning fees are paid in arrears upon completion.

C. Client Responsibility For Third Party Fees

This brochure describes AWA LLC’s non-wrap fee advisory services; clients utilizing AWA LLC’s wrap
fee portfolio management should see the separate Wrap Fee Program Brochure for additional
details regarding third party fees. Client accounts not participating in the wrap fee program are
responsible for the payment of all third party fees (i.e., custodian fees, commissions, brokerage
fees, mutual fund fees, transaction fees, etc.). Those fees are separate and distinct from the fees
and expenses charged by AWA LLC. Please see Item 12 of this brochure regarding broker/custodian.

D. Prepayment of Fees

AWA LLC collects fees in advance. Refunds for fees paid in advance but not yet earned will be
refunded on a prorated basis and returned within fourteen days to the client via check, or return
deposit back into the client’s account.

For all asset-based fees paid in advance, the fee refunded will be equal to the balance of the fees
collected in advance minus the daily rate* times the number of days elapsed in the billing period
up to and including the day of termination. (*The daily rate is calculated by dividing the annual
asset-based fee rate by 365.)

Fixed fees that are collected in advance will be refunded based on the prorated amount of work
completed at the point of termination.

E. Outside Compensation For the Sale of Securities to Clients

Vincenzo Stuto, Bryan John Parks, Paul Michael Brissenden and Michael Dominic Viti are registered
representatives of a broker-dealer and they are also licensed insurance agents. In these roles, they
...

Item 7: Types of Clients

AWA LLC generally provides advisory services to the following types of clients:

        ❖       Individuals
        ❖       High-Net-Worth Individuals
        ❖       Corporations or Business Entities

There is no account minimum for any of AWA LLC’s services.