Burns Matteson Capital Management LLC

ITEM 5 – FEES AND COMPENSATION

 Burns Matteson Capital Management is a Fee-Only Financial Planning and Investment Advisory
 firm. As a Fee-Only firm, our services are paid for exclusively by our clients. We are not
 employees of any bank, credit union, brokerage firm, or insurance company. Unlike many other
 firms, we do not sell investment products and we do not accept any commissions from mutual fund
 companies or brokerage firms.

 The specific manner in which fees are charged by Burns Matteson Capital Management is
 established in a client’s written agreement with the firm. Burns Matteson Capital Management
 will typically bill investment management fees on a quarterly basis, in advance. Accounts initiated
 or terminated during a calendar quarter will be charged a prorated fee. Upon termination of any
 account, any prepaid, unearned fees will be promptly refunded, and any earned, unpaid fees will
 be due and payable. Clients are typically required to provide Burns Matteson Capital Management
 authorization to have their investment management fees debited directly from their investment

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 portfolio. Financial Planning fees are typically billed in a lump sum at the final presentation of the
 financial plan. Financial-planning-only clients also have the option of an annual retainer fee
 beginning if the second year of our relationship. Investment management and financial planning
 fees are published on an annual basis with our SEC Form ADV renewal, are applied in a uniform
 manner for all clients, and therefore are not subject to negotiation.

 Burns Matteson Capital Management’s fees are exclusive of brokerage commissions, transaction
 fees, and other related costs and expenses which may be incurred by the client. Clients may incur
 certain charges imposed by investment custodians, brokers, etc., such as custodial fees, short-term
 trading fees, odd-lot differentials, transfer taxes, wire transfer and electronic fund fees, and other
 fees and taxes on brokerage accounts and securities transactions. Mutual funds and exchange
 traded funds also charge internal management fees, which are disclosed in a fund’s prospectus.
 Such charges, fees and commissions are exclusive of and in addition to Burns Matteson Capital
 Management’s fee, and Burns Matteson Capital Management does not receive any portion of these
 commissions, fees, and costs.

 As a Fee-Only Financial Planning and Investment Advisory Firm, Burns Matteson Capital
 Management does not receive any of the above referenced ancillary brokerage fees, and Burns
 Matteson Capital Management typically recommends discount brokerage firms for clients to
 utilize.

  FINANCIAL PLANNING AND CONSULTING SERVICES (Stand-Alone):

 To the extent requested by the client, Registrant may provide its clients with a broad range of
 financial planning and consulting services (including investment and non-investment related
 matters). Registrant will charge a fee (fixed and/or hourly) for these services. Registrant’s financial
 planning fees generally range from $5,000 to $8,000 on a fixed fee basis and $400 on an hourly
 rate basis, depending upon the level and scope of the services required (see discussion below).
 Prior to engaging the Registrant to provide financial planning and/or consulting services, the client
 will generally be required to enter into a Financial Planning and Consulting Agreement with
 Registrant setting forth the terms and conditions of the engagement, describing the scope of the
 services to be provided, and the portion of the fee that is due from the client prior to Registrant
 commencing services. In performing its services, Registrant shall not be required to verify any
 information received from the client or from the client’s other professionals, and is expressly
 authorized to rely thereon. If requested by the client, Registrant may recommend the services of
 other professionals for implementation purposes. The client is under no obligation to engage the
 services of any such recommended professional. The client retains absolute discretion over all
 such implementation decisions and is free to accept or reject any recommendation from the
 Registrant. Moreover, each client is advised that it remains his/her/its responsibility to promptly
 notify the Registrant if there is ever any change in his/her/its financial situation or investment
 objectives for the purpose of reviewing/evaluating/revising Registrant’s previous

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 recommendations and/or services.

 Types of Financial Planning Services – Fees are based upon the level of service provided. A
 Traditional Financial Plan will encompass up to ten different areas of financial planning based on
 the client’s needs. A Specialized Financial Plan will focus on a single financial planning discipline
 such as retirement planning. A Traditional Financial Plan has a first-year fixed-fee of $8,000
 whereas a Specialized Financial plan has a first-year fixed-fee of $5,000. Financial Planning fees
 are due at the presentation of the written financial plan. Both types of financial plans have an
 annual retainer fee of $3,500 beginning in year two. Clients are not obligated to pay the annual
 retainer, but payment of the retainer is required for continued follow-up and annual reviews of the
 financial plan.

  WEALTH MANAGEMENT and INVESTMENT MANAGEMENT SERVICES:

 In the event the client desires, the client can engage the Registrant to provide wealth management
 and investment management services on a fee-only basis. In the event the client determines to
 engage Registrant on a fee-only basis, Registrant shall charge an annual investment management
 fee based upon a percentage of the market value of the assets being managed by Registrant. The
 investment management fee charged shall vary depending upon the market value of assets under
 management and the type of investment management services required, as follows:
...

ITEM 7 – TYPES OF CLIENTS

 Burns Matteson Capital Management currently provides portfolio management services to the
 following types of clients as defined by the SEC: High Net Worth Individuals, Individuals, Pension
 Plans, Business Entities, and Charitable Institutions. In addition to these current client types, Burns
 Matteson Capital Management may decide to provide portfolio management services to the
 following client types in the future: Taft-Hartley plans, foundations, endowments, municipalities,
 registered mutual funds, private investment funds, and trust programs. Burns Matteson Capital
 Management generally requires a minimum client net worth of $2 million and requires a minimum
 quarterly fee of $4,500. In the event that the client is subject to an annual minimum fee, the client
 could pay a higher percentage fee than referenced above