Ticino Wealth LLC

Item 5 – Fees and Compensation

How We Are Compensated for Our Advisory Services

Our fees vary among the different types of advisory services we offer, type of account, the client’s
relationship with the Firm, asset size and complexity and/or investment strategies employed and
may be negotiated at our sole discretion. The specific fees and way fees are charged and calculated
are described in your investment advisory agreement. You should carefully review the investment
advisory agreement prior to signing it.

Fees for our advisory services may be higher than fees charged by other advisers who offer similar
services. You may be charged different fees than similarly situated clients for the same services based
upon the complexity of your needs. You should carefully review this brochure to understand the fees

and other sources of compensation that exist among our services prior to entering into an investment
advisory contract with our firm.

Wealth and Investment Management Services

Ticino Wealth offers investment and wealth management for an annual fee based on the amount of
assets under the firm’s management/advisement. Fees are generally billed in advance each calendar
quarter based on the market value of the assets under management/advisement on the last day of the
previous calendar quarter. Advisory fees for the first quarter are prorated for the number of days
services will be provided in the quarter and are based on the value of the account at the time
advisory services commence. The maximum fee rate for new clients is as follows:

                                           Maximum Annual
                                            Advisory Fee

                                                  1.5%

Fees are based on cumulative household assets under management/advisement, with the exception
of corporate plans, which cannot be included with personal assets for fee reductions. You should
refer to your advisory agreement for your specific fee rate(s).

From time to time, Ticino Wealth provides advice on legacy positions held in client portfolios as
part of the client’s overall investment management strategy. In these situations, Ticino Wealth
excludes the value of the legacy positions in the assets under management used to determine the
client’s advisory fee. For investment and wealth management services Ticino Wealth provides to
certain clients or for specific client holdings (e.g., held-away assets), we may negotiate a fee rate that
differs substantially from our standard fee.

Financial Planning Services

Fees for financial planning services are included in the firm’s advisory fees.

Payment of Fees

By signing our investment advisory agreement, you authorize Ticino Wealth to instruct the account
custodian to directly debit fees from your account unless otherwise noted. Accounts initiated or
terminated during a calendar quarter will be charged a prorated fee.

Fees for our advisory services generally require you to pay investment advisory fees in advance of
receiving services. Any pre-paid, unearned fees will be promptly refunded. Advisory fees are
prorated for individual additions and withdrawals into or out of an account of more than $250,000
to or from an account throughout the quarter.

    •   For investment and wealth management services, refunds are calculated by taking the total
        advisory fee billed for the calendar quarter, dividing that amount by the number of days in

        the calendar quarter and multiplying that amount by the number of days services were not
        provided during the calendar quarter.

    •   For financial planning services, refunds are calculated based on the value of the services that
        were completed prior to termination of the advisory agreement.

    •   For one-time consulting projects that are partly paid upon execution of the agreement, the
        amount of the refund is calculated based on the value of the services that were completed.
        Any earned, unpaid fees will be due and payable upon termination of the advisory contract.

Other Types of Fees and Expenses You May Incur

Clients may incur other charges imposed by custodians, brokers, or investments or other third
parties, such as custodial fees, odd-lot differentials, ADR service charges, transfer taxes, wire transfer
and electronic fund fees, markups or markdowns and other fees and taxes on brokerage accounts
and securities transactions. Decisions to reallocate your account assets may result in you incurring a
redemption fee imposed by one or more mutual funds held in your account. Mutual funds and
exchange traded also charge management fees, which are disclosed in the fund’s prospectus or
offering documents. Such charges and fees are exclusive of and in addition to Ticino Wealth’s fee.
Ticino Wealth will not receive any portion of these charges or fees, including any distribution or
“12b-1” fees paid by mutual funds in which your account assets are invested. These charges, fees
and costs reduce the amount of money you make over time.

There may be times when another broker-dealer is used to execute fixed-income trades (commonly
referred to as “trading away” or “step out trades”). In instances where Ticino Wealth has
determined it is in the client’s best interest to utilize another broker-dealer to execute a transaction,
the cost of the transaction will be included in the wrap program fee and any markup will be included
in the price of the bond.

Other Types of Compensation We Receive

Ticino Wealth generally recommends Trade-PMR, Inc. (“Trade-PMR”) for brokerage services.
Brokerage and custodial services include, but are not limited to trade processing, collection of
management fees, marketing assistance and research. Item 12 – Brokerage Practices further describes
the factors that Ticino Wealth considers in recommending broker-dealers for client transactions and
determining the reasonableness of their compensation (e.g., transaction costs).

Item 7 – Types of Clients

Ticino Wealth generally provides advisory services to individuals and high net worth individuals.
An initial investment of at least $250,000 per household is generally required for investment
advisory services. Ticino Wealth does not have an ongoing minimum account size. In our sole
discretion, we may waive this minimum based on a client’s particular circumstances.