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Capital Financial Group Inc
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CRD # | 111709 |
SEC # | 801-117272 |
CIK # | 0001623019, 0001732854, 0000897226, 0000949308, 0001588456, 0001061630, 0001778185, 0001112289, 0002003078 |
AUM | $196.4 MM (2024-08-13) |
Employees | 6 (50% Investors, 0% Brokers) |
Phone | 303-629-7500 |
Address | 8400 E Prentice Ave, Suite 1100 Greenwood Village, CO 80111-2926 |
Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
Total AUM ($MM) |
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Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
---|---|---|---|
MSFT | 1,918.2 | 0.7 | |
AVGO | 201.3 | 0.6 | |
META | 434.9 | 0.5 | |
NVDA | 399.6 | 0.3 | |
LLY | 301.8 | 0.3 | |
AAPL | 2,382.8 | 0.2 | |
GOOG | 1,482.6 | 0.2 | |
JPM | 340.2 | 0.2 | |
ASML | 197.4 | 0.2 | |
GOOGL | 1,475.1 | 0.2 | |
View All |
Holdings by Sector ($BB) |
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AUM Breakdown | Accounts | AUM ($MM) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 190 | 57.8 |
(b) Individuals (high net worth individuals) | 55 | 126.7 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 3 | 11.8 |
(h) Charitable organizations | 0 | 0.0 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 1 | 0.1 |
(n) Other | 0 | 0.0 |
Total | 656 | 196.4 |
By Discretionary | ||
Discretionary | 595 | 176.8 |
Non-Discretionary | 61 | 19.6 |
Total | 656 | 196.4 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 196.4 | |
Total | 656 | 196.4 |
EDGAR Form | CIK | 2011 - 2024 |
---|---|---|
13F-HR | [0000897226] | |
SC 13G | [0000897226] | |
13F-NT | [0000949308] | |
SC 13G | [0000949308] | |
10-K | [0001061630] | |
10-Q | [0001061630] | |
3 | [0001061630] | |
4 | [0001061630] | |
5 | [0001061630] | |
8-K | [0001061630] | |
SC 13D | [0001061630] | |
SC 13G | [0001061630] | |
13F-HR | [0001112289] | |
13F-HR | [0001588456] | |
SC 13D | [0001588456] | |
SC 13G | [0001588456] | |
10-K | [0001623019] | |
10-Q | [0001623019] | |
3 | [0001623019] | |
4 | [0001623019] | |
8-K | [0001623019] | |
SC 13G | [0001623019] | |
13F-HR | [0001732854] | |
13F-HR | [0001778185] | |
D | [0002003078] |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Ables Iannone Moore & Associates Inc
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GA | 0.2 |
Birks Financial Corp
✚
|
VA | 0.2 |
Tandem Wealth Advisors LLC
✚
|
AZ | 0.2 |
Varra Wealth Management LLC
✚
|
CO | 0.2 |
Summit Investment Advisors Inc
✚
|
MD | 0.2 |
CMC Financial Group LLC
✚
|
GA | 0.2 |
Matthias Private Wealth LLC
✚
|
FL | 0.2 |
WMS Advisors LLC
✚
|
NC | 0.2 |
Michael Brady & Co LLC
✚
|
OH | 0.2 |
OFG Financial Services Inc
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|
KS | 0.2 |