Capital Financial Group Inc

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Capital Financial Group Inc
CRD #111709
SEC #801-117272
CIK #0001623019, 0001732854, 0000897226, 0000949308, 0001588456, 0001061630, 0001778185, 0001112289, 0002003078
AUM $196.4 MM (2024-08-13)
Employees 6 (50% Investors, 0% Brokers)
Phone303-629-7500
Address8400 E Prentice Ave, Suite 1100
Greenwood Village, CO 80111-2926
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook]
Total AUM ($MM)
2502001501005002001200920172025
Sector Form 13F Holdings Cap ($BB) Value ($BB)
MSFT 1,918.2 0.7
AVGO 201.3 0.6
META 434.9 0.5
NVDA 399.6 0.3
LLY 301.8 0.3
AAPL 2,382.8 0.2
GOOG 1,482.6 0.2
JPM 340.2 0.2
ASML 197.4 0.2
GOOGL 1,475.1 0.2
View All
Holdings by Sector ($BB)
25201510502013201720212025
AUM Breakdown Accounts AUM ($MM)
By Client Type
(a) Individuals (other than high net worth individuals) 190 57.8
(b) Individuals (high net worth individuals) 55 126.7
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 3 11.8
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 1 0.1
(n) Other 0 0.0
Total 656 196.4
By Discretionary
Discretionary 595 176.8
Non-Discretionary 61 19.6
Total 656 196.4
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 196.4
Total 656 196.4
EDGAR Form CIK 2011 - 2024
13F-HR [0000897226]
SC 13G [0000897226]
13F-NT [0000949308]
SC 13G [0000949308]
10-K [0001061630]
10-Q [0001061630]
3 [0001061630]
4 [0001061630]
5 [0001061630]
8-K [0001061630]
SC 13D [0001061630]
SC 13G [0001061630]
13F-HR [0001112289]
13F-HR [0001588456]
SC 13D [0001588456]
SC 13G [0001588456]
10-K [0001623019]
10-Q [0001623019]
3 [0001623019]
4 [0001623019]
8-K [0001623019]
SC 13G [0001623019]
13F-HR [0001732854]
13F-HR [0001778185]
D [0002003078]
Form 13D/13G Filer Form 13D/13G Subject Filed
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Form 3/4/5 Subject 2011 - 2024
Marone Anthony F. JR
Blackstone Mortgage Trust Inc
Nassau Henry N
Keenan Katharine A
Johnson Timothy Steven
Cotton Leonard W
Dobrowski Thomas E
Sagalyn Lynne B
Lynch Nnenna
Perez-Alvarado Gilda
View All
Comparable Firms State AUM ($BB)
Ables Iannone Moore & Associates Inc
GA 0.2
Birks Financial Corp
VA 0.2
Tandem Wealth Advisors LLC
AZ 0.2
Varra Wealth Management LLC
CO 0.2
Summit Investment Advisors Inc
MD 0.2
CMC Financial Group LLC
GA 0.2
Matthias Private Wealth LLC
FL 0.2
WMS Advisors LLC
NC 0.2
Michael Brady & Co LLC
OH 0.2
OFG Financial Services Inc
KS 0.2
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