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| First Light Asset Management LLC
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|---|---|
| CRD # | 168899 |
| SEC # | 801-78528 |
| CIK # | 0001600004 |
| AUM | 1,407.5 M (2026-03-24) |
| Employees | 14 (50% Investors, 0% Brokers) |
| Phone | 952-831-6500 |
| Address | 3300 Edinborough Way Edina, MN 55435 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Lectec Corp /MN/ | 132.6 | ||
| Marika Inc | 122.3 | ||
| Neogenomics Inc | 72.2 | ||
| Si-Bone Inc | 67.6 | ||
| Apogee Therapeutics Inc | 48.5 | ||
| Amylyx Pharmaceuticals Inc | 44.3 | ||
| Twist Bioscience Corp | 41.8 | ||
| Crinetics Pharmaceuticals Inc | 39.6 | ||
| 908 Devices Inc | 37.2 | ||
| Neuropace Inc | 32.3 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | First Light Genesis Fund LP | [2025-03-25] | 84.6 M | 121.7 M |
| Filed 2026-03-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | First Light Focus QP Fund LP | [2022-03-29] | 92.4 M | 104.4 M |
| Filed 2023-11-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $2,693 · Net Assets Decline to Disclose | ||||
| HF | First Light Prism Fund LP | [2019-03-29] | 171.5 M | 194.2 M |
| Filed 2025-12-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $376,156 · Net Assets Decline to Disclose | ||||
| HF | First Light Focus Fund LP | [2015-10-22] | 367.7 M | 659.3 M |
| Filed 2025-12-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $358,063 · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 167 | 41.3 |
| (b) Individuals (high net worth individuals) | 659 | 354.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 975.2 |
| (g) Pension and profit sharing plans | 5 | 5.6 |
| (h) Charitable organizations | 7 | 4.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 18 | 26.5 |
| (n) Other | 0 | 0.0 |
| Total | 861 | 1,407.5 |
| By Discretionary | ||
| Discretionary | 861 | 1,407.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 861 | 1,407.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 116.2 | |
| United States Persons | 1,291.3 | |
| Total | 861 | 1,407.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Brett Johnson | Executive Officer | 36 | 3 | |
| Kurt Peterson | Executive Officer | 7 | 3 | |
| First Light Asset Management LLC | Executive Officer | 6 | 2 | |
| Brian Beh | Promoter | 3 | 2 | |
| First Light Focus Fund GP LLC | Promoter | 3 | 1 | |
| Mathew Arens | Executive Officer | 2 | 1 | |
| Scott Ree | Promoter | 2 | 1 | |
| Timothy Gullickson | Promoter | 2 | 1 | |
| Jin Lien | Executive Officer | 2 | 1 | |
| First Light Genesis Fund GP LLC | Promoter | 1 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001600004] | |
| 3 | [0001600004] | |
| 4 | [0001600004] | |
| SC 13D | [0001600004] | |
| SC 13G | [0001600004] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| LEI | 5493001ZHNPAW2EPPX73 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Arens Mathew Paul | |
| First Light Asset Management LLC | |
| Health Catalyst Inc | |
| Societal CDMO Inc |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Societal CDMO Inc SCTL
Common Stock
|
2024-04-08 | Tender | 19,676,396 | $1.10 | 21,644,036 |
|
Societal CDMO Inc SCTL
Common Stock
|
2024-04-08 | Tender | 635,000 | $1.10 | 698,500 |
|
Societal CDMO Inc SCTL
Pre-Funded Warrant (right to buy) · derivative
|
2024-04-08 | Disposed to issuer | 1,250,000 | ||
|
Societal CDMO Inc SCTL
Stock Option (Right to Buy) · derivative
|
2024-04-08 | Disposed to issuer | 20,000 | ||
|
Societal CDMO Inc SCTL
Pre-Funded Warrant (right to buy) · derivative
|
2023-08-24 | Buy | 1,250,000 | $0.40 | 500,000 |
|
Societal CDMO Inc SCTL
Common Stock
|
2023-08-24 | Buy | 6,250,000 | $0.40 | 2,500,000 |
|
Societal CDMO Inc SCTL
Stock Option (right to buy) · derivative
|
2023-08-23 | Grant | 20,000 | $0.00 |
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