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First Light Asset Management LLC
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CRD # | 168899 |
SEC # | 801-78528 |
CIK # | 0001600004 |
AUM | $1.4 BB (2024-07-22) |
Employees | 14 (57% Investors, 0% Brokers) |
Phone | 952-831-6500 |
Address | 3300 Edinborough Way Edina, MN 55435 |
Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
Total AUM ($MM) |
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Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
---|---|---|---|
FNA | 1,235.4 | 55.9 | |
ATEC | 693.0 | 55.7 | |
CRNX | 949.2 | 53.8 | |
NEO | 1,066.7 | 52.5 | |
XENE | 1,599.0 | 50.9 | |
TMDX | 875.5 | 45.3 | |
ATRC | 1,835.8 | 44.7 | |
PODD | 15,685.3 | 43.5 | |
CNTA | 433.5 | 43.2 | |
NTRA | 3,633.0 | 40.0 | |
View All |
Holdings by Sector ($MM) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
HF | First Light Focus QP Fund LP | [2022-03-29] | 92.4 | 104.4 |
HF | First Light Prism Fund LP | [2019-03-29] | 171.5 | 177.6 |
HF | First Light Focus Fund LP | [2015-10-22] | 266.3 | 477.1 |
AUM Breakdown | Accounts | AUM ($MM) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 218 | 41.5 |
(b) Individuals (high net worth individuals) | 893 | 460.1 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 5 | 759.1 |
(g) Pension and profit sharing plans | 10 | 6.1 |
(h) Charitable organizations | 9 | 4.5 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 29 | 28.3 |
(n) Other | 1 | 88.3 |
Total | 1,165 | 1,387.9 |
By Discretionary | ||
Discretionary | 1,165 | 1,387.9 |
Non-Discretionary | 0 | 0.0 |
Total | 1,165 | 1,387.9 |
By Non-United States Persons | ||
Non-United States Persons | 75.3 | |
United States Persons | 1,312.6 | |
Total | 1,165 | 1,387.9 |
Form D Directors | # Filings | # Firms | 2011 - 2024 | |
---|---|---|---|---|
Brett Johnson | 30 | |||
Kurt Peterson | 7 | |||
First Light Asset Management LLC | 6 | |||
Brian Beh | 3 | |||
First Light Focus Fund GP LLC | 3 | |||
Mathew Arens | 2 | |||
Timothy Gullickson | 2 | |||
Scott Ree | 2 | |||
Jin Lien | 2 | |||
First Light Prism Fund GP LLC | 1 | |||
View All |
EDGAR Form | CIK | 2011 - 2024 |
---|---|---|
13F-HR | [0001600004] | |
3 | [0001600004] | |
4 | [0001600004] | |
SC 13D | [0001600004] | |
SC 13G | [0001600004] |
Form 3/4/5 Subject | 2011 - 2024 |
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First Light Asset Management, LLC | |
Societal CDMO, Inc. | |
Arens Mathew Paul |
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---|---|---|
Third Avenue Management LLC
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|
NY | 1.4 |
Anfield Capital Management LLC
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|
CA | 1.4 |
Seelaus Asset Management LLC
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NJ | 1.4 |
Peconic Partners LLC
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NY | 1.4 |
Woodmont Investment Counsel LLC
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TN | 1.4 |
Spyglass Capital Management LLC
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|
CA | 1.4 |
Lake Hill Capital Management LLC
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NY | 1.4 |
Boreal Capital Management LLC
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FL | 1.4 |
Quent Capital LLC
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NY | 1.4 |
Halyard Asset Management LLC
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|
NY | 1.3 |