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| Gagnon Securities LLC
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|---|---|
| CRD # | 103727 |
| SEC # | 801-64836 |
| CIK # | |
| AUM | 529.7 M (2026-05-04) |
| Employees | 19 (53% Investors, 100% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-554-5000 |
| Address | 1370 6th Avenue New York, NY 10019 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,025 | 247.6 |
| (b) Individuals (high net worth individuals) | 33 | 224.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 144 | 58.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,202 | 529.7 |
| By Discretionary | ||
| Discretionary | 1,202 | 529.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,202 | 529.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.8 | |
| United States Persons | 528.9 | |
| Total | 1,202 | 529.7 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 1 |
| Serves | Retail |
| Related Firms | State | AUM |
|---|---|---|
|
Gagnon Securities LLC
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|
NY | 529.7 M |
|
Gagnon Advisors LLC
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|
NY | 187.3 M |
| Comparable Firms | State | AUM |
|---|---|---|
|
Robertson Investment Management
✚
|
TX | 534.1 M |
|
Jacksonville Wealth Management LLC
✚
|
FL | 533.5 M |
|
DST Wealth Management LLC
✚
|
CA | 532.1 M |
|
Pension & Wealth Management Advisors Inc
✚
|
MA | 529.8 M |
|
Denver Wealth Management Inc
✚
|
CO | 529.8 M |
|
Sa Mason LLC
✚
|
MI | 528.7 M |
|
Peterson Wealth Services Inc
✚
|
UT | 528.5 M |
|
Noble Family Wealth LLC
✚
|
FL | 527.5 M |
|
Compass Financial Advisory Services LLC
✚
|
FL | 527.2 M |
|
Core Planning LLC
✚
|
MO | 525.0 M |