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| Gagnon Advisors LLC
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| |
|---|---|
| CRD # | 161697 |
| SEC # | 801-79567 |
| CIK # | 0001599466 |
| AUM | $141.9 MM (2024-03-28) |
| Employees | 10 (60% Investors, 100% Brokers) |
| Phone | 212-554-5060 |
| Address | 1370 6th Avenue, 26th Floor New York, NY 10019 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| EPD | 54,009.8 | 9.8 | |
| CDNA | 1,166.6 | 9.5 | |
| AL | 3,636.2 | 9.3 | |
| NVGS | 893.6 | 9.0 | |
| AOSL | 929.5 | 7.1 | |
| WGS | 6.7 | ||
| PROF | 149.8 | 6.3 | |
| BLFS | 621.7 | 5.9 | |
| AMRC | 2,355.8 | 5.6 | |
| FIVN | 6,497.4 | 5.5 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Gagnon Investment Associates LLC | 2012-03-05 | 52.8 | |
| HF | Gagnon Investment Associates Master Fund | 2012-03-05 | 85.3 | |
| HF | Gagnon Investment Associates Offshore | 2012-03-05 | 32.5 | |
| HF | GIS Fund of Funds LLC | 2012-03-05 | 56.6 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 141.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 141.9 |
| By Discretionary | ||
| Discretionary | 3 | 141.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 141.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 32.5 | |
| United States Persons | 109.4 | |
| Total | 3 | 141.9 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001599466] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Gagnon Securities LLC
✚
|
NY | 0.4 |
|
Gagnon Advisors LLC
✚
|
NY | 0.1 |
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