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| Great Lakes Advisors LLC
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| |
|---|---|
| CRD # | 110757 |
| SEC # | 801-16937 |
| CIK # | 0001078013 |
| AUM | $13.9 BB (2024-06-24) |
| Employees | 91 (45% Investors, 24% Brokers) |
| Phone | 312-431-1700 |
| Address | 231 S LaSalle Street Chicago, IL 60604 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | GLA Partners LP | [2013-09-13] | 4.7 | 20.0 |
| Other | Great Lakes Large-Cap Value Fund LLC | [2012-02-22] | 37.2 | 19.8 |
| Other | Great Lakes Small-Cap Trust | [2012-02-22] | 99.3 | 40.0 |
| Other | Great Lakes Small/Mid-Cap Fund LLC | 2012-02-22 | 22.5 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,083 | 1.2 |
| (b) Individuals (high net worth individuals) | 153 | 1.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 4 | 3.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 0.2 |
| (g) Pension and profit sharing plans | 79 | 3.4 |
| (h) Charitable organizations | 129 | 1.2 |
| (i) State or municipal government entities | 7 | 0.4 |
| (j) Other investment advisers | 1 | 0.1 |
| (k) Insurance companies | 5 | 0.3 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 54 | 0.8 |
| (n) Other | 698 | 1.6 |
| Total | 3,330 | 13.9 |
| By Discretionary | ||
| Discretionary | 3,280 | 13.6 |
| Non-Discretionary | 50 | 0.3 |
| Total | 3,330 | 13.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.5 | |
| United States Persons | 13.4 | |
| Total | 3,330 | 13.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| James Johnson | 65 | ||
| Rothschild Asset Management Inc | 7 | ||
| Rothschild & Co Asset Management US Inc | 4 | ||
| Jason Turner | 7 | ||
| Roger Kimmel | 3 | ||
| T Johnson | 3 | ||
| Michael Tamasco | 2 | ||
| Daniel Oshinskie | 2 | ||
| Paul Roukis | 1 | ||
| Anthea Mikstay | 1 | ||
| Advisors LLC Great Lakes | 1 | ||
| Chris Kaufman | 1 | ||
| Susan Lau | 1 | ||
| Andrew Didham | 1 | ||
| Mark Tavel | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001078013] | |
| D | [0001078013] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Wintrust Investments LLC
✚
|
IL | 14.4 |
|
Great Lakes Advisors LLC
✚
|
IL | 13.9 |
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|---|---|---|
|
Yacktman Asset Management LP
✚
|
TX | 16.2 |
|
Carillon Tower Advisers Inc
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|
FL | 15.6 |
|
Driehaus Capital Management LLC
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|
IL | 15.2 |
|
T Rowe Price Australia Limited
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|
14.9 | |
|
Akre Capital Management LLC
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|
VA | 14.8 |
|
Allen Investment Management LLC
✚
|
NY | 13.8 |
|
G10 Capital Limited
✚
|
13.0 | |
|
SIT Fixed Income Advisors II LLC
✚
|
MN | 12.3 |
|
Wellington Management Hong Kong Limited
✚
|
11.8 | |
|
Guardian Capital LP
✚
|
11.6 |