Great Lakes Advisors LLC

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Great Lakes Advisors LLC ✚
CRD #	110757
SEC #	801-16937
CIK #	0001078013
AUM	16.16 B (2026-05-19)
Employees	84 (44% Investors, 1% Brokers)
Fees
Minimum
Phone	312-431-1700
Address	231 S LaSalle Street Chicago, IL 60604
Source	[IAPD] [EDGAR] [Website]

Total AUM ($B) Copy

CIK	Period
0001078013	2026-03-31 2025-12-31 2025-09-30 2025-06-30 2025-03-31 2024-12-31 2024-09-30 2024-06-30 2024-03-31 2023-12-31 2023-09-30 2023-06-30 2023-03-31 2022-12-31 2022-09-30 2022-06-30 2022-03-31 2021-12-31 2021-09-30 2021-06-30 2021-03-31 2020-12-31 2020-09-30 2020-06-30 2020-03-31 2019-12-31 2019-09-30 2019-06-30 2019-03-31 2018-12-31 2018-09-30 2018-06-30 2018-03-31 2017-12-31 2017-09-30 2017-06-30 2017-03-31 2016-12-31 2016-09-30 2016-06-30 2016-03-31 2015-12-31 2015-09-30 2015-06-30 2015-03-31 2014-12-31 2014-09-30 2014-06-30 2014-03-31 2013-12-31 2013-09-30 2013-06-30 2013-03-31 2012-12-31 2012-09-30 2012-06-30 2012-03-31 2011-12-31

CIK

Period

0001078013

Sector	Form 13F Holdings	Value ($B)
	Alphabet Inc	0.3
	J P Morgan Chase & Co	0.3
	Amazon Com Inc	0.3
	United Technologies Corp /DE/	0.2
	Merck & Co Inc	0.2
	Linde PLC	0.2
	Microsoft Corp	0.2
	Parker Hannifin Corp	0.2
	Nvidia Corp	0.2
	Bank of America Corp /DE/	0.2
	Micron Technology Inc	0.2
	TJX Companies Inc /DE/	0.2
	Wells Fargo & Co/MN	0.2
	BlackRock Inc	0.2
	Gilead Sciences Inc	0.2
	Hartford Financial Services Group Inc/DE	0.1
	Goldman Sachs Group Inc	0.1
	Walt Disney Co	0.1
	Quanta Services Inc	0.1
	Facebook Inc	0.1
	Broadcom Inc	0.1
	Conocophillips	0.1
	Abbott Laboratories	0.1
	CSX Corp	0.1
	PepsiCo Inc	0.1
	Intercontinentalexchange Group Inc	0.1
	Cisco Systems Inc	0.1
	Martin Marietta Materials Inc	0.1



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Type	Form D Funds	Date	Sold	AUM
HF	GLA Partners LP	[2013-09-13]	4.7 M	20.0 M
	Filed 2013-07-10 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Great Lakes Large-Cap Value Fund LLC	[2012-02-22]	37.2 M	14.8 M
	Filed 2022-12-05 (D/A) · Exemption 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Great Lakes Small Cap Core Trust	[2012-02-22]	99.3 M	37.6 M
	Filed 2022-12-05 (D/A) · Exemption 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Great Lakes Small/Mid-Cap Fund LLC	2012-02-22		22.5 M

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	687	1.1
(b) Individuals (high net worth individuals)	150	1.7
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	5	4.4
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	2	0.1
(g) Pension and profit sharing plans	54	3.2
(h) Charitable organizations	135	1.4
(i) State or municipal government entities	6	1.0
(j) Other investment advisers	1	0.0
(k) Insurance companies	4	0.3
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	57	0.8
(n) Other	630	2.1
Total	2,978	16.2
By Discretionary
Discretionary	2,925	15.9
Non-Discretionary	53	0.3
Total	2,978	16.2
By Non-United States Persons
Non-United States Persons		1.2
United States Persons		15.0
Total	2,978	16.2

Form D Directors	Role	# Filings	# Firms
James Johnson	Executive Officer	68	3
Rothschild Asset Management Inc	Executive Officer	7	3
Jason Turner	Director	9	2
T Johnson	Executive Officer	3	2
Roger Kimmel	Director	3	2
Daniel Oshinskie	Executive Officer	2	2
Michael Tamasco	Executive Officer	2	2
Andrew Didham	Director	1	1
Paul Roukis	Executive Officer	1	1
Advisors LLC Great Lakes	Promoter	1	1
View All

EDGAR Form	CIK	2011 - 2026
13F-HR	[0001078013]
D	[0001078013]

Firm Profile (Form ADV)
Discretionary AUM	$3.3B
Clients	16 (1 non-US)
Serves	Institutional, Retail
Fund Types	Hedge Fund
LEI	254900J1G67JSVRV3310

Related Firms	State	AUM
Great Lakes Advisors LLC ✚	IL	16.16 B
Wintrust Investments LLC ✚	IL

Comparable Firms	State	AUM
Wellington Management Japan PTE Ltd ✚		17.75 B
Allen Investment Management LLC ✚	NY	16.91 B
Carillon Tower Advisers Inc ✚	FL	16.86 B
T Rowe Price Australia Limited ✚		16.71 B
National Investment Services of America LLC ✚	WI	16.25 B
Sit Fixed Income Advisors II LLC ✚	MN	14.97 B
Zacks Investment Management Inc ✚	IL	14.59 B
Wellington Management Hong Kong Limited ✚		14.15 B
Truston Asset Management Co Ltd ✚		13.75 B
Alpha Architect LLC ✚	PA	13.50 B

Great Lakes Advisors LLC

Assets, Funds, Holdings