Great Lakes Advisors LLC

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Total AUM ($BB) Copy

CIK	Period
0001078013
/

Sector	Form 13F Holdings	Cap ($BB)	Value ($BB)
	Microsoft Corp	1,918.2	0.2
	J P Morgan Chase & Co	340.2	0.2
	Exxon Mobil Corp	385.5	0.2
	Boston Scientific Corp	53.6	0.2
	UnitedHealth Group Inc	477.0	0.2
	Nvidia Corp	399.6	0.2
	Merck & Co Inc	232.4	0.2
	Bank of America Corp /DE/	278.3	0.1
	AbbVie Inc	269.5	0.1
	Alphabet Inc	1,475.1	0.1
	Walt Disney Co	174.7	0.1
	Facebook Inc	434.9	0.1
	Wells Fargo & Co/MN	152.3	0.1
	Apple Inc	2,382.8	0.1
	Micron Technology Inc	64.6	0.1
	Schlumberger Ltd /NV/	52.3	0.1
	Conocophillips	123.2	0.1
	Hartford Financial Services Group Inc/DE	21.5	0.1
	Broadcom Inc	201.3	0.1
	Abbott Laboratories	187.3	0.1
	Parker Hannifin Corp	32.1	0.1
	Duke Energy Corp	81.4	0.1
	Thermo Fisher Scientific Inc	209.7	0.1
	Quanta Services Inc	17.8	0.1
	Amgen Inc	130.1	0.1
	Amerisourcebergen Corp		0.1
	Caterpillar Inc	100.0	0.1
	United Technologies Corp /DE/	139.5	0.1



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Type	Form D Funds	Date	Sold ($MM)	AUM ($MM)
HF	GLA Partners LP	[2013-09-13]	4.7	20.0
Other	Great Lakes Large-Cap Value Fund LLC	[2012-02-22]	37.2	19.8
Other	Great Lakes Small-Cap Trust	[2012-02-22]	99.3	40.0
Other	Great Lakes Small/Mid-Cap Fund LLC	2012-02-22		22.5

AUM Breakdown	Accounts	AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals)	1,083	1.2
(b) Individuals (high net worth individuals)	153	1.4
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	4	3.2
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	3	0.2
(g) Pension and profit sharing plans	79	3.4
(h) Charitable organizations	129	1.2
(i) State or municipal government entities	7	0.4
(j) Other investment advisers	1	0.1
(k) Insurance companies	5	0.3
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	54	0.8
(n) Other	698	1.6
Total	3,330	13.9
By Discretionary
Discretionary	3,280	13.6
Non-Discretionary	50	0.3
Total	3,330	13.9
By Non-United States Persons
Non-United States Persons		0.5
United States Persons		13.4
Total	3,330	13.9

Form D Directors	# Filings	# Firms	2011 - 2024
James Johnson	65
Rothschild Asset Management Inc	7
Rothschild & Co Asset Management US Inc	4
Jason Turner	7
Roger Kimmel	3
T Johnson	3
Michael Tamasco	2
Daniel Oshinskie	2
Paul Roukis	1
Anthea Mikstay	1
View All

EDGAR Form	CIK	2011 - 2024
13F-HR	[0001078013]
D	[0001078013]

Related Firms	State	AUM ($BB)
Wintrust Investments LLC ✚	IL	14.4
Great Lakes Advisors LLC ✚	IL	13.9

Comparable Firms	State	AUM ($BB)
Yacktman Asset Management LP ✚	TX	16.2
Carillon Tower Advisers Inc ✚	FL	15.6
Driehaus Capital Management LLC ✚	IL	15.2
T Rowe Price Australia Limited ✚		14.9
Akre Capital Management LLC ✚	VA	14.8
Allen Investment Management LLC ✚	NY	13.8
G10 Capital Limited ✚		13.0
SIT Fixed Income Advisors II LLC ✚	MN	12.3
Wellington Management Hong Kong Limited ✚		11.8
Guardian Capital LP ✚		11.6

Assets, Funds, Holdings