|
⚲
|
| Great Point Partners LLC
✚
|
|
|---|---|
| CRD # | 158423 |
| SEC # | 801-73834 |
| CIK # | 0001281446 |
| AUM | $1.9 BB (2023-03-31) |
| Employees | 27 (78% Investors, 11% Brokers) |
| Phone | 203-971-3300 |
| Address | 165 Mason Street Greenwich, CT 06830 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0001281446 | |
| / | |
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| Pliant Therapeutics Inc | 277.1 | 32.2 | |
| Xenon Pharmaceuticals Inc | 1,599.0 | 29.3 | |
| Nivalis Therapeutics Inc | 244.1 | 28.9 | |
| Ultragenyx Pharmaceutical Inc | 4,107.0 | 27.2 | |
| RAPT Therapeutics Inc | 534.2 | 24.9 | |
| Vaxcyte Inc | 1,215.3 | 24.7 | |
| Therapeutics Acquisition Corp | 589.4 | 24.6 | |
| Amylyx Pharmaceuticals Inc | 1,151.9 | 23.0 | |
| Desert Gateway Inc | 1,504.7 | 22.6 | |
| Jazz Pharmaceuticals Inc | 9,693.6 | 21.9 | |
| Evolus Inc | 665.3 | 18.6 | |
| Viking Therapeutics Inc | 209.7 | 18.0 | |
| Cytokinetics Inc | 4,051.3 | 17.6 | |
| Anaptysbio Inc | 586.3 | 17.5 | |
| Ophthotech Corp | 1,109.5 | 16.9 | |
| Aerovate Therapeutics Inc | 365.4 | 15.2 | |
| Optinose Inc | 304.3 | 15.2 | |
| Immunocore Holdings PLC | 1,563.2 | 12.6 | |
| Carbylan Therapeutics Inc | 236.1 | 12.6 | |
| Aclaris Therapeutics Inc | 936.1 | 11.7 | |
| Relay Therapeutics Inc | 1,778.7 | 10.8 | |
| AP Pharma Inc /DE/ | 314.6 | 8.8 | |
| Precision Biosciences Inc | 97.6 | 6.1 | |
| Gracell Biotechnologies Inc | 344.1 | 5.9 | |
| CymaBay Therapeutics Inc | 232.0 | 4.4 | |
| Generation Bio Co | 365.4 | 4.4 | |
| Acumen Pharmaceuticals Inc | 177.8 | 4.3 | |
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | GPP - CF I LP | [2023-03-31] | 36.4 | 42.2 |
| PE | GPP III - Ephicacy LLC | 2023-03-31 | 21.0 | |
| PE | GPP III - Ixcells LLC | 2023-03-31 | 1.6 | |
| PE | Great Point Partners IV LP | [2022-05-05] | 432.0 | 505.0 |
| PE | GPP III - PCM LLC | 2022-03-31 | 38.4 | |
| PE | GPP II-A Salmon AIV LP | 2021-02-25 | 20.6 | |
| PE | GPP III - MLM LLC | 2021-02-25 | 4.3 | |
| PE | Great Point Partners II Salmon AIV LP | 2021-02-25 | 67.1 | |
| PE | GPP III - Axiom LLC | 2020-03-30 | 13.6 | |
| PE | GPP III - Bionova LLC | 2020-03-30 | 0.1 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 18 | 1.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 19 | 1.9 |
| By Discretionary | ||
| Discretionary | 19 | 1.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 19 | 1.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.3 | |
| United States Persons | 1.6 | |
| Total | 19 | 1.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Riyaz Nooruddin | 43 | ||
| Alan Kelly | 30 | ||
| Jeffrey Jay | 12 | ||
| David Kroin | 5 | ||
| Great Point Partners LLC | 3 | ||
| Great Point GP LLC | 2 | ||
| Great Point Partners CF I GP LLC | 1 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001281446] | |
| 13F-NT | [0001281446] | |
| 3 | [0001281446] | |
| 4 | [0001281446] | |
| SC 13D | [0001281446] | |
| SC 13G | [0001281446] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Toscafund Asset Management LLP
✚
|
2.1 | |
|
Glouston Capital Partners LLC
✚
|
MA | 1.9 |
|
Winston Capital Management LLC
✚
|
VA | 1.9 |
|
Newmarket Investment Management LP
✚
|
PA | 1.9 |
|
Wexford Capital LP
✚
|
FL | 1.9 |
|
FEG Investment Services LLC
✚
|
OH | 1.8 |
|
FCO Advisors LP
✚
|
NY | 1.8 |
|
Chilton Investment Company Inc
✚
|
CT | 1.8 |
|
Mak Capital One LLC
✚
|
NY | 1.8 |
|
Tensile Capital Management LP
✚
|
CA | 1.8 |