Guggenheim Partners Investment Management LLC

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Guggenheim Partners Investment Management LLC
CRD #137432
SEC #801-66786
CIK #0001425498, 0001425852
AUM $228.7 B (2025-06-05)
Employees 575 (30% Investors, 9% Brokers)
Phone212-739-0700
Address330 Madison Avenue
New York, NY 10017
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram]
Total AUM ($B)
3002401801206002005201220192026
Sector Form 13F Holdings Value ($B)
Nvidia Corp 0.6
Microsoft Corp 0.5
Apple Inc 0.4
Broadcom Inc 0.3
Amazon Com Inc 0.3
Facebook Inc 0.3
Alphabet Inc 0.2
Costco Wholesale Corp /NEW 0.1
Netflix Inc 0.1
Cisco Systems Inc 0.1
View All
Holdings by Sector ($B)
504030201002012201620212026
Type Form D Funds Date Sold ($M) AUM ($M)
PE ACRI Holdings II LLC 2025-03-31 80.6
PE ACRI Holdings LLC 2025-03-31 373.4
PE Bronco Media Holdings LLC 2025-03-31 18.2
RE Campa Funding LLC 2025-03-31 278.0
RE Fitzcarraldo Funding LLC 2025-03-31 288.6
PE Gies LLC 2025-03-31 214.1
SA GLAM Milhsg FEE LLC 2025-03-31 261.4
PE G-One Holdings LLC 2025-03-31 32.2
PE G-Puff 2 LLC 2025-03-31 330.4
PE G-Puff 3 LLC 2025-03-31 19.6
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 23 0.0
(b) Individuals (high net worth individuals) 0 0.4
(c) Banking or thrift institutions 18 17.3
(d) Investment companies 21 55.6
(e) Business development companies 1 0.0
(f) Pooled investment vehicles 71 8.3
(g) Pension and profit sharing plans 0 1.3
(h) Charitable organizations 6 0.5
(i) State or municipal government entities 8 2.9
(j) Other investment advisers 0 0.3
(k) Insurance companies 60 138.8
(l) Sovereign wealth funds and foreign official institutions 0 1.3
(m) Corporations or other businesses not listed above 14 2.0
(n) Other 0 0.1
Total 232 228.7
By Discretionary
Discretionary 224 228.5
Non-Discretionary 8 0.3
Total 232 228.7
By Non-United States Persons
Non-United States Persons 31.5
United States Persons 197.2
Total 232 228.7
Limited Partners2011 - 2025
Alaska Division of Retirement and Benefits
California Public Employees' Retirement System
Illinois Municipal Retirement Fund
Los Angeles Fire and Police Pensions
Massachusetts Pension Reserves Investment Management
Minnesota State Board of Investment
New Jersey Division of Investment
New York City Employees' Retirement System
New York State and Local Retirement System
New York State Common Retirement Fund
Oregon Public Employees Retirement Fund
Teachers' Retirement System of the City of New York
Form D Directors # Filings # Firms 2011 - 2025
Roger Hanson 255
Don Seymour 315
Amber Ramsey 72
William Shaw 92
Paras Malde 75
Nicole Ramroop 42
Sam Ellis 106
Kevin Solomon 97
Christopher Lebeau 34
The Bank of New York Mellon 23
James Freeland 42
Gregg Nardone 39
Todd Hearle 28
Michael Damaso 14
Patrick Mitchell 12
Steven Brown 65
Guggenheim Partners Investment Management LLC 36
Christopher Boyle 18
Kevin Gundersen 17
Alastair McKeever 16
Adrian Duffy 11
Daniel Montegari 6
Timothy Murray 25
Todd Boehly 22
B Minerd 21
Zachary Warren 18
Matthew Bloom 17
Jeffrey Abrams 16
Kevin Gunderson 14
Anthony Minella 13
Thomas Hauser 13
Stephen Sautel 9
Guggenheim Partners LLC 9
William Hagner 9
Joseph McCurdy 8
Russell Parks III 8
Guggenheim Investment Management LLC 7
Jason Anthony 6
Erich Schram 5
Chris Miller 19
Anne Walsh 12
US Bank National Association as Trustee 8
James Michal 8
Deutsche Bank Trust Company Americas 7
Scott Minerd 7
Jeff Abrams 6
Adam Bloch 6
Wilmington Trust National Association 5
Bryan Moss 5
Pradeep Killamsetty 4
Nicholas Sandler 4
Sarah Foley 3
Thomas Archie 3
James Pass 3
Beth Haddock 3
Guggenheim Partners Asset Management LLC 2
Rich de Wet 2
Jeffrey Bartlett 2
Guggenheim Aircraft Opportunity GP LLC 2
Donald Walsh 2
Guggenheim Investments Foundations Fund GP LLC 1
Wilmington Trust 1
GPIM Holdings VI LLC 1
Matthew Lindland 1
Tyler Fenelon 1
Eric Silvergold 1
Todd Boely 1
Natixis Sa Acting VIA ITS New York Branch 1
GPIM Holdings V LLC 1
Ray Kljajic 1
John Tanyeri 1
Ging Moy 1
Thoams Hauser 1
0 Guggenheim Investment Management LLC 1
Craig Fox 1
Guggenheim Private Debt Fund Managing Member LLC 1
Puglisi & Associates 1
Guggenheim Energy LLC 1
EDGAR Form CIK 2011 - 2025
3 [0001425498]
4 [0001425498]
13F-NT [0001425852]
3 [0001425852]
4 [0001425852]
Form 3/4/5 Subject 2011 - 2025
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