Kennedy Capital Management LLC

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Kennedy Capital Management LLC
CRD #105834
SEC #801-15323
CIK #0000884589
AUM 5,019.2 M (2026-05-21)
Employees 43 (47% Investors, 5% Brokers)
Fees
Minimum
Phone314-432-0400
Address10829 Olive Blvd
St Louis, MO 63141-7739
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
7.56.04.53.01.50.01999200820172027
CIK Period
0000884589
Sector Form 13F Holdings Value ($B)
Valmont Industries Inc 0.1
QCR Holdings Inc 0.1
Mercury Computer Systems Inc 0.0
Chefs' Warehouse Inc 0.0
Globus Medical Inc 0.0
HF Sinclair Corp 0.0
Ichor Holdings Ltd 0.0
Fuller H B Co 0.0
Gates Industrial Corp PLC 0.0
Stifel Financial Corp 0.0
Enersys 0.0
Terex Corp 0.0
Alamo Group Inc 0.0
Nanometrics Inc 0.0
Wintrust Financial Corp 0.0
Range Resources Corp 0.0
Ralliant Corp 0.0
Halozyme Therapeutics Inc 0.0
Catalyst Pharmaceutical Partners Inc 0.0
AZZ Inc 0.0
DFB Healthcare Acquisitions Corp 0.0
Origin Bancorp Inc 0.0
Standardaero Inc 0.0
Allegro Microsystems Inc 0.0
First Industrial Realty Trust Inc 0.0
Piper Jaffray Companies 0.0
Northern Oil & Gas Inc 0.0
Center Bancorp Inc 0.0
National Bank Holdings Corp 0.0
 
 
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Type Form D Funds Date Sold AUM
Other KCM Mid Cap Value Fund LLC [2012-03-29] 0.2 M 1.2 M
Filed 2014-05-28 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
Other KCM Small Cap Core Fund LLC [2012-03-29] 0.0 M 1.3 M
Offered $16,500 · Filed 2019-04-01 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $16,500 · Duration One year or less · Net Assets Decline to Disclose
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 4 0.0
(b) Individuals (high net worth individuals) 92 0.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 7 0.3
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 11 1.6
(g) Pension and profit sharing plans 9 0.3
(h) Charitable organizations 18 0.5
(i) State or municipal government entities 23 1.6
(j) Other investment advisers 7 0.3
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 26 0.4
(n) Other 16 0.0
Total 213 5.0
By Discretionary
Discretionary 207 4.9
Non-Discretionary 6 0.1
Total 213 5.0
By Non-United States Persons
Non-United States Persons 1.0
United States Persons 4.0
Total 213 5.0
Form D Directors Role # Filings # Firms 2011 - 2026
Niraj Shah Executive Officer 16 3
Matthew Scanlan Director 15 3
James Boyne Director 12 3
Richard Oliver Executive Officer 23 2
Robert Karn III Director 17 2
Stephen Mace Executive Officer 15 2
Don Cobin Director, Executive Officer 15 2
Richard Sinise Executive Officer 14 2
Frank Latuda Jr Executive Officer 10 2
Samuel Dekinder Director 10 2
View All
EDGAR Form CIK 2011 - 2026
13F-HR [0000884589]
D [0000884589]
SC 13G [0000884589]
Form 13D/13G Filer Form 13D/13G Subject Filed
Kennedy Capital Management LLC AudioEye Inc [2026-05-12]
Kennedy Capital Management LLC Park Dental Partners Inc [2026-01-09]
Kennedy Capital Management Inc Farmer Brothers Co [2022-02-14]
Kennedy Capital Management Inc Investcorp Credit Management BDC Inc [2021-02-16]
Kennedy Capital Management Inc First Western Financial Inc [2021-02-16]
Kennedy Capital Management Inc NexPoint Real Estate Finance Inc [2021-02-16]
Kennedy Capital Management Inc Pure Cycle Corp [2021-02-16]
Kennedy Capital Management Inc ServiceSource International Inc [2021-02-16]
Kennedy Capital Management Inc Stratus Properties Inc [2020-02-14]
Kennedy Capital Management Inc Full House Resorts Inc [2020-02-14]
View All
Firm Profile (Form ADV)
Discretionary AUM$4.2B
ServesInstitutional, Retail
LEI254900WWH0X2S2RXPA97
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