Kennedy Capital Management LLC

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Kennedy Capital Management LLC
CRD #105834
SEC #801-15323
CIK #0000884589
AUM $4.9 B (2025-05-27)
Employees 46 (50% Investors, 4% Brokers)
Phone314-432-0400
Address10829 Olive Blvd
St Louis, MO 63141-7739
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
7.56.04.53.01.50.02000200820172026
CIK Period
0000884589
Sector Form 13F Holdings Value ($B)
Chefs' Warehouse Inc 0.1
Stifel Financial Corp 0.0
Nvidia Corp 0.0
Microsoft Corp 0.0
Valmont Industries Inc 0.0
Alamo Group Inc 0.0
Gates Industrial Corp PLC 0.0
REV Group Inc 0.0
Home Bancshares Inc 0.0
Apple Inc 0.0
Wintrust Financial Corp 0.0
Mercury Computer Systems Inc 0.0
Lilly Eli & Co 0.0
Crane Co 0.0
Eagle Materials Inc 0.0
Pinnacle Financial Partners Inc 0.0
AZZ Inc 0.0
Oshkosh Corp 0.0
Northern Oil & Gas Inc 0.0
Teledyne Technologies Inc 0.0
Facebook Inc 0.0
QCR Holdings Inc 0.0
Topbuild Corp 0.0
Synnex Corp 0.0
Wesco International Inc 0.0
Carlisle Companies Inc 0.0
Trimas Corp 0.0
Origin Bancorp Inc 0.0
Catalyst Pharmaceutical Partners Inc 0.0
 
 
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Type Form D Funds Date Sold ($M) AUM ($M)
Other KCM Mid Cap Value Fund LLC [2012-03-29] 0.2 1.2
Other KCM Small Cap Core Fund LLC [2012-03-29] 6.3 1.3
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 3 0.0
(b) Individuals (high net worth individuals) 81 0.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 7 0.3
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 14 1.8
(g) Pension and profit sharing plans 8 0.2
(h) Charitable organizations 17 0.2
(i) State or municipal government entities 25 1.6
(j) Other investment advisers 7 0.3
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 27 0.4
(n) Other 17 0.0
Total 206 4.9
By Discretionary
Discretionary 200 4.7
Non-Discretionary 6 0.1
Total 206 4.9
By Non-United States Persons
Non-United States Persons 1.3
United States Persons 3.6
Total 206 4.9
Form D Directors # Filings # Firms 2011 - 2025
Richard Oliver 23
Robert Karn III 17
Don Cobin 15
Stephen Mace 15
Richard Sinise 14
Samuel Dekinder 10
Frank Latuda Jr 10
John Hillhouse 9
Randall Kirkland 8
Kennedy Capital Management Inc 6
View All
EDGAR Form CIK 2011 - 2025
13F-HR [0000884589]
D [0000884589]
SC 13G [0000884589]
Form 13D/13G Filer Form 13D/13G Subject Filed
Kennedy Capital Management Inc Farmer Brothers Co [2022-02-14]
Kennedy Capital Management Inc Investcorp Credit Management BDC Inc [2021-02-16]
Kennedy Capital Management Inc First Western Financial Inc [2021-02-16]
Kennedy Capital Management Inc NexPoint Real Estate Finance Inc [2021-02-16]
Kennedy Capital Management Inc Pure Cycle Corp [2021-02-16]
Kennedy Capital Management Inc ServiceSource International Inc [2021-02-16]
Kennedy Capital Management Inc Stratus Properties Inc [2020-02-14]
Kennedy Capital Management Inc Alpine Income Property Trust Inc [2020-02-14]
Kennedy Capital Management Inc Full House Resorts Inc [2020-02-14]
Kennedy Capital Management Inc Landmark Bancorp Inc [2020-02-14]
View All
Comparable Firms State AUM ($B)
Alphapoint Inc
CA 5.0
Shepherd Financial Investment Advisory LLC
IN 4.9
Gladstone Institutional Advisory LLC
FL 4.9
The Ascent Group LLC
VA 4.9
David Vaughan Investments LLC
IL 4.9
Eulav Asset Management
FL 4.9
Ocean Park Asset Management LLC
CA 4.9
Applied Finance Capital Management LLC
PR 4.9
TFO Wealth Partners LLC
OH 4.9
Davidson Investment Advisors Inc
MT 4.8
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