Keynote Financial Services LLC

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Keynote Financial Services LLC
CRD #130384
SEC #801-126600
CIK #0002026127
AUM $182.0 M (2025-03-25)
Employees 2 (100% Investors, 0% Brokers)
Phone860-875-5753
Address7 Keynote Drive
Vernon, CT 06066
Source [IAPD] [EDGAR]
Total AUM ($M)
190152114763802011201620212026
CIK Period
0002026127
Sector Form 13F Holdings Value ($M)
Apple Inc 8.3
AbbVie Inc 7.6
Microsoft Corp 5.1
United Technologies Corp /DE/ 4.4
Abbott Laboratories 3.6
AT&T Inc 3.2
Alphabet Inc 3.1
SJW Corp 2.4
Pfizer Inc 2.4
Procter & Gamble Co 2.2
CVS Caremark Corp 2.1
Occidental Petroleum Corp /DE/ 2.0
Comstock Resources Inc 2.0
Intel Corp 2.0
M&T Bank Corp 2.0
Johnson & Johnson 1.9
Verizon Communications Inc 1.9
3M Co 1.9
J P Morgan Chase & Co 1.8
Amazon Com Inc 1.8
Nvidia Corp 1.6
Amgen Inc 1.5
Altria Group Inc 1.5
Bristol Myers Squibb Co 1.5
Lilly Eli & Co 1.5
Qualcomm Inc/DE 1.5
Gilead Sciences Inc 1.4
 
 
 
 
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AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 147 36.7
(b) Individuals (high net worth individuals) 66 134.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 7 8.1
(h) Charitable organizations 4 2.7
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 1 0.5
(n) Other 0 0.0
Total 517 182.0
By Discretionary
Discretionary 517 182.0
Non-Discretionary 0 0.0
Total 517 182.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 182.0
Total 517 182.0
EDGAR Form CIK 2011 - 2025
13F-HR [0002026127]
Comparable Firms State AUM ($B)
KCD Financial Inc
WI 0.2
Meridian Capital Management Group Inc
OH 0.2
Terraform Wealth LLC
TX 0.2
Capital Consulting & Asset Management Inc
NE 0.2
Merkkuri Wealth Advisors LLC
NY 0.2
North American Wealth Advisors Inc
MN 0.2
Assured Retirement Financial Group Inc
MN 0.2
Bedminster LLC
SC 0.2
Pinnacle Wealth Management LLC
CA 0.2
Alexis Investment Partners LLC
0.2
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