Lewis Asset Management LLC

ITEM 5 – FEES AND COMPENSATION
                                                             5a, b & d: Fee Schedules, Payments & Options
Investment Management
                              Assets Under Management                             Annual Fee (%)
             $0 to $250,000                                                 2.00%
             $250,001 to $500,000                                           1.75%
             $500,000 to $1,000,000                                         1.50%

             $1,000,001 to $2,500,000                                       1.25%
             $2,500,001 to $5,000,000                                       1.00%
             $5,000,001 and above                                           Negotiable

For purposes of determining value, securities and other instruments traded on a market for which actual
transaction prices are publicly reported are valued at the last reported sale price on the principal market in
which they are traded.

Minimum Fee:
Effective May 1, 2026, we have established a minimum annual advisory fee of $1,500 per household for all
new client relationships. Each household will be charged the greater of the minimum fee or the applicable
asset-based fee in accordance with our fee schedule. Households subject to the minimum fee will continue

     ADV PART 2 A BROCHURE                                                                          PAGE 5 OF 13

to be billed $1,500 annually until the combined household account value reaches a level at which the
percentage-based advisory fee exceeds the minimum. At that point, billing will transition to the applicable
asset-based rate.

In certain circumstances, fees may be negotiable.

The fee includes the time and activities necessary to work with your attorney and/or accountant in reaching
agreement on solutions, as well as assisting them in implementation of all appropriate documents. We are
not responsible for attorney or account fees charged to you as a result of the above activities.

Compensation for our services will be calculated in accordance with what is set in the clients agreement.
We may modify the terms of any agreement by written changes submitted to the client for signature. All
Investment Advisors are required to disclose to their clients that lower fees for comparable services may be
available from other sources.

Lewis Asset Management fees are paid from your account by the custodian when we submit an invoice to
them. If there is insufficient cash in your account to pay your fees, an equal balance of securities in your
portfolio may be sold to pay our fee. In addition to our fees, there may be custodial, mutual fund or similar
third party management fees and charges.

A late charge of 1½ percent per month will be charged upon any balance unpaid within one month of the
invoice date. Such fees may be paid directly to Lewis Asset Management from the account by the custodian
upon submission of an invoice to custodian showing the amount of fees, the value of your assets on which
the fees are based, and the specific manner in which the fees are calculated. Payment of fees may result in
the liquidation of your securities if there is insufficient cash in the account. Copies of the fee invoices will
be mailed to you as required. You may be required to pay, in addition to the Lewis Asset Management’s
fee, a proportionate share of any mutual fund’s fees and charges.

In consideration for the Lewis Asset Management’s services, you will pay Lewis Asset Management a fee
quarterly in advance, with payment due within 10 days from the date of the invoice. The fee will be equal
to the agreed upon rate per annum, times the market value of the account, divided by the number of days
in the agreed upon year and multiplied by the number of days in the quarter. The market value will be
construed to equal the sum of the values of all assets in the account, not adjusted by any margin debit. Fees
for partial quarters at the commencement or termination of this agreement will be billed or refunded on a
pro-rated basis contingent on the number of days the account was open during the quarter. Quarterly fee
adjustments for additional assets received into the account during a quarter or for partial withdrawals will
also be provided on the above pro rata basis.

Financial Planning Fees

Fixed Fees

The rate for creating client financial plans is $7,500. The fees are negotiable and the final fee schedule will
be attached as Exhibit I of the Financial Planning Agreement. Financial planning fees are invoiced in advance
and are payable by checks, ACH, or wire transfer.

Clients may terminate the agreement without penalty, for full refund of Lewis Asset Management’s fees,
within five business days of signing the Financial Planning Agreement. Thereafter, clients may terminate the
Financial Planning Agreement upon written notice.

                                                                                   5.d.1: Termination
Either Lewis Asset Management or our clients can terminate our agreement upon receipt of written notice
to the other party, to include written agreement to changes by the client.

     ADV PART 2 A BROCHURE                                                                            PAGE 6 OF 13

When an agreement is terminated, we will refund any pre-paid, unearned fees based on the number of days
remaining in the quarter after termination. Refunds will be made within 30 calendar days of the effective
date of termination.

When an agreement is terminated, all assets may need to be transferred from the current custodian. You
will be responsible for paying all fees including full quarterly custodial administrative fees, account closure
fees, mutual fund fees and all trading costs due to the termination. Custodian may assess additional fees
for transfer of illiquid investments. If there is insufficient cash in the account, the liquidation of some
...

ITEM 7 – TYPES OF CLIENTS
Lewis Asset Management generally provides asset management to the following types of clients:
   ▪ Individuals
   ▪ High-Net-Worth Individuals
   ▪ Pension and Profit Sharing Plans

Minimum Account Size
Lewis Asset Management does not have an account minimum. However, we may decline to accept clients
with smaller portfolios.