Morgan Stanley Investment Management Inc

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Morgan Stanley Investment Management Inc ✚
CRD #	110353
SEC #	801-15757
CIK #	0001230193, 0001359291, 0001270238, 0000895421, 0001358504
AUM	$490.6 BB (2023-03-31)
Employees	551 (42% Investors, 39% Brokers)
Phone	212-761-4000
Address	522 Fifth Avenue New York, NY 10036
Source	[IAPD] [EDGAR] [Website]

Total AUM ($BB) Copy

Sector	Form 13F Holdings	Cap ($BB)	Value ($BB)
	MSFT	1,918.2	34.7
	AAPL	2,382.8	33.1
	AMZN	1,093.0	14.1
	V	419.3	11.3
	GOOGL	1,475.1	10.5
	JPM	340.2	7.9
	NVDA	399.6	7.5
	GOOG	1,482.6	7.2
	UNH	477.0	7.1
	TMO	209.7	6.7
View All

Holdings by Sector ($BB)

Type	Form D Funds	Date	Sold ($MM)	AUM ($MM)
VC	Counterpoint Ventures Investor Fund LP	[2022-03-31]	0.0	76.0
Other	Counterpoint Ventures Master Fund LP	[2021-04-29]	619.5	549.3
HF	Riverview RP Select Fund LP	[2021-03-31]	147.1	97.5
HF	Marigold Tactical Strategies Ltd	2020-08-31		598.2
HF	NYSCRF TALF 20 LLC	2020-08-31		50.3
HF	TALF 20 Fund LP	[2020-08-31]	1.8	394.3
Other	Global Fixed Income Spc/Mi Senior Loan Segregated Portfolio	2020-03-30		64.0
Other	Riverview Risk Premia Fund LP	[2018-09-21]	177.0	103.8
Other	Emerging Markets Leaders Trust	2018-03-29		147.9
HF	GTAA Panther Fund LP	2018-03-29		927.5
HF	MS Driver Employee Fund LP	[2017-03-31]	0.0	0.5
HF	New Riders Cayman Feeder LP	[2017-03-31]	0.0	583.3
HF	New Riders LP	[2017-03-31]	0.0	2.0
HF	NH CL Buy and HOLD Strategy LP	2017-01-24		627.8
Other	Focus Growth LLC	2015-03-31		0.0
Other	Morgan Stanley Investment Management International Small Cap Trust	2015-03-31		0.0
HF	Global Asset Backed Opportunities Cayman LP	[2015-02-11]	28.5	86.7
HF	Global Asset Backed Opportunities LP	[2015-02-11]	133.1	177.2
HF	Aurora Cayman Limited	2013-03-28		195.8
Other	Morgan Stanley Galaxy Funds - Frontier Emerging Markets Fund	[2013-03-28]	860.7	89.0
LF	Morgan Stanley Liquidity Funds - Euro Liquidity Fund	2013-03-28		0.0
HF	Morgan Stanley Multi-Strategy Fund PLC - Alternative Investments Liquid Markets Ireland Fund	2013-03-28		3.3
HF	Morgan Stanley Multi-Strategy Fund PLC - Global Long/Short Equity Fund	2013-03-28		0.0
HF	Morgan Stanley Multi-Strategy Fund PLC - Mergers & Equity Special Situations Fund	2013-03-28		0.1
PE	SBAR Investors LP	2013-03-28		317.8
PE	Scrsic Strategic Partnership Fund LP	2013-03-28		90.4
LF	Morgan Stanley Alpha Plus Funds PLC - US Dollar Liquidity Fund	[2012-07-06]	5,154.9	2,008.5
LF	Morgan Stanley Alpha Plus Funds PLC - US Dollar Treasury Liquidity Fund	[2012-07-06]	5,154.9	300.4
Other	Emerging Markets Debt Trust	2012-03-30		188.2
Other	Emerging Markets Trust	2012-03-30		1,113.5
Other	Global Fixed Income Spc/Offshore Adivsory Investment Grade Mortgage Segregated Portfolio	2012-03-30		0.0
Other	Growth Trust	2012-03-30		540.3
Other	Inception Trust	2012-03-30		457.4
Other	International Equity Trust	2012-03-30		1,100.5
Other	International Equity Trust II	2012-03-30		359.3
HF	Morgan Stanley Emerging Markets Leaders Fund Cayman LP	2012-03-30		12.6
Other	Morgan Stanley Gaia Portfolio LLC	2012-03-30		6.8
HF	Morgan Stanley Global Diversified Markets Fund Cayman Ltd	2012-03-30		3.0
HF	Morgan Stanley Global Diversified Markets Fund LP	2012-03-30		38.5
Other	Morgan Stanley International Equity Fund	2012-03-30		299.0
Other	Morgan Stanley Investment Management Active International Allocation	2012-03-30		138.3
Other	Offshore Emerging Markets Fund	2012-03-30		132.5
Other	Offshore International Equity Fund	2012-03-30		125.9
HF	Opportunistic Mortgage Income Fund Cayman LP	[2012-03-30]	162.1	156.7
HF	Opportunistic Mortgage Income Fund LP	[2012-03-30]	761.1	244.6
HF	Real Estate Securities Global Best Ideas Fund LP	2012-03-30		18.5

AUM Breakdown	Accounts	AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	6	0.1
(c) Banking or thrift institutions	1	0.2
(d) Investment companies	22	14.4
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	88	374.0
(g) Pension and profit sharing plans	47	10.7
(h) Charitable organizations	11	7.7
(i) State or municipal government entities	11	5.8
(j) Other investment advisers	24	10.5
(k) Insurance companies	7	2.7
(l) Sovereign wealth funds and foreign official institutions	12	8.6
(m) Corporations or other businesses not listed above	60	20.9
(n) Other	26,528	35.0
Total	26,817	490.6
By Discretionary
Discretionary	25,948	485.0
Non-Discretionary	869	5.5
Total	26,817	490.6
By Non-United States Persons
Non-United States Persons		147.6
United States Persons		342.9
Total	26,817	490.6

Limited Partners	2011 - 2023
Baltimore County Fire and Police Employees' Retirement System
California Public Employees' Retirement System
Hawaii Employee Retirement System
Houston Police Officers' Pension System
Illinois Municipal Retirement Fund
Kansas Public Employees Retirement System
Los Angeles Fire and Police Pensions
Maine Public Employees Retirement System
Maryland State Retirement and Pension System
Massachusetts Pension Reserves Investment Management
Minnesota State Board of Investment
Missouri Public School Retirement System
New Hampshire Retirement System
New York City Employees' Retirement System
New York State and Local Retirement System
New York State Common Retirement Fund
North Carolina Retirement Services
Ohio Police & Firefighters
Orange County Employee Retirement System
Oregon Public Employees Retirement Fund
Pennsylvania Public School Employees' Retirement System
Pennsylvania State Employees' Retirement System
San Diego County Employees Retirement Association
South Carolina Public Employees Benefit Authority
South Dakota Investment Council
State Board of Administration of Florida
State Teachers Retirement System of Ohio
Teachers' Retirement Security for Illinois Educators
Teachers' Retirement System of the City of New York
The University of Texas/Texas A&M Investment Company
Virginia Retirement System
Washington State Investment Board

Form D Directors	# Filings	# Firms	2011 - 2023
William Jones	160
David McGeough	50
Henry Kelly	37
Michael Levy	64
Robert Creaney	35
Amy Yeung	29
Noel Langlois	86
Robin Coroniti	43
Arthur Lev	26
Morgan Stanley AIP GP LP	26
View All

EDGAR Form	CIK	2011 - 2023
10-K	[0000895421]
10-Q	[0000895421]
13F-HR	[0000895421]
3	[0000895421]
4	[0000895421]
5	[0000895421]
8-K	[0000895421]
SC 13D	[0000895421]
SC 13G	[0000895421]
13F-NT	[0001230193]
4	[0001230193]
13F-NT	[0001270238]
13F-NT	[0001358504]
13F-NT	[0001359291]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Morgan Stanley	Virtus Convertible & Income Fund II	[2023-02-10]
Morgan Stanley	Shopify Inc	[2023-02-10]
Morgan Stanley	VERU Inc	[2023-02-10]
Morgan Stanley	Stoke Therapeutics Inc	[2023-02-10]
Morgan Stanley	Teleflex Inc	[2023-02-10]
Morgan Stanley	Pioneer Municipal High Income Fund Inc	[2023-02-10]
Morgan Stanley	Neuberger Berman New York Municipal Fund Inc	[2023-02-10]
Morgan Stanley	Zoominfo Technologies Inc	[2023-02-10]
Morgan Stanley	Neuropace Inc	[2023-02-10]
Morgan Stanley	Zymeworks Inc	[2023-02-10]
View All

Form 3/4/5 Subject	2011 - 2023
MS Capital Partners Adviser Inc
Mondee Holdings, Inc.
Morgan Stanley
Wilkins Rayford Jr
Schapiro Mary L
Nally Dennis M
Traquina Perry M
Darling Alistair
Glocer Thomas H
Herz Robert H
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Related Firms	State	AUM ($BB)
Morgan Stanley Smith Barney LLC ✚	NY	1,185.1
Morgan Stanley Investment Management Inc ✚	NY	490.6
Morgan Stanley Investment Management Limited ✚		212.9
Morgan Stanley AIP GP LP ✚	PA	30.4
Morgan Stanley Investment Management Company ✚		25.6
MS Capital Partners Adviser Inc ✚	NY	23.2
Morgan Stanley Infrastructure Inc ✚	NY	15.7
MSREF Real Estate Advisor Inc ✚	NY	12.4
Morgan Stanley Private Equity Asia Inc ✚	NY	3.8
MSRESS III Manager LLC ✚	NY	0.1
MSREF V LLC ✚	NY	0.1
Morgan Stanley Smith Barney Venture Services LLC ✚	NY	0.0
Morgan Stanley Real Estate Advisor Inc ✚	NY	0.0

Comparable Firms	State	AUM ($BB)
Northern Trust Investments Incorporated ✚	IL	902.7
CapFinancial Partners LLC ✚	NC	714.6
Neuberger Berman Investment Advisers LLC ✚	NY	315.3
Goldman Sachs Asset Management International ✚		315.3
Cambridge Associates LLC ✚	MA	276.0
Mackay Shields LLC ✚	NY	129.9
Mercer Investments LLC ✚	MA	122.5
Grantham Mayo van Otterloo & Co LLC ✚	MA	60.8
LIDO Advisors LLC ✚	CA	13.1
Horizon Kinetics Asset Management LLC ✚	NY	7.9

Morgan Stanley Investment Management Inc

Assets, Funds, Holdings