|
⚲
|
| Keyboard |
| Morgan Stanley Investment Management Inc
✚
|
|
|---|---|
| CRD # | 110353 |
| SEC # | 801-15757 |
| CIK # | 0001359291, 0001358504, 0001270238, 0001230193, 0000895421 |
| AUM | 702.2 B (2026-06-16) |
| Employees | 670 (37% Investors, 34% Brokers) |
| Phone | 212-761-4000 |
| Address | 1585 Broadway New York, NY 10036 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| In the News | |
|---|---|
| Thu, 18 Jun 2026 | Clifford Chance advises Morgan Stanley Investment Management and Ridgeback Group on the acquisition of Private Rented Sector business from London & Quadrant — Clifford Chance |
| Fri, 17 Apr 2026 | Quick Take with Rui de Figueredo, Morgan Stanley Investment Management — Pensions & Investments |
| Tue, 14 Apr 2026 | Morgan Stanley Investment Management introduces new Bitcoin ETF — InvestmentNews |
| Sun, 12 Apr 2026 | Morgan Stanley Investment Management Launches Bitcoin Trust ETP To Expand Digital Asset Offering — Pulse 2.0 |
| Thu, 09 Apr 2026 | Morgan Stanley Investment Management rolls out bitcoin-tracking ETP — Private Banker International |
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| VC | Counterpoint Ventures Investor Fund LP | [2022-03-31] | 113.3 M | |
| Filed 2021-04-08 (D) · Exemption 506(b) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| VC | Counterpoint Ventures Master Fund LP | [2021-04-29] | 619.5 M | 722.6 M |
| Filed 2021-03-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $8,250,000 · Net Assets Decline to Disclose | ||||
| HF | Riverview RP Select Fund LP | [2021-03-31] | 147.1 M | 196.6 M |
| Filed 2023-03-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Marigold Tactical Strategies Ltd | 2020-08-31 | 598.2 M | |
| HF | NYSCRF TALF 20 LLC | 2020-08-31 | 50.3 M | |
| HF | TALF 20 Fund LP | [2020-08-31] | 328.5 M | 394.3 M |
| Filed 2020-06-19 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Global Fixed Income SPC/MI Senior Loan Segregated Portfolio | 2020-03-30 | 64.0 M | |
| Other | Riverview Risk Premia Fund LP | [2018-09-21] | 699.9 M | 13.7 M |
| Filed 2025-09-02 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Emerging Markets Leaders Trust | 2018-03-29 | 189.3 M | |
| HF | GTAA Panther Fund LP | 2018-03-29 | 927.5 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 1 | 0.2 |
| (d) Investment companies | 32 | 390.9 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 44 | 167.0 |
| (g) Pension and profit sharing plans | 41 | 16.9 |
| (h) Charitable organizations | 10 | 7.0 |
| (i) State or municipal government entities | 5 | 2.2 |
| (j) Other investment advisers | 11 | 11.6 |
| (k) Insurance companies | 12 | 8.1 |
| (l) Sovereign wealth funds and foreign official institutions | 16 | 14.1 |
| (m) Corporations or other businesses not listed above | 64 | 44.5 |
| (n) Other | 22,567 | 39.8 |
| Total | 22,803 | 702.2 |
| By Discretionary | ||
| Discretionary | 22,798 | 698.5 |
| Non-Discretionary | 5 | 3.8 |
| Total | 22,803 | 702.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 247.2 | |
| United States Persons | 455.0 | |
| Total | 22,803 | 702.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| William Jones | Director | 165 | 37 | |
| David McGeough | Director | 60 | 17 | |
| Henry Kelly | Director | 40 | 7 | |
| Michael Levy | Director, Executive Officer | 76 | 4 | |
| Robert Creaney | Executive Officer | 35 | 4 | |
| Amy Yeung | Executive Officer | 29 | 4 | |
| Andrew Mack | Director | 10 | 4 | |
| Noel Langlois | Director, Executive Officer | 86 | 3 | |
| Matthew Graver | Director | 65 | 3 | |
| John Wolak | Director | 62 | 3 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0000895421] | |
| 10-Q | [0000895421] | |
| 13F-HR | [0000895421] | |
| 3 | [0000895421] | |
| 4 | [0000895421] | |
| 5 | [0000895421] | |
| 8-K | [0000895421] | |
| SC 13D | [0000895421] | |
| SC 13G | [0000895421] | |
| 13F-NT | [0001230193] | |
| 4 | [0001230193] | |
| 13F-NT | [0001270238] | |
| 13F-NT | [0001358504] | |
| 13F-NT | [0001359291] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $231.6B |
| Clients | 12 (35 non-US) |
| Serves | Institutional, Retail, Research |
| Fund Types | Hedge Fund, Private Equity |
| LEI | 6N8SC06AK49F0N7KIX52 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Herz Robert H | |
| Morgan Stanley | |
| Peterson Douglas L | |
| James Erika H | |
| Good Lynn J | |
| Schapiro Mary L | |
| Glocer Thomas H | |
| Leibowitz Shelley B | |
| Miscik Judith A | |
| Traquina Perry M | |
| View All | |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Morgan Stanley MS
Common Stock
|
2026-03-12 | Tax withheld | 4,935 | $160.89 | 793,992 |
|
Morgan Stanley MS
Common Stock
|
2026-03-12 | Grant | 16,432 | $0.00 | |
|
Morgan Stanley MS
Common Stock
|
2026-03-12 | Tax withheld | 33,677 | $160.89 | 5,418,293 |
|
Morgan Stanley MS
Common Stock
|
2026-03-12 | Grant | 17,399 | $0.00 | |
|
Morgan Stanley MS
Common Stock
|
2026-03-12 | Grant | 22,715 | $0.00 | |
|
Morgan Stanley MS
Common Stock
|
2026-03-12 | Tax withheld | 11,597 | $160.89 | 1,865,841 |
|
Morgan Stanley MS
Common Stock
|
2026-03-12 | Tax withheld | 7,900 | $160.89 | 1,271,031 |
|
Morgan Stanley MS
Common Stock
|
2026-03-12 | Tax withheld | 9,622 | $160.89 | 1,548,084 |
|
Morgan Stanley MS
Common Stock
|
2026-03-12 | Tax withheld | 18,175 | $160.89 | 2,924,176 |
|
Morgan Stanley MS
Common Stock
|
2026-03-12 | Tax withheld | 26,943 | $160.89 | 4,334,859 |
|
Morgan Stanley MS
Common Stock
|
2026-03-12 | Grant | 60,897 | $0.00 | |
|
Morgan Stanley MS
Common Stock
|
2026-03-12 | Grant | 9,666 | $0.00 | |
|
Morgan Stanley MS
Common Stock
|
2026-03-12 | Grant | 32,865 | $0.00 | |
|
Morgan Stanley MS
Common Stock
|
2026-03-12 | Grant | 52,777 | $0.00 | |
|
Morgan Stanley MS
Common Stock
|
2026-02-19 | Grant | 9,666 | $0.00 | |
|
Morgan Stanley MS
Common Stock
|
2026-02-19 | Tax withheld | 7,900 | $176.59 | 1,395,061 |
|
Morgan Stanley MS
Common Stock
|
2026-02-19 | Tax withheld | 18,175 | $176.59 | 3,209,523 |
|
Morgan Stanley MS
Common Stock
|
2026-02-19 | Grant | 17,399 | $0.00 | |
|
Morgan Stanley MS
Common Stock
|
2026-02-19 | Tax withheld | 4,935 | $176.59 | 871,472 |
|
Morgan Stanley MS
Common Stock
|
2026-02-19 | Grant | 52,777 | $0.00 | |
| showing 20 of 200 most recent transactions | |||||
| Related Firms | State | AUM |
|---|---|---|
|
Morgan Stanley Smith Barney LLC
✚
|
NY | 1,961.9 B |
|
Morgan Stanley Investment Management Inc
✚
|
NY | 702.2 B |
|
Morgan Stanley Investment Management Limited
✚
|
174.5 B | |
|
Morgan Stanley AIP GP LP
✚
|
PA | 40.9 B |
|
MS Capital Partners Adviser Inc
✚
|
NY | 38.8 B |
|
Morgan Stanley Infrastructure Inc
✚
|
NY | 16.0 B |
|
MSREF Real Estate Advisor Inc
✚
|
NY | 15.8 B |
|
Morgan Stanley Investment Management Company
✚
|
10.9 B | |
|
Morgan Stanley Private Equity Asia Inc
✚
|
NY | 1.9 B |
|
MSRESS III Manager LLC
✚
|
NY | 39.6 M |
|
Morgan Stanley Smith Barney Venture Services LLC
✚
|
NY | |
|
MSREF V LLC
✚
|
NY | |
|
Morgan Stanley Real Estate Advisor Inc
✚
|
NY |
| Comparable Firms | State | AUM |
|---|---|---|
|
Northern Trust Investments Incorporated
✚
|
IL | 1,245.2 B |
|
Goldman Sachs Asset Management International
✚
|
621.0 B | |
|
Principal Global Investors LLC
✚
|
IA | 427.7 B |
|
Neuberger Berman Investment Advisers LLC
✚
|
NY | 398.6 B |
|
Cambridge Associates LLC
✚
|
MA | 326.7 B |
|
Mercer Investments LLC
✚
|
MA | 226.0 B |
|
Mackay Shields LLC
✚
|
NY | 159.5 B |
|
Wilshire Advisors LLC
✚
|
CA | 149.1 B |
|
Grantham Mayo van Otterloo & Co LLC
✚
|
MA | 81.0 B |
|
MIO Partners Inc
✚
|
NY | 59.6 B |