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Morgan Stanley Smith Barney LLC
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CRD # | 149777 |
SEC # | 801-70103 |
CIK # | 0001466170 |
AUM | $1,402.4 BB (2024-08-28) |
Employees | 29,300 (44% Investors, 89% Brokers) |
Phone | 914-225-5510 |
Address | 2000 Westchester Avenue Purchase, NY 10577-2530 |
Source | [IAPD] [EDGAR] [Website] |
Total AUM ($BB) |
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Sector | Form 13F Holdings | Cap ($TT) | Value ($TT) |
---|---|---|---|
MSFT | 1.9 | 0.1 | |
AAPL | 2.4 | 0.0 | |
NVDA | 0.4 | 0.0 | |
AMZN | 1.1 | 0.0 | |
GOOGL | 1.5 | 0.0 | |
META | 0.4 | 0.0 | |
JPM | 0.3 | 0.0 | |
GOOG | 1.5 | 0.0 | |
V | 0.4 | 0.0 | |
LLY | 0.3 | 0.0 | |
View All |
Holdings by Sector ($TT) |
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AUM Breakdown | Accounts | AUM ($BB) |
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By Client Type | ||
(a) Individuals (other than high net worth individuals) | 2,325,223 | 926.0 |
(b) Individuals (high net worth individuals) | 27,844 | 335.4 |
(c) Banking or thrift institutions | 3,291 | 4.9 |
(d) Investment companies | 3 | 5.8 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 9,342 | 45.5 |
(h) Charitable organizations | 36,383 | 67.7 |
(i) State or municipal government entities | 1,204 | 4.8 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 982 | 3.8 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 1,448 | 8.5 |
(n) Other | 63 | 0.0 |
Total | 2,405,783 | 1,402.4 |
By Discretionary | ||
Discretionary | 1,889,992 | 1,009.8 |
Non-Discretionary | 515,791 | 392.6 |
Total | 2,405,783 | 1,402.4 |
By Non-United States Persons | ||
Non-United States Persons | 46.0 | |
United States Persons | 1,356.4 | |
Total | 2,405,783 | 1,402.4 |
EDGAR Form | CIK | 2011 - 2024 |
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13F-NT | [0001466170] |
Related Firms | State | AUM ($BB) |
---|---|---|
Morgan Stanley Smith Barney LLC
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|
NY | 1,402.4 |
Morgan Stanley Investment Management Inc
✚
|
NY | 535.0 |
Morgan Stanley Investment Management Limited
✚
|
165.9 | |
Morgan Stanley AIP GP LP
✚
|
PA | 34.2 |
MS Capital Partners Adviser Inc
✚
|
NY | 27.3 |
Morgan Stanley Infrastructure Inc
✚
|
NY | 16.5 |
Morgan Stanley Investment Management Company
✚
|
12.2 | |
MSREF Real Estate Advisor Inc
✚
|
NY | 11.5 |
Morgan Stanley Private Equity Asia Inc
✚
|
NY | 3.0 |
MSRESS III Manager LLC
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|
NY | 0.0 |
Morgan Stanley Smith Barney Venture Services LLC
✚
|
NY | 0.0 |
MSREF V LLC
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|
NY | 0.0 |
Morgan Stanley Real Estate Advisor Inc
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|
NY | 0.0 |
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---|---|---|
Merrill Lynch Pierce Fenner & Smith Incorporated
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|
NY | 1,271.6 |
Fidelity Personal and Workplace Advisors LLC
✚
|
MA | 818.8 |
UBS Financial Services Inc
✚
|
NJ | 702.4 |
Ameriprise Financial Services LLC
✚
|
MN | 479.8 |
LPL Financial LLC
✚
|
SC | 463.5 |
Envestnet Asset Management Inc
✚
|
IL | 426.1 |
Mitsubishi UFJ Trust and Banking Corporation
✚
|
396.4 | |
Raymond James Financial Services Advisors Inc
✚
|
FL | 275.4 |
Financial Engines Advisors LLC
✚
|
CA | 270.8 |
Voya Investment Management Co LLC
✚
|
NY | 241.8 |