Morgan Stanley Investment Management Inc

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Morgan Stanley Investment Management Inc
CRD #110353
SEC #801-15757
CIK #0001359291, 0001358504, 0001270238, 0001230193, 0000895421
AUM 702.2 B (2026-06-16)
Employees 670 (37% Investors, 34% Brokers)
Phone212-761-4000
Address1585 Broadway
New York, NY 10036
Source [IAPD] [EDGAR] [Website]
Total AUM ($B)
80064048032016001999200820172027
In the News
Thu, 18 Jun 2026 Clifford Chance advises Morgan Stanley Investment Management and Ridgeback Group on the acquisition of Private Rented Sector business from London & Quadrant — Clifford Chance
Fri, 17 Apr 2026 Quick Take with Rui de Figueredo, Morgan Stanley Investment Management — Pensions & Investments
Tue, 14 Apr 2026 Morgan Stanley Investment Management introduces new Bitcoin ETF — InvestmentNews
Sun, 12 Apr 2026 Morgan Stanley Investment Management Launches Bitcoin Trust ETP To Expand Digital Asset Offering — Pulse 2.0
Thu, 09 Apr 2026 Morgan Stanley Investment Management rolls out bitcoin-tracking ETP — Private Banker International
Type Form D Funds Date Sold AUM
VC Counterpoint Ventures Investor Fund LP [2022-03-31] 113.3 M
Filed 2021-04-08 (D) · Exemption 506(b) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
VC Counterpoint Ventures Master Fund LP [2021-04-29] 619.5 M 722.6 M
Filed 2021-03-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $8,250,000 · Net Assets Decline to Disclose
HF Riverview RP Select Fund LP [2021-03-31] 147.1 M 196.6 M
Filed 2023-03-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Marigold Tactical Strategies Ltd 2020-08-31 598.2 M
HF NYSCRF TALF 20 LLC 2020-08-31 50.3 M
HF TALF 20 Fund LP [2020-08-31] 328.5 M 394.3 M
Filed 2020-06-19 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other Global Fixed Income SPC/MI Senior Loan Segregated Portfolio 2020-03-30 64.0 M
Other Riverview Risk Premia Fund LP [2018-09-21] 699.9 M 13.7 M
Filed 2025-09-02 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other Emerging Markets Leaders Trust 2018-03-29 189.3 M
HF GTAA Panther Fund LP 2018-03-29 927.5 M
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 1 0.2
(d) Investment companies 32 390.9
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 44 167.0
(g) Pension and profit sharing plans 41 16.9
(h) Charitable organizations 10 7.0
(i) State or municipal government entities 5 2.2
(j) Other investment advisers 11 11.6
(k) Insurance companies 12 8.1
(l) Sovereign wealth funds and foreign official institutions 16 14.1
(m) Corporations or other businesses not listed above 64 44.5
(n) Other 22,567 39.8
Total 22,803 702.2
By Discretionary
Discretionary 22,798 698.5
Non-Discretionary 5 3.8
Total 22,803 702.2
By Non-United States Persons
Non-United States Persons 247.2
United States Persons 455.0
Total 22,803 702.2
Limited Partners2011 - 2026
Baltimore County Fire and Police Employees' Retirement System
California Public Employees' Retirement System
Hawaii Employee Retirement System
Houston Police Officers' Pension System
Illinois Municipal Retirement Fund
Kansas Public Employees Retirement System
Los Angeles Fire and Police Pensions
Maine Public Employees Retirement System
Maryland State Retirement and Pension System
Massachusetts Pension Reserves Investment Management
Minnesota State Board of Investment
Missouri Public School Retirement System
New Hampshire Retirement System
New York City Employees' Retirement System
New York State and Local Retirement System
New York State Common Retirement Fund
North Carolina Retirement Services
Ohio Police & Firefighters
Orange County Employee Retirement System
Oregon Public Employees Retirement Fund
Pennsylvania Public School Employees' Retirement System
Pennsylvania State Employees' Retirement System
San Diego County Employees Retirement Association
South Carolina Public Employees Benefit Authority
South Dakota Investment Council
State Board of Administration of Florida
State of Michigan Retirement System
State Teachers Retirement System of Ohio
Teachers' Retirement Security for Illinois Educators
Teachers' Retirement System of the City of New York
The University of Texas/Texas A&M Investment Company
Virginia Retirement System
Washington State Investment Board
Form D Directors Role # Filings # Firms 2011 - 2026
William Jones Director 165 37
David McGeough Director 60 17
Henry Kelly Director 40 7
Michael Levy Director, Executive Officer 76 4
Robert Creaney Executive Officer 35 4
Amy Yeung Executive Officer 29 4
Andrew Mack Director 10 4
Noel Langlois Director, Executive Officer 86 3
Matthew Graver Director 65 3
John Wolak Director 62 3
View All
EDGAR Form CIK 2011 - 2026
10-K [0000895421]
10-Q [0000895421]
13F-HR [0000895421]
3 [0000895421]
4 [0000895421]
5 [0000895421]
8-K [0000895421]
SC 13D [0000895421]
SC 13G [0000895421]
13F-NT [0001230193]
4 [0001230193]
13F-NT [0001270238]
13F-NT [0001358504]
13F-NT [0001359291]
Form 13D/13G Filer Form 13D/13G Subject Filed
Morgan Stanley ZEPP Health Corp [2026-06-26]
Morgan Stanley XPLR Infrastructure LP [2026-05-15]
Morgan Stanley TGE Value Creative Solutions Corp [2026-05-15]
Morgan Stanley Presidio Production Co [2026-05-15]
Morgan Stanley Nuveen S&P 500 Dynamic Overwrite Fund [2026-05-12]
Morgan Stanley Turtle Beach Corp [2026-05-12]
Morgan Stanley Nuveen Real Estate Income Fund [2026-05-12]
Morgan Stanley Vertex Inc [2026-05-12]
Morgan Stanley KKR Income Opportunities Fund [2026-05-12]
Morgan Stanley MFS Investment Grade Municipal Trust [2026-05-11]
View All
Firm Profile (Form ADV)
Discretionary AUM$231.6B
Clients12 (35 non-US)
ServesInstitutional, Retail, Research
Fund TypesHedge Fund, Private Equity
LEI6N8SC06AK49F0N7KIX52
Form 3/4/5 Subject 2011 - 2026
Herz Robert H
Morgan Stanley
Peterson Douglas L
James Erika H
Good Lynn J
Schapiro Mary L
Glocer Thomas H
Leibowitz Shelley B
Miscik Judith A
Traquina Perry M
Nally Dennis M
Wilkins Rayford Jr
Butler Megan
Itagaki Yasushi
Grossman Eric F
Crawley Mandell
Yeshaya Sharon
Saperstein Andrew M
Simkowitz Daniel A
Pizzi Michael A
Pick Edward
Smith Charles A
Worster Victoria
Dees Brandon
Kirkpatrick Taylor
Akram Raja
Luczo Stephen J
Gorman James P
Mondee Holdings Inc
MS Capital Partners Adviser Inc
Western Asset Municipal Partners Fund Inc
Darling Alistair
Hotsuki Keishi
Pruzan Jonathan
Miyachi Masato
Corley Elizabeth
Alimera Sciences Inc
Rooney Robert P
Sonim Technologies Inc
Kamezawa Hironori
Olayan Hutham S
Eaton Vance Senior Income Trust
Mitsubishi UFJ Financial Group Inc
Brodsky Jeffrey S
Ensysce Biosciences Inc
Wirth Paul C
China XD Plastics Co Ltd
Morgan Stanley Private Equity Asia III LLC
Morgan Stanley Private Equity Asia III Inc
Morgan Stanley Private Equity Asia Employee Investors III LP
Morgan Stanley Private Equity Asia III LP
MS Holdings Inc
Morgan Stanley Private Equity Asia III Holdings Cayman Ltd
Mspea Modified Plastics Holding Ltd
Kelleher Thomas COLM
Ogasawara Takeshi
Bloom Energy Corp
Eaton Vance Ltd Duration Income Fund
China Automotive Systems Inc
Owens James W
Bowles Erskine B
Innocoll Holdings PLC
Kleinfeld Klaus
Rosenthal James A
Nicolaisen Donald T
Pacholder High Yield Fund Inc
Nuveen Short Duration Credit Opportunities Fund
Eaton Vance New Jersey Municipal Income Trust
Hirano Nobuyuki
Fleming Gregory J
Davies Howard J
Tyson Laura D
Porat Ruth
Morgan Stanley Investment Management Inc
Sagent Pharmaceuticals Inc
Morgan Stanley AIP GP LP
Sexton O Griffith
Mspea Agriculture Holding Ltd
Yongye International Inc
Texas Industries Inc
TransMontaigne Partners LLC
Kidder C Robert
Pioneer High Income Fund Inc
Feihe International Inc
Digitalglobe Inc
MFS Investment Grade Municipal Trust
MFS High Income Municipal Trust
BlackRock Municipal Income Investment Trust
BlackRock New Jersey Investment Quality Municipal Trust Inc
BlackRock Muni New York Intermediate Duration Fund Inc
BlackRock Municipal Bond Investment Trust
BlackRock Investment Quality Municipal Income Trust
BlackRock New York Municipal Income Quality Trust
Invesco van Kampen Massachusetts Value Municipal Income Trus
Bostock Roy J
BlackRock Muniyield Quality Fund Inc
BlackRock New York Municipal Income Trust II
BlackRock Municipal Income Quality Trust
Taubman Paul J
Nuveen Insured California Dividend Advantage Municipal Fund
Nuveen California Quality Municipal Income Fund
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Morgan Stanley MS
Common Stock
2026-03-12 Tax withheld 4,935 $160.89 793,992
Morgan Stanley MS
Common Stock
2026-03-12 Grant 16,432 $0.00
Morgan Stanley MS
Common Stock
2026-03-12 Tax withheld 33,677 $160.89 5,418,293
Morgan Stanley MS
Common Stock
2026-03-12 Grant 17,399 $0.00
Morgan Stanley MS
Common Stock
2026-03-12 Grant 22,715 $0.00
Morgan Stanley MS
Common Stock
2026-03-12 Tax withheld 11,597 $160.89 1,865,841
Morgan Stanley MS
Common Stock
2026-03-12 Tax withheld 7,900 $160.89 1,271,031
Morgan Stanley MS
Common Stock
2026-03-12 Tax withheld 9,622 $160.89 1,548,084
Morgan Stanley MS
Common Stock
2026-03-12 Tax withheld 18,175 $160.89 2,924,176
Morgan Stanley MS
Common Stock
2026-03-12 Tax withheld 26,943 $160.89 4,334,859
Morgan Stanley MS
Common Stock
2026-03-12 Grant 60,897 $0.00
Morgan Stanley MS
Common Stock
2026-03-12 Grant 9,666 $0.00
Morgan Stanley MS
Common Stock
2026-03-12 Grant 32,865 $0.00
Morgan Stanley MS
Common Stock
2026-03-12 Grant 52,777 $0.00
Morgan Stanley MS
Common Stock
2026-02-19 Grant 9,666 $0.00
Morgan Stanley MS
Common Stock
2026-02-19 Tax withheld 7,900 $176.59 1,395,061
Morgan Stanley MS
Common Stock
2026-02-19 Tax withheld 18,175 $176.59 3,209,523
Morgan Stanley MS
Common Stock
2026-02-19 Grant 17,399 $0.00
Morgan Stanley MS
Common Stock
2026-02-19 Tax withheld 4,935 $176.59 871,472
Morgan Stanley MS
Common Stock
2026-02-19 Grant 52,777 $0.00
showing 20 of 200 most recent transactions
Related Firms State AUM
Morgan Stanley Smith Barney LLC
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Morgan Stanley Infrastructure Inc
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MSREF Real Estate Advisor Inc
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MSRESS III Manager LLC
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Morgan Stanley Smith Barney Venture Services LLC
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MSREF V LLC
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Morgan Stanley Real Estate Advisor Inc
NY
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