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CRD #3767
SEC #801-37145
CIK #0001577648, 0001731169, 0001050068, 0001540229, 0001965246, 0000107136, 0001677559
AUM $14.1 B (2025-06-20)
Employees 475 (57% Investors, 68% Brokers)
Phone615-255-6431
Address40 Burton Hills Blvd
Nashville, TN 37215
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
151296302000200820172026
Sector Form 13F Holdings Value ($M)
Microsoft Corp 500.2
Apple Inc 412.9
Nvidia Corp 223.5
J P Morgan Chase & Co 199.5
Broadcom Inc 192.1
Amazon Com Inc 155.3
Facebook Inc 122.4
Wal Mart Stores Inc 101.7
BlackRock Inc 96.9
Lilly Eli & Co 93.1
View All
Holdings by Sector ($M)
3502802101407002013201720212026
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 22,670 5.4
(b) Individuals (high net worth individuals) 4,279 4.6
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 815 0.4
(h) Charitable organizations 15 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 114 0.2
(n) Other 4,307 3.6
Total 32,200 14.1
By Discretionary
Discretionary 32,045 14.0
Non-Discretionary 155 0.2
Total 32,200 14.1
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 14.1
Total 32,200 14.1
EDGAR Form CIK 2011 - 2025
13F-HR [0000107136]
13F-HR [0001050068]
3 [0001540229]
4 [0001540229]
D [0001577648]
D [0001677559]
13F-HR [0001731169]
13F-HR [0001965246]
Form 3/4/5 Subject 2011 - 2025
Oaktree Holdings, Inc.
Oaktree Capital Group Holdings GP, LLC
BROOKFIELD Corp /ON/
Brookfield Oaktree Holdings, LLC
Eagle Bulk Shipping Inc.
Oaktree Capital Management LP
OCM Opps EB Holdings Ltd.
Partners Ltd
Brookfield Strategic Real Estate Partners II Hospitality REI
Hospitality Investors Trust, Inc.
Brookfield Holdings Canada Inc.
Brookfield US Inc.
Brookfield Property Group LLC
Brookfield Strategic Real Estate Partners II GP L.P
BUSC Finance LLC
Brookfield Strategic Real Estate Partners II GP of GP LLC
Brookfield US Holdings Inc.
OT POF IEA Preferred B Aggregator, L.P.
OT POF IEA Preferred B Aggregator GP LLC
Oaktree Capital Management GP, LLC
Infrastructure & Energy Alternatives, Inc.
Oaktree Capital Holdings, LLC
OCM FIE LLC
Oaktree AIF Investment GP, LLC
Oaktree Fund GP III, L.P.
Townsquare Media, Inc.
Oaktree AIF Investments, L.P.
Oaktree Capital Group Holdings, L.P.
SunOpta Inc.
Oaktree Huntington Investment Fund II, L.P.
Oaktree Fund GP, LLC
Oaktree Fund GP I LP
Oaktree Capital I, L.P.
Brookfield OCM Holdings II, LLC
Oaktree Organics, L.P.
Brookfield OCM Holdings, LLC
EXPAND ENERGY Corp
Oaktree Power Opportunities Fund IV (Parallel), L.P.
Shoals Technologies Group, Inc.
Oaktree Power Opportunities Fund IV, L.P.
Oaktree Power Opportunities Fund IV (Delaware) Holdings, L.P
Hims & Hers Health, Inc.
Oaktree Acquisition Holdings, L.P.
Oaktree Acquisition Holdings GP Ltd.
OCM Montrose Holdings, L.P.
OCM Montrose II Holdings, L.P.
Montrose Environmental Group, Inc.
Garrett Motion Inc.
Runway Growth Finance Corp.
OCM Growth Holdings LLC
Cheniere Energy Partners, L.P.
BIF IV Cypress Aggregator Delaware LLC
Brookfield Infrastructure Fund IV GP LLC
Brookfield Asset Management Private Institutional Capital Ad
Brookfield Capital Partners Ltd.
Titan Co-Investment GP, LLC
Brookfield Private Equity Group Holdings LP
Brookfield Private Equity Direct Investments Holdings LP
Brookfield Titan Holdings LP
Brookfield Private Equity Inc.
Vistra Corp.
Orion US GP LLC
TerraForm Power, Inc.
Orion US Holdings 1 LP
Brookfield Infrastructure Fund III GP LLC
Brookfield BRP Holdings (Canada) Inc.
BBHC Orion Holdco L.P.
Brookfield US Corp
Infinera Corp
Oaktree Optical Holdings, L.P.
Brookfield Private Equity Holdings LLC
Titan Co-Investment-RBS, L.P.
Brookfield Property REIT Inc.
Terraform Global Inc
Brookfield Credit Opportunities Master Fund, L.P.
Brookfield Asset Management Private Institutional Capital Ad
Brookfield Credit Opportunities Fund GP, LLC
Brookfield Private Funds Holdings Inc.
Brookfield Canada Adviser, LP
2484842 Ontario Ltd
Brookfield Asset Management Private Institutional Capital Ad
PubCo Investments LP
251091708 Delaware LP
BCP GP Ltd
Old PSG Wind-Down Ltd
Rouse Properties, LLC
Howard Hughes Corp
Brookfield Retail Split LP
Brookfield REP GP Inc.
Brookfield Retail Holdings VI LLC
Brookfield Retail Split II LLC
Comparable Firms State AUM ($B)
Park Avenue Securities LLC
NY 15.0
Principal Securities Inc
IA 14.8
Federated Global Investment Management Corp
NY 14.8
Stratos Wealth Partners Ltd
OH 14.5
Congress Asset Management Company LLP
MA 14.2
Independent Advisor Alliance LLC
NC 14.1
Evercore Wealth Management LLC
NY 13.9
First Horizon Advisors Inc
TN 13.6
Appleton Partners Inc
MA 13.5
Investment Research & Advisory Group Inc
GA 13.2
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