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| SMH Capital Advisors LLC
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| CRD # | 108344 |
| SEC # | 801-54089 |
| CIK # | 0001180391 |
| AUM | 503.1 M (2026-03-19) |
| Employees | 7 (29% Investors, 29% Brokers) |
| Phone | 817-569-7000 |
| Address | 4200 S Hulen St Fort Worth, TX 76109 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0001180391 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 34.0 | ||
| Nvidia Corp | 31.5 | ||
| Enterprise Products Partners L P | 30.4 | ||
| Capital Southwest Corp | 24.6 | ||
| MSC Income Fund Inc | 22.0 | ||
| Blackstone Group LP | 15.3 | ||
| Main Street Capital Corp | 12.6 | ||
| Microsoft Corp | 10.5 | ||
| Broadcom Inc | 9.8 | ||
| Lam Research Corp | 9.1 | ||
| Philip Morris International Inc | 8.4 | ||
| Cintas Corp | 8.3 | ||
| VOX Royalty Corp | 7.3 | ||
| Advanced Micro Devices Inc | 7.2 | ||
| Lilly Eli & Co | 7.0 | ||
| Alphabet Inc | 5.6 | ||
| J P Morgan Chase & Co | 5.5 | ||
| Goldman Sachs Group Inc | 4.9 | ||
| Altria Group Inc | 4.5 | ||
| AbbVie Inc | 4.5 | ||
| Oracle Corp | 4.4 | ||
| AT&T Inc | 4.3 | ||
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| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 161 | 0.0 |
| (b) Individuals (high net worth individuals) | 6 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 0.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.3 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 2 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 171 | 0.5 |
| By Discretionary | ||
| Discretionary | 171 | 0.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 171 | 0.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.3 | |
| United States Persons | 0.2 | |
| Total | 171 | 0.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001180391] | |
| 13F-NT | [0001180391] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.3B |
| Serves | Institutional, Retail |
| LEI | 254900SZFLUU60TX9H83 |
| Comparable Firms | State | AUM |
|---|---|---|
|
Dougherty Wealth Advisers LLC
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|
MN | 505.4 M |
|
Accretive Wealth Partners LLC
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|
NJ | 504.5 M |
|
Pineridge Advisors LLC
✚
|
MO | 504.2 M |
|
Aquire Wealth Advisors LLC
✚
|
UT | 504.0 M |
|
Ducere Wealth Management LLC
✚
|
CA | 503.8 M |
|
Weinberger Asset Management Inc
✚
|
CA | 503.6 M |
|
Etesian Wealth Advisors Inc
✚
|
OR | 503.3 M |
|
Prosperity Financial Group Inc
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|
CA | 503.0 M |
|
Saybrook Capital Corp
✚
|
NY | 502.7 M |
|
Sharp Wealth Advisory LLC
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|
PA | 502.1 M |