|
⚲
|
| Keyboard |
| Stifel Nicolaus & Company Incorporated
✚
|
|
|---|---|
| CRD # | 793 |
| SEC # | 801-10746 |
| CIK # | 0000094403, 0000948905 |
| AUM | 197.53 B (2026-06-30) |
| Employees | 6,478 (48% Investors, 79% Brokers) |
| Phone | 314-342-2000 |
| Address | 501 N Broadway St Louis, MO 63102 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0000094403 0000948905 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Prev | Page 1 | Next |
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | KCP Bridge33 III LP | [2023-03-31] | 6.3 M | |
| Filed 2022-12-16 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | KCP Greenoaks V LP | [2023-03-31] | 21.6 M | 22.8 M |
| Filed 2022-12-16 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | KCP GS II LP | [2023-03-31] | 10.1 M | 10.7 M |
| Filed 2023-02-02 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | KCP Accolade Fund LP | [2022-03-31] | 17.5 M | 22.0 M |
| Offered $17,500,000 · Filed 2021-10-19 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | KCP Finback LP | [2022-03-31] | 17.1 M | 20.4 M |
| Offered $17,150,000 · Filed 2021-07-12 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | KCP Interlock Equity Fund LP | [2022-03-31] | 8.6 M | 6.5 M |
| Offered $8,550,000 · Filed 2021-10-19 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | KCP Liberty City Ventures LP | [2022-03-31] | 23.6 M | 28.8 M |
| Offered $23,575,000 · Filed 2021-06-01 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | KCP Seaside Equity Fund LP | [2022-03-31] | 14.1 M | 16.5 M |
| Offered $14,100,000 · Filed 2021-03-12 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | KCP Valiant Peregrine Fund II | [2022-03-31] | 18.4 M | 14.3 M |
| Offered $18,375,000 · Filed 2021-10-19 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose | ||||
| VC | Stifel Access Law Finance Group LP | 2022-03-31 | 6.1 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 156,989 | 41.0 |
| (b) Individuals (high net worth individuals) | 73,687 | 137.4 |
| (c) Banking or thrift institutions | 551 | 2.7 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 22 | 0.4 |
| (g) Pension and profit sharing plans | 1,481 | 2.6 |
| (h) Charitable organizations | 1,426 | 5.3 |
| (i) State or municipal government entities | 47 | 1.8 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 13 | 0.1 |
| (m) Corporations or other businesses not listed above | 1,967 | 6.2 |
| (n) Other | 8 | 0.0 |
| Total | 394,160 | 197.5 |
| By Discretionary | ||
| Discretionary | 302,279 | 126.8 |
| Non-Discretionary | 91,881 | 70.7 |
| Total | 394,160 | 197.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.1 | |
| United States Persons | 196.4 | |
| Total | 394,160 | 197.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Michelle Wilson-Clarke | Director | 284 | 70 | |
| Laren Gillespie | Director | 119 | 24 | |
| Lisa Alexander | Director | 75 | 17 | |
| Alison Martinson | Director | 38 | 13 | |
| Jeffrey Cohen | Executive Officer | 76 | 4 | |
| Jayson Lashin | Director | 14 | 4 | |
| Eric Rubin | Executive Officer | 11 | 3 | |
| David Romhilt | Executive Officer | 8 | 3 | |
| Malcolm Frost | Executive Officer | 18 | 2 | |
| James Knall | Director, Executive Officer | 9 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000948905] | |
| 13F-NT | [0000948905] | |
| SC 13G | [0000948905] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $17.8B |
| Serves | Institutional, Retail, Research |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| LEI | 5WUVMA08EYG4KEUPW589 |
| Related Firms | State | AUM |
|---|---|---|
|
Stifel Nicolaus & Company Incorporated
✚
|
MO | 197.53 B |
|
Intyce LLC
✚
|
MO |
| Comparable Firms | State | AUM |
|---|---|---|
|
SEI Investments Management Corp
✚
|
PA | 216.43 B |
|
Focus Partners Wealth LLC
✚
|
MO | 181.86 B |
|
Goldman Sachs & Co LLC
✚
|
NY | 133.64 B |
|
Pathstone Family Office LLC
✚
|
NJ | 110.30 B |
|
Cresset Asset Management LLC
✚
|
IL | 78.94 B |
|
Wells Fargo Investment Institute Inc
✚
|
NC | 43.00 B |
|
Sequoia Financial Advisors LLC
✚
|
OH | 32.24 B |
|
Vivaldi Capital Management LP
✚
|
IL | 5,641.1 M |
|
Three Bell Capital LLC
✚
|
TX | 5,051.1 M |
|
Avidian Wealth Enterprises LLC
✚
|
TX | 4,764.2 M |