Wealth Advisors of Tampa Bay LLC

Item 5: Fees & Compensation

    How We Are Compensated for Our Advisory Services

    Wrap Comprehensive Portfolio Management:
    Please see our Wrap Fee Program Brochure.

    LPL Sponsored Advisory Programs:

    The account fee charged to the client for each LPL Financial advisory program varies up to a maximum
    of 3.00%. Account fees are payable quarterly in advance. Fees are negotiable. The actual fee assessed
    will be disclosed in the program. LPL Financial serves as program sponsor, investment advisor and
    broker-dealer for the LPL Financial advisory programs. Our firm and LPL Financial share in the
    account fee and other fees associated with program accounts.

    Other Types of Fees & Expenses

    Wrap fee clients will receive our Form ADV, Part 2A, Appendix 1 (the “Wrap Fee Program Brochure”).
    Wrap fee clients will not incur transaction costs for trades. More information about this is disclosed
    in our separate Wrap Fee Program Brochure.

    Termination & Refunds

    Either party may terminate the signed advisory agreement at any time. Upon receipt of your notice
    of termination, LPL will process a pro-rate refund of the unearned portion of the advisory fees
    charged in advance at the beginning of the quarter.

    1 Please note that our method for computing the amount of “client assets we manage” can be different from the method for computing
    “assets under management” required for Item 5.F in Part 1A of Form ADV. We have chosen to follow the method outlined for Item 5.F in
    Part 1A of Form ADV. If we decide to use a different method at a later date to compute “client assets we manage,” we must keep
    documentation describing the method we use and inform you of the change. The amount of assets we manage may be disclosed by rounding
    to the nearest $100,000. Our “as of” date must not be more than three months before the date we last updated our Brochure in response
    to Item 4.E of Form ADV Part 2A.

ADV Part 2A – Firm Brochure                                     Page 5                                     Wealth Advisors of Tampa Bay, LLC

    Commissionable Securities Sales

    In order to sell securities for a commission, our supervised persons are registered representatives of
    LPL Financial (“LPL”), member FINRA/SIPC. Our supervised persons may accept compensation for
    the sale of securities or other investment products, including distribution or service (“trail”) fees
    from the sale of mutual funds. You should be aware that the practice of accepting commissions for
    the sale of securities:

    1. Presents a conflict of interest and gives our firm and/or our supervised persons an incentive to
       recommend investment products based on the compensation received, rather than on your
       needs. We generally address commissionable sales conflicts that arise when explaining to clients
       that commissionable securities sales creates an incentive to recommend products based on the
       compensation we and/or our supervised persons may earn and/or when recommending
       commissionable mutual funds, explaining that “no-load” funds are also available.

    2. In no way prohibits you from purchasing investment products recommended by us through other
       brokers or agents which are not affiliated with us.

Item 7: Types of Clients & Account Requirements

    We have the following types of clients:
       • Individuals and High Net Worth Individuals;
       • Trusts, Estates or Charitable Organizations;
       • Pension and Profit Sharing Plans;
       • Corporations, Limited Liability Companies and/or Other Business Types.

    Our requirements for opening and maintaining accounts or otherwise engaging us:
       • We require a minimum account balance of $100,000 for our Wrap Comprehensive Portfolio
           Management service with a minimum annual fee of $1,500. Generally, this minimum account
           balance requirement is negotiable and would be required throughout the course of the
           client’s relationship with our firm.