Wells Fargo Investment Institute Inc

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Assets, Funds, Holdings

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Wells Fargo Investment Institute Inc
✚
CRD #133204
SEC #801-64191
CIK #0001467728
AUM $40.8 B (2025-07-01)
Employees 233 (65% Investors, 3% Brokers)
Phone980-266-5763
Address550 South Tryon Street
Charlotte, NC 28202
Source [IAPD] [EDGAR] [Website]
Total AUM ($B)
604836241202005201220192026
Sector Form 13F Holdings Value ($B)
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Alphabet Inc 3.2
Costco Wholesale Corp /NEW 3.1
View All
Holdings by Sector ($B)
50040030020010002012201620212026
Type Form D Funds Date Sold ($M) AUM ($M)
PE BC Double Impact II ASP Fund [2022-03-30] 0.0 62.8
PE KKR European V ASP Fund [2021-03-30] 0.0 32.4
PE OrbiMed Asia Partners IV ASP Fund [2021-03-30] 0.0 29.5
Other BREP IX ASP Fund [2020-03-30] 77.7 76.9
Other Bridge Multifamily IV ASP Fund [2020-03-30] 77.7 87.6
Other GSO Energy II ASP Fund [2020-03-30] 77.7 63.8
Other LS Distressed Xi ASP Fund [2020-03-30] 77.7 56.5
Other Riverside Capital Appreciation VII ASP Fund [2020-03-30] 77.7 141.7
Other Strategic Partners VIII ASP Fund [2020-03-30] 77.7 228.1
Other Angelo Gordon Direct Lending III ASP Fund [2019-03-29] 77.7 71.1
Other Apollo Credit Strategies ASP Fund [2019-03-29] 77.7 179.9
PE BREP Asia II Fund [2019-03-29] 77.7 106.3
PE DPIP Esilicon Series [2019-03-29] 0.0 27.3
PE DPIP Shift Series [2019-03-29] 0.0 8.1
Other GSO Capital Solutions III ASP Fund [2019-03-29] 77.7 92.7
Other Landmark Equity Partners XVI ASP Fund [2019-03-29] 77.7 99.4
Other Strategic Value Restructuring ASP Fund [2019-03-29] 77.7 15.8
PE Ares Energy Infrastructure V ASP Fund [2018-04-02] 0.0 79.1
PE Carlyle Distressed Opportunities IV ASP Fund [2018-04-02] 0.0 149.2
PE Carlyle Realty Partners VIII ASP Fund [2018-04-02] 0.0 138.8
PE DPIP Enovix Series [2018-04-02] 0.0 3.9
PE DPIP Rubicon Series [2018-04-02] 0.0 33.6
PE DPIP VIA Series [2018-04-02] 0.0 17.7
Other Graham Absolute Return ASP Fund [2018-04-02] 77.7 166.3
Other Kite Lake Special Opportunities ASP Fund [2018-04-02] 77.7 52.3
Other Maverick ASP Fund [2018-04-02] 77.7 12.7
PE OrbiMed Asia Partners III ASP Fund [2018-04-02] 0.0 42.0
PE StepStone Tactical Growth II ASP Fund [2018-04-02] 0.0 37.8
Other Wellington Hawkes Bay ASP Fund [2018-04-02] 77.7 106.3
Other BlackRock Appreciation ASP Fund 2017-03-31 28.6
Other BlackRock Appreciation II ASP Fund 2017-03-31 0.5
Other BlackRock Transition ASP Fund [2017-03-31] 83.0 11.6
Other BlackRock Transition II ASP Fund [2017-03-31] 91.2 12.4
Other BlueMountain Long Short Equity ASP Fund A Series of Alternative Strategies Platform LLC [2017-03-31] 91.2 0.8
PE Colony Distressed Credit IV Access ASP Fund [2017-03-31] 91.2 45.7
Other MatlinPatterson Securitized Credit II ASP Fund [2017-03-31] 287.6 28.2
Other MP Securitized Credit ASP Fund [2017-03-31] 287.6 26.8
PE Strategic Partners VII ASP Fund [2017-03-31] 91.2 220.8
Other Trian Partners ASP Fund [2017-03-31] 77.7 11.7
Other Alternative Strategies Private Equity Bridge Vehicle LLC 2016-04-05 3.1
Other Angelo Gordon Partners Select ASP Fund [2016-03-30] 77.7 211.9
PE Apollo Natural Resources II ASP Fund [2016-03-30] 77.7 93.3
Other Canyon Balanced ASP Fund [2016-03-30] 77.7 143.4
Other Canyon Balanced II ASP Fund [2016-03-30] 77.7 33.7
PE Carlyle Realty Partners Vii-Ii ASP Fund [2016-03-30] 0.0 29.6
PE KKR Special Situations II ASP Fund [2016-03-30] 0.0 86.8
Other Alternative Income Legends II ASP Fund [2015-03-31] 77.7 18.9
PE Carlyle Realty Partners VII ASP Fund [2015-03-31] 0.0 102.2
Other Discovery Global Macro ASP Fund A Series of Alternative Strategies Platform LLC [2015-03-31] 77.7 13.0
Other Equity Hedge Legends ASP Fund [2015-03-31] 77.7 17.9
Other Fortress Special Opportunities ASP Fund [2015-03-31] 77.7 146.7
Other Glenview Partners ASP Fund [2015-03-31] 77.7 23.0
Other GoldenTree Credit Opportunities II ASP Fund [2015-03-31] 77.7 7.1
Other Halcyon Multi-Strategy II ASP Fund A Series of Alternative Strategies Platform LLC [2015-03-31] 77.7 0.6
PE Landmark Equity Partners XV ASP Fund [2015-03-31] 0.0 40.0
Other Marshall Wace Eureka ASP Fund [2015-03-31] 77.7 217.2
Other Multi-Strategy Legends II ASP Fund A Series of Alternative Strategies Platform LLC [2015-03-31] 77.7 3.5
PE NB Private Debt ASP Fund [2015-03-31] 0.0 32.2
PE Oaktree Real Estate Debt ASP Fund [2015-03-31] 0.0 6.3
Other PWP Asset Based Income II ASP Fund [2015-03-31] 77.7 1.6
Other Seer Capital Partners ASP Fund [2015-03-31] 77.7 30.5
Other Seer Capital Partners II ASP Fund [2015-03-31] 77.7 12.9
Other Shannon River ASP Fund [2015-03-31] 77.7 83.0
Other Tricadia Credit Strategies II ASP Fund [2015-03-31] 77.7 9.3
Other York Multi-Strategy II ASP Fund A Series of Alternative Strategies Platform LLC [2015-03-31] 77.7 2.7
Other Allblue ASP Fund [2014-03-31] 23.2 0.1
Other Alternative Income Legends ASP Fund [2014-03-31] 109.1 30.0
PE BlackRock Special Credit Opportunities ASP Fund [2014-03-31] 0.0 73.6
PE BlackRock Special Credit Opportunities II ASP Fund [2014-03-31] 0.0 14.2
Other GoldenTree Credit Opportunities ASP Fund [2014-03-31] 98.1 23.8
Other Halcyon Multi-Strategy ASP Fund A Series of Alternative Strategies Platform LLC [2014-03-31] 6.9 8.2
PE KKR Special Situations ASP Fund [2014-03-31] 0.0 18.8
Other Multi-Strategy Legends ASP Fund A Series of Alternative Strategies Platform LLC [2014-03-31] 33.0 11.1
Other PWP Asset Based Income ASP Fund [2014-03-31] 98.4 25.2
Other Tricadia Credit Strategies ASP Fund [2014-03-31] 91.6 31.0
Other York Multi-Strategy ASP Fund [2014-03-31] 77.7 7.4
Other ABS Global Long Short II ASP Fund [2013-04-01] 128.3 52.9
PE Carlyle Energy Mezzanine Access - ASP Fund LLC [2013-04-01] 0.0 53.6
HF Cinque Partners Fund I LLC [2013-04-01] 18.7 26.8
HF Cinque Partners Fund VII LLC 2013-04-01 73.7
Other ABS Global Long Short ASP Fund [2012-03-30] 128.3 94.2
HF Altis Global Futures ASP Fund A Series of Alternative Strategies Managed Futures & Commodities Platform LLC [2012-03-30] 9.1 0.3
HF ASGI Hedged Equities Accredited LP 2012-03-30 43.9
HF ASGI Hedged Equities ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 14.7
HF ASGI Hedged Equities Super-Accredited LP 2012-03-30 69.3
HF ASGI Managed Futures Legends Fund LLC [2012-03-30] 10.1 6.2
HF ASGI Multi-Strategy Accredited LP 2012-03-30 27.2
HF ASGI Multi-Strategy ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 16.1
HF ASGI Multi-Strategy Fund II Super Accredited LP 2012-03-30 11.7
HF ASGI Multi-Strategy II ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 12.6
HF ASGI Multi-Strategy Super Accredited LP 2012-03-30 110.6
PE ASGI Private Equity Fund II LP 2012-03-30 1.9
PE ASGI Private Equity Fund LP 2012-03-30 3.9
PE ASGI Private Equity Partners 1999 LP 2012-03-30 2.5
PE ASGI Private Equity Partners 2001 LP 2012-03-30 8.2
PE ASGI Private Equity Partners QP 1999 LP 2012-03-30 7.1
PE ASGI Private Equity Partners QP 2001 LP 2012-03-30 12.6
Other Aurora Diversified ASP Fund A Series of Alternative Strategies Platform LLC [2012-03-30] 83.0 47.8
Other Aurora Diversified II ASP Fund A Series of Alternative Strategies Platform LLC [2012-03-30] 91.2 74.4
Other Aurora Global Opportunities ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 99.8
Other Aurora Global Opportunities II ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 13.6
HF Beach Horizon ASP Fund A Series of Alternative Strategies Managed Futures & Commodities Platform LLC [2012-03-30] 44.8 33.5
Other Bluetrend ASP Fund [2012-03-30] 287.6 23.3
Other Corbin Pinehurst ASP Fund [2012-03-30] 381.6 149.8
Other Corbin Pinehurst Institutional ASP Fund [2012-03-30] 99.8 45.6
HF Dorchester Capital International ASP Fund A Series of Alternative Strategies Platform LLC [2012-03-30] 18.2 33.1
Other Dorchester Capital Partners ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 24.9
HF Endowment ASP Fund A Series of Alternative Strategies Platform LLC [2012-03-30] 16.2 30.6
Other Global Macro Legends ASP Fund A Series of Alternative Strategies Managed Futures & Commodities Platform LLC [2012-03-30] 53.6 25.4
Other Graham Alternative Investment ASP Fund A Series of Alternative Strategies Managed Futures & Commodities Platform LLC 2012-03-30 15.4
Other Graham Alternative Investment II ASP Fund A Series of Alternative Strategies Managed Futures & Commodities Platform LLC 2012-03-30 8.9
Other Graham Global Discretionary ASP Fund A Series of Alternative Strategies Managed Futures & Commodities Platform LLC [2012-03-30] 48.1 8.9
Other Gresham Commodities ASP Fund A Series of Alternative Strategies Managed Futures & Commodities Platform LLC 2012-03-30 5.4
Other Gresham Commodities II ASP Fund A Series of Alternative Strategies Managed Futures & Commodities Platform LLC 2012-03-30 9.4
HF GS Global Equity Long Short ASP Fund A Series of Alternative Strategies Platform LLC [2012-03-30] 29.7 24.4
HF GS Global Equity Long Short Institutional ASP Fund A Series of Alternative Strategies Platform LLC [2012-03-30] 9.2 8.1
PE GS Private Equity Partners IX ASW Fund LLC 2012-03-30 27.8
RE GWL US Property ASP Fund 2012-03-30 100.5
HF K2 Long Short ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 14.1
HF K2 Overseas Long Short ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 13.9
PE Landmark Equity Partners XIV ASP Fund LLC [2012-03-30] 45.2 8.2
HF Managed Futures Legends ASP Fund A Series of Alternative Strategies Managed Futures & Commodities Platform LLC [2012-03-30] 121.2 206.8
Other Mesirow Alternative Strategies ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 19.2
Other Mesirow Institutional Multi-Strategy ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 19.6
PE NB Crossroads XVIII ASP Fund LLC [2012-03-30] 15.6
PE Pamlico Capital II ASP Fund LLC [2012-03-30] 26.7 0.9
HF Pinehurst Institutional Transition ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 19.4
HF Pinehurst Transition ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 15.9
RE Principal Enhanced Property ASP Fund [2012-03-30] 314.7 169.9
PE ROC Asia Pacific II ASP Fund LLC [2012-03-30] 11.9 17.5
HF Selectinvest ARV ASW Fund A Series of Wachovia Alternative Strategies Platform LLC [2012-03-30] 22.0
HF Selectinvest Institutional ARV ASW Fund A Series of Wachovia Alternative Strategies Platform LLC [2012-03-30] 9.3
PE Siguler Guff BRIC Opportunities II ASW Fund [2012-03-30] 33.3
PE Siguler Guff Distressed Real Estate ASP Fund LLC [2012-03-30] 48.3 30.0
Other WNT Futures ASP Fund [2012-03-30] 206.1 27.7
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 45 0.0
(b) Individuals (high net worth individuals) 13,260 33.6
(c) Banking or thrift institutions 1 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 7 0.0
(h) Charitable organizations 155 0.3
(i) State or municipal government entities 35 0.4
(j) Other investment advisers 2 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 75 1.7
(n) Other 1,014 4.7
Total 14,594 40.8
By Discretionary
Discretionary 14,594 40.8
Non-Discretionary 0 0.0
Total 14,594 40.8
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 40.8
Total 14,594 40.8
Form D Directors # Filings # Firms 2011 - 2025
Michael Korn 178
Daniel Mavico 76
Adam Taback 135
Michael Roman 134
Britta Patterson 127
Rob Coltrin 121
Sean Nicolosi 112
Wells Fargo Investment Institute Inc 91
Alternative Strategies Group Inc 84
Yukari Nakano 80
View All
EDGAR Form CIK 2011 - 2025
13F-NT [0001467728]
4 [0001467728]
Form 3/4/5 Subject 2011 - 2025
Wells Fargo Investment Institute Inc
Agility Multi-Asset Income Fund
Corbin Multi-Strategy Fund, LLC
Related Firms State AUM ($B)
Wells Fargo Clearing Services LLC
✚
 MO 606.0
Wells Fargo Advisors Financial Network LLC
✚
 MO 197.4
Wells Fargo Investment Institute Inc
✚
 NC 40.8
Wells Fargo Asset Management International LLC
✚
 0.0
Wells Fargo Bank NA
✚
 0.0
Wells Fargo Funds Management, LLC
✚
 CA 0.0
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 LA 0.8
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Alliance Advisory & Securities LLC
✚
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