Wells Fargo Investment Institute Inc

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Wells Fargo Investment Institute Inc
✚
CRD #133204
SEC #801-64191
CIK #0001467728
AUM 43.00 B (2026-03-23)
Employees 225 (64% Investors, 3% Brokers)
Phone314-354-5814
Address550 South Tryon Street
Charlotte, NC 28202
Source [IAPD] [EDGAR] [Website]
Total AUM ($B)
604836241202004201120192027
In the News
Tue, 28 Jul 2026 How the Maradona theory is moving the markets – Wells Fargo Investment Institute — Seeking Alpha
Wed, 17 Jun 2026 Wells Fargo Investment Institute: When Every Headline Shouts, Discipline Matters Most — Business Wire
Thu, 14 May 2026 Wells Fargo Investment Institute warns that US debt trajectory is serious, but not a crisis yet — InvestmentNews
Mon, 06 Apr 2026 Wells Fargo Investment Institute downgrades energy sector to 'unfavorable' on limited war premium — TradingView
Mon, 06 Apr 2026 Wells Fargo Investment Institute downgrades energy sector to ‘unfavorable’ on limited war premium — The Globe and Mail
Sector Form 13F Holdings Value ($B)
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View All
Holdings by Sector ($B)
60048036024012002011201620212027
Type Form D Funds Date Sold AUM
PE BC Double Impact II ASP Fund [2022-03-30] 62.8 M
Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
PE KKR European V ASP Fund [2021-03-30] 32.4 M
Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
PE OrbiMed Asia Partners IV ASP Fund [2021-03-30] 29.5 M
Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
Other BREP IX ASP Fund [2020-03-30] 77.7 M 76.9 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Bridge Multifamily IV ASP Fund [2020-03-30] 77.7 M 87.6 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other GSO Energy II ASP Fund [2020-03-30] 77.7 M 63.8 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other LS Distressed Xi ASP Fund [2020-03-30] 77.7 M 56.5 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Riverside Capital Appreciation VII ASP Fund [2020-03-30] 77.7 M 141.7 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Strategic Partners VIII ASP Fund [2020-03-30] 77.7 M 228.1 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Angelo Gordon Direct Lending III ASP Fund [2019-03-29] 77.7 M 71.1 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Apollo Credit Strategies ASP Fund [2019-03-29] 77.7 M 179.9 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
PE BREP Asia II Fund [2019-03-29] 77.7 M 106.3 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
PE DPIP Esilicon Series [2019-03-29] 27.3 M
Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
PE DPIP Shift Series [2019-03-29] 8.1 M
Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
Other GSO Capital Solutions III ASP Fund [2019-03-29] 77.7 M 92.7 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Landmark Equity Partners XVI ASP Fund [2019-03-29] 77.7 M 99.4 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Strategic Value Restructuring ASP Fund [2019-03-29] 77.7 M 15.8 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
PE Ares Energy Infrastructure V ASP Fund [2018-04-02] 79.1 M
Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
PE Carlyle Distressed Opportunities IV ASP Fund [2018-04-02] 149.2 M
Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
PE Carlyle Realty Partners VIII ASP Fund [2018-04-02] 138.8 M
Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
PE DPIP Enovix Series [2018-04-02] 3.9 M
Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
PE DPIP Rubicon Series [2018-04-02] 33.6 M
Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
PE DPIP VIA Series [2018-04-02] 17.7 M
Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
Other Graham Absolute Return ASP Fund [2018-04-02] 77.7 M 166.3 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Kite Lake Special Opportunities ASP Fund [2018-04-02] 77.7 M 52.3 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Maverick ASP Fund [2018-04-02] 77.7 M 12.7 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
PE OrbiMed Asia Partners III ASP Fund [2018-04-02] 42.0 M
Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
PE StepStone Tactical Growth II ASP Fund [2018-04-02] 37.8 M
Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
Other Wellington Hawkes Bay ASP Fund [2018-04-02] 77.7 M 106.3 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other BlackRock Appreciation ASP Fund 2017-03-31 28.6 M
Other BlackRock Appreciation II ASP Fund 2017-03-31 0.5 M
Other BlackRock Transition ASP Fund [2017-03-31] 83.0 M 11.6 M
Filed 2016-02-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $79,115 · Net Assets Decline to Disclose
Other BlackRock Transition II ASP Fund [2017-03-31] 91.2 M 12.4 M
Filed 2016-02-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $45,807 · Net Assets Decline to Disclose
Other BlueMountain Long Short Equity ASP Fund A Series of Alternative Strategies Platform LLC [2017-03-31] 91.2 M 0.8 M
Filed 2016-02-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $45,807 · Net Assets Decline to Disclose
PE Colony Distressed Credit IV Access ASP Fund [2017-03-31] 91.2 M 45.7 M
Filed 2016-02-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $45,807 · Net Assets Decline to Disclose
Other MatlinPatterson Securitized Credit II ASP Fund [2017-03-31] 287.6 M 28.2 M
Filed 2024-08-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $713,377 · Net Assets Decline to Disclose
Other MP Securitized Credit ASP Fund [2017-03-31] 287.6 M 26.8 M
Filed 2024-08-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $713,377 · Net Assets Decline to Disclose
PE Strategic Partners VII ASP Fund [2017-03-31] 91.2 M 220.8 M
Filed 2016-02-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $45,807 · Net Assets Decline to Disclose
Other Trian Partners ASP Fund [2017-03-31] 77.7 M 11.7 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Alternative Strategies Private Equity Bridge Vehicle LLC 2016-04-05 3.1 M
Other Angelo Gordon Partners Select ASP Fund [2016-03-30] 77.7 M 211.9 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
PE Apollo Natural Resources II ASP Fund [2016-03-30] 77.7 M 93.3 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Canyon Balanced ASP Fund [2016-03-30] 77.7 M 143.4 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Canyon Balanced II ASP Fund [2016-03-30] 77.7 M 33.7 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
PE Carlyle Realty Partners VII-II ASP Fund [2016-03-30] 29.6 M
Filed 2012-09-19 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Net Assets Decline to Disclose
PE KKR Special Situations II ASP Fund [2016-03-30] 86.8 M
Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
Other Alternative Income Legends II ASP Fund [2015-03-31] 77.7 M 18.9 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
PE Carlyle Realty Partners VII ASP Fund [2015-03-31] 102.2 M
Filed 2012-09-19 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Net Assets Decline to Disclose
Other Discovery Global Macro ASP Fund A Series of Alternative Strategies Platform LLC [2015-03-31] 77.7 M 13.0 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Equity Hedge Legends ASP Fund [2015-03-31] 77.7 M 17.9 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Fortress Special Opportunities ASP Fund [2015-03-31] 77.7 M 146.7 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Glenview Partners ASP Fund [2015-03-31] 77.7 M 23.0 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other GoldenTree Credit Opportunities II ASP Fund [2015-03-31] 77.7 M 7.1 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Halcyon Multi-Strategy II ASP Fund A Series of Alternative Strategies Platform LLC [2015-03-31] 77.7 M 0.6 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
PE Landmark Equity Partners XV ASP Fund [2015-03-31] 40.0 M
Filed 2012-09-19 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Net Assets Decline to Disclose
Other Marshall Wace Eureka ASP Fund [2015-03-31] 77.7 M 217.2 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Multi-Strategy Legends II ASP Fund A Series of Alternative Strategies Platform LLC [2015-03-31] 77.7 M 3.5 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
PE NB Private Debt ASP Fund [2015-03-31] 32.2 M
Filed 2012-09-19 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Net Assets Decline to Disclose
PE Oaktree Real Estate Debt ASP Fund [2015-03-31] 6.3 M
Filed 2012-09-19 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Net Assets Decline to Disclose
Other PWP Asset Based Income II ASP Fund [2015-03-31] 77.7 M 1.6 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Seer Capital Partners ASP Fund [2015-03-31] 77.7 M 30.5 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Seer Capital Partners II ASP Fund [2015-03-31] 77.7 M 12.9 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Shannon River ASP Fund [2015-03-31] 77.7 M 83.0 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Tricadia Credit Strategies II ASP Fund [2015-03-31] 77.7 M 9.3 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other York Multi-Strategy II ASP Fund A Series of Alternative Strategies Platform LLC [2015-03-31] 77.7 M 2.7 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other Allblue ASP Fund [2014-03-31] 23.2 M 0.1 M
Filed 2017-04-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $42,000 · Net Assets Decline to Disclose
Other Alternative Income Legends ASP Fund [2014-03-31] 109.1 M 30.0 M
Filed 2020-03-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $340,055 · Net Assets Decline to Disclose
PE BlackRock Special Credit Opportunities ASP Fund [2014-03-31] 73.6 M
Filed 2012-09-19 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Net Assets Decline to Disclose
PE BlackRock Special Credit Opportunities II ASP Fund [2014-03-31] 14.2 M
Filed 2013-01-30 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Net Assets Decline to Disclose
Other GoldenTree Credit Opportunities ASP Fund [2014-03-31] 98.1 M 23.8 M
Filed 2023-12-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $26,880 · Net Assets Decline to Disclose
Other Halcyon Multi-Strategy ASP Fund A Series of Alternative Strategies Platform LLC [2014-03-31] 6.9 M 8.2 M
Filed 2014-02-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Net Assets Decline to Disclose
PE KKR Special Situations ASP Fund [2014-03-31] 18.8 M
Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
Other Multi-Strategy Legends ASP Fund A Series of Alternative Strategies Platform LLC [2014-03-31] 33.0 M 11.1 M
Filed 2018-01-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $31,000 · Net Assets Decline to Disclose
Other PWP Asset Based Income ASP Fund [2014-03-31] 98.4 M 25.2 M
Filed 2016-02-23 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $198,750 · Net Assets Decline to Disclose
Other Tricadia Credit Strategies ASP Fund [2014-03-31] 91.6 M 31.0 M
Filed 2018-01-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $225,840 · Net Assets Decline to Disclose
Other York Multi-Strategy ASP Fund [2014-03-31] 77.7 M 7.4 M
Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other ABS Global Long Short II ASP Fund [2013-04-01] 128.3 M 52.9 M
Filed 2025-08-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $24,250 · Net Assets Decline to Disclose
PE Carlyle Energy Mezzanine Access - ASP Fund LLC [2013-04-01] 53.6 M
Filed 2012-02-28 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
HF Cinque Partners Fund I LLC [2013-04-01] 18.7 M 26.8 M
Filed 2013-11-07 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Cinque Partners Fund VII LLC 2013-04-01 73.7 M
Other ABS Global Long Short ASP Fund [2012-03-30] 128.3 M 94.2 M
Filed 2025-08-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $24,250 · Net Assets Decline to Disclose
HF Altis Global Futures ASP Fund A Series of Alternative Strategies Managed Futures & Commodities Platform LLC [2012-03-30] 9.1 M 0.3 M
Filed 2013-05-23 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Net Assets Decline to Disclose
HF ASGI Hedged Equities Accredited LP 2012-03-30 43.9 M
HF ASGI Hedged Equities ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 14.7 M
HF ASGI Hedged Equities Super-Accredited LP 2012-03-30 69.3 M
HF ASGI Managed Futures Legends Fund LLC [2012-03-30] 10.1 M 6.2 M
Filed 2013-06-10 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Net Assets Decline to Disclose
HF ASGI Multi-Strategy Accredited LP 2012-03-30 27.2 M
HF ASGI Multi-Strategy ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 16.1 M
HF ASGI Multi-Strategy Fund II Super Accredited LP 2012-03-30 11.7 M
HF ASGI Multi-Strategy II ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 12.6 M
HF ASGI Multi-Strategy Super Accredited LP 2012-03-30 110.6 M
PE ASGI Private Equity Fund II LP 2012-03-30 1.9 M
PE ASGI Private Equity Fund LP 2012-03-30 3.9 M
PE ASGI Private Equity Partners 1999 LP 2012-03-30 2.5 M
PE ASGI Private Equity Partners 2001 LP 2012-03-30 8.2 M
PE ASGI Private Equity Partners QP 1999 LP 2012-03-30 7.1 M
PE ASGI Private Equity Partners QP 2001 LP 2012-03-30 12.6 M
Other Aurora Diversified ASP Fund A Series of Alternative Strategies Platform LLC [2012-03-30] 83.0 M 47.8 M
Filed 2016-02-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $79,115 · Net Assets Decline to Disclose
Other Aurora Diversified II ASP Fund A Series of Alternative Strategies Platform LLC [2012-03-30] 91.2 M 74.4 M
Filed 2016-02-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $45,807 · Net Assets Decline to Disclose
Other Aurora Global Opportunities ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 99.8 M
Other Aurora Global Opportunities II ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 13.6 M
HF Beach Horizon ASP Fund A Series of Alternative Strategies Managed Futures & Commodities Platform LLC [2012-03-30] 44.8 M 33.5 M
Filed 2013-07-03 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Net Assets Decline to Disclose
Other Bluetrend ASP Fund [2012-03-30] 287.6 M 23.3 M
Filed 2024-08-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $713,377 · Net Assets Decline to Disclose
Other Corbin Pinehurst ASP Fund [2012-03-30] 381.6 M 149.8 M
Filed 2025-08-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $14,605 · Net Assets Decline to Disclose
Other Corbin Pinehurst Institutional ASP Fund [2012-03-30] 99.8 M 45.6 M
Filed 2018-06-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $115,149 · Net Assets Decline to Disclose
HF Dorchester Capital International ASP Fund A Series of Alternative Strategies Platform LLC [2012-03-30] 18.2 M 33.1 M
Filed 2013-04-11 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Net Assets Decline to Disclose
Other Dorchester Capital Partners ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 24.9 M
HF Endowment ASP Fund A Series of Alternative Strategies Platform LLC [2012-03-30] 16.2 M 30.6 M
Filed 2012-12-18 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Net Assets Decline to Disclose
Other Global Macro Legends ASP Fund A Series of Alternative Strategies Managed Futures & Commodities Platform LLC [2012-03-30] 53.6 M 25.4 M
Filed 2019-03-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $76,175 · Net Assets Decline to Disclose
Other Graham Alternative Investment ASP Fund A Series of Alternative Strategies Managed Futures & Commodities Platform LLC 2012-03-30 15.4 M
Other Graham Alternative Investment II ASP Fund A Series of Alternative Strategies Managed Futures & Commodities Platform LLC 2012-03-30 8.9 M
Other Graham Global Discretionary ASP Fund A Series of Alternative Strategies Managed Futures & Commodities Platform LLC [2012-03-30] 48.1 M 8.9 M
Filed 2017-04-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $76,175 · Net Assets Decline to Disclose
Other Gresham Commodities ASP Fund A Series of Alternative Strategies Managed Futures & Commodities Platform LLC 2012-03-30 5.4 M
Other Gresham Commodities II ASP Fund A Series of Alternative Strategies Managed Futures & Commodities Platform LLC 2012-03-30 9.4 M
HF GS Global Equity Long Short ASP Fund A Series of Alternative Strategies Platform LLC [2012-03-30] 29.7 M 24.4 M
Filed 2011-04-14 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Net Assets Decline to Disclose
HF GS Global Equity Long Short Institutional ASP Fund A Series of Alternative Strategies Platform LLC [2012-03-30] 9.2 M 8.1 M
Filed 2011-04-13 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Net Assets Decline to Disclose
PE GS Private Equity Partners IX ASW Fund LLC 2012-03-30 27.8 M
RE GWL US Property ASP Fund 2012-03-30 100.5 M
HF K2 Long Short ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 14.1 M
HF K2 Overseas Long Short ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 13.9 M
PE Landmark Equity Partners XIV ASP Fund LLC [2012-03-30] 45.2 M 8.2 M
Filed 2010-04-12 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Net Assets Decline to Disclose
HF Managed Futures Legends ASP Fund A Series of Alternative Strategies Managed Futures & Commodities Platform LLC [2012-03-30] 121.2 M 206.8 M
Filed 2013-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
Other Mesirow Alternative Strategies ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 19.2 M
Other Mesirow Institutional Multi-Strategy ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 19.6 M
PE NB Crossroads XVIII ASP Fund LLC [2012-03-30] 15.6 M
PE Pamlico Capital II ASP Fund LLC [2012-03-30] 26.7 M 0.9 M
Filed 2010-07-07 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Pinehurst Institutional Transition ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 19.4 M
HF Pinehurst Transition ASP Fund A Series of Alternative Strategies Platform LLC 2012-03-30 15.9 M
RE Principal Enhanced Property ASP Fund [2012-03-30] 314.7 M 169.9 M
Filed 2026-01-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $548,576 · Net Assets Decline to Disclose
PE ROC Asia Pacific II ASP Fund LLC [2012-03-30] 11.9 M 17.5 M
Filed 2012-07-06 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Net Assets Decline to Disclose
HF Selectinvest ARV ASW Fund A Series of Wachovia Alternative Strategies Platform LLC [2012-03-30] 22.0 M
HF Selectinvest Institutional ARV ASW Fund A Series of Wachovia Alternative Strategies Platform LLC [2012-03-30] 9.3 M
PE Siguler Guff BRIC Opportunities II ASW Fund [2012-03-30] 33.3 M
PE Siguler Guff Distressed Real Estate ASP Fund LLC [2012-03-30] 48.3 M 30.0 M
Filed 2011-03-02 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Net Assets Decline to Disclose
Other WNT Futures ASP Fund [2012-03-30] 206.1 M 27.7 M
Filed 2020-04-30 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $241,443 · Net Assets Decline to Disclose
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 177 0.1
(b) Individuals (high net worth individuals) 11,004 34.7
(c) Banking or thrift institutions 1 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 11 0.0
(h) Charitable organizations 114 0.4
(i) State or municipal government entities 32 0.4
(j) Other investment advisers 2 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 127 2.7
(n) Other 748 4.8
Total 12,213 43.0
By Discretionary
Discretionary 12,213 43.0
Non-Discretionary 0 0.0
Total 12,213 43.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 43.0
Total 12,213 43.0
Form D Directors Role # Filings # Firms 2011 - 2026
Michael Stanton Executive Officer 368 10
Michael Korn Executive Officer 178 5
Daniel Mavico Executive Officer 76 4
Adam Taback Director, Executive Officer 135 3
Michael Roman Executive Officer 135 3
Britta Patterson Director, Executive Officer 127 3
Rob Coltrin Executive Officer 121 3
Sean Nicolosi Executive Officer 112 3
Wells Fargo Investment Institute Inc Promoter 91 3
Alternative Strategies Group Inc Executive Officer, Promoter 84 3
View All
EDGAR Form CIK 2011 - 2026
13F-NT [0001467728]
4 [0001467728]
Firm Profile (Form ADV)
Discretionary AUM$3.7B
Clients3
ServesInstitutional, Retail, Research
Fund TypesHedge Fund, Private Equity, Real Estate
LEI14672829-0012
Form 3/4/5 Subject 2011 - 2026
Agility Multi-Asset Income Fund
Wells Fargo Investment Institute Inc
Corbin Multi-Strategy Fund LLC
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Agility Multi-Asset Income Fund NONE
Shares of Beneficial Ownership
 2017-05-23 Sell 0.13 $134.12 17
Corbin Multi-Strategy Fund LLC NONE
Units of Limited Liability Company Interests
 2017-05-23 Sell 234.77 $24,894.52 5,844,486
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