Wells Fargo Investment Institute Inc

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Wells Fargo Investment Institute Inc ✚
CRD #	133204
SEC #	801-64191
CIK #	0001467728
AUM	$43.6 BB (2024-03-29)
Employees	251 (67% Investors, 1% Brokers)
Phone	980-266-5763
Address	550 South Tryon Street Charlotte, NC 28202
Source	[IAPD] [EDGAR] [Website]

Total AUM ($BB) Copy

Type	Form D Funds	Date	Sold ($MM)	AUM ($MM)
PE	BC Double Impact II ASP Fund	[2022-03-30]	0.0	62.8
PE	KKR European V ASP Fund	[2021-03-30]	0.0	32.4
PE	OrbiMed Asia Partners IV ASP Fund	[2021-03-30]	0.0	29.5
Other	BREP IX ASP Fund	[2020-03-30]	77.7	76.9
Other	Bridge Multifamily IV ASP Fund	[2020-03-30]	77.7	87.6
Other	GSO Energy II ASP Fund	[2020-03-30]	77.7	63.8
Other	LS Distressed Xi ASP Fund	[2020-03-30]	77.7	56.5
Other	Riverside Capital Appreciation VII ASP Fund	[2020-03-30]	77.7	141.7
Other	Strategic Partners VIII ASP Fund	[2020-03-30]	77.7	228.1
Other	Angelo Gordon Direct Lending III ASP Fund	[2019-03-29]	77.7	71.1
View All

AUM Breakdown	Accounts	AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals)	186	0.0
(b) Individuals (high net worth individuals)	17,982	36.1
(c) Banking or thrift institutions	1	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	0	0.0
(g) Pension and profit sharing plans	5	0.0
(h) Charitable organizations	213	0.3
(i) State or municipal government entities	41	0.4
(j) Other investment advisers	2	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	39	0.6
(n) Other	1,729	6.2
Total	20,198	43.6
By Discretionary
Discretionary	20,198	43.6
Non-Discretionary	0	0.0
Total	20,198	43.6
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		43.6
Total	20,198	43.6

Form D Directors	# Filings	# Firms	2011 - 2024
Michael Korn	178
Daniel Mavico	76
Adam Taback	135
Michael Roman	134
Britta Patterson	127
Rob Coltrin	121
Sean Nicolosi	112
Wells Fargo Investment Institute Inc	91
Alternative Strategies Group Inc	84
Yukari Nakano	80
Doretta Dunegan	77
James Angelos	74
Lloyd Lipsett	49
Dean Junkans	48
Sheelpa Brown	47
Anil Kumar	46
Michael Koonce	46
Matthew Moss	32
Kevin Ouellette	32
Lu Chang	31
Aprille Mitchell	31
Brian Veverka	31
Jerry Deberry	31
Phil Bancroft	31
Barbara Curry	31
W Munn	31
James Sweetman	31
Elizabeth Stallings	31
Britta McCorduck	27
iCapital II GP LLC	19
Eileen Alden	10
Daniel Rauchle	10
Wells Fargo Alternative Asset Management LLC	9
Robert Coltrin	7
Alan Adelman	3
Wachovia Alternative Strategies Inc	3
Brenda Bradley	3
Rob Coltin	5
Sheepla Brown	1
c/o Alternative Strategies Group Inc	1
James Angleos	1
Brita Patterson	1

EDGAR Form	CIK	2011 - 2024
13F-NT	[0001467728]
4	[0001467728]

Form 3/4/5 Subject	2011 - 2024
Wells Fargo Investment Institute Inc
Agility Multi-Asset Income Fund
Corbin Multi-Strategy Fund, LLC

Related Firms	State	AUM ($BB)
Wells Fargo Clearing Services LLC ✚	MO	558.5
Wells Fargo Advisors Financial Network LLC ✚	MO	154.2
Wells Fargo Investment Institute Inc ✚	NC	43.6
Wells Fargo Asset Management International LLC ✚		0.0
Wells Fargo Bank NA ✚		0.0
Wells Fargo Funds Management, LLC ✚	CA	0.0

Comparable Firms	State	AUM ($BB)
JP Morgan Private Wealth Advisors LLC ✚	CA	86.3
Cresset Asset Management LLC ✚	IL	52.5
Pathstone Family Office LLC ✚	NJ	48.3
Partners Capital Investment Group LLP ✚	MA	35.3
The Colony Group LLC ✚	MA	21.5
Sequoia Financial Advisors LLC ✚	OH	20.0
Goldman Sachs Hedge Fund Strategies LLC ✚	NY	11.3
Vivaldi Capital Management LP ✚	IL	3.7
Avidian Wealth Solutions LLC ✚	TX	3.1
Alliance Advisory & Securities LLC ✚	CA	0.6

Assets, Funds, Holdings