Wells Fargo Investment Institute Inc

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Wells Fargo Investment Institute Inc ✚
CRD #	133204
SEC #	801-64191
CIK #	0001467728
AUM	43.00 B (2026-03-23)
Employees	225 (64% Investors, 3% Brokers)
Phone	314-354-5814
Address	550 South Tryon Street Charlotte, NC 28202
Source	[IAPD] [EDGAR] [Website]

Total AUM ($B) Copy

In the News
Tue, 28 Jul 2026	How the Maradona theory is moving the markets – Wells Fargo Investment Institute — Seeking Alpha
Wed, 17 Jun 2026	Wells Fargo Investment Institute: When Every Headline Shouts, Discipline Matters Most — Business Wire
Thu, 14 May 2026	Wells Fargo Investment Institute warns that US debt trajectory is serious, but not a crisis yet — InvestmentNews
Mon, 06 Apr 2026	Wells Fargo Investment Institute downgrades energy sector to 'unfavorable' on limited war premium — TradingView
Mon, 06 Apr 2026	Wells Fargo Investment Institute downgrades energy sector to ‘unfavorable’ on limited war premium — The Globe and Mail

Sector	Form 13F Holdings	Value ($B)
	Apple Inc	15.7
	Microsoft Corp	12.5
	Nvidia Corp	10.5
	Broadcom Inc	8.1
	Alphabet Inc	8.0
	Amazon Com Inc	8.0
	J P Morgan Chase & Co	6.8
	Facebook Inc	5.7
	Alphabet Inc	5.2
	Lilly Eli & Co	4.5
View All

Holdings by Sector ($B)

Type	Form D Funds	Date	Sold	AUM
PE	BC Double Impact II ASP Fund	[2022-03-30]		62.8 M
	Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
PE	KKR European V ASP Fund	[2021-03-30]		32.4 M
	Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
PE	OrbiMed Asia Partners IV ASP Fund	[2021-03-30]		29.5 M
	Filed 2013-06-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,500,000 · Revenue Decline to Disclose
Other	BREP IX ASP Fund	[2020-03-30]	77.7 M	76.9 M
	Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other	Bridge Multifamily IV ASP Fund	[2020-03-30]	77.7 M	87.6 M
	Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other	GSO Energy II ASP Fund	[2020-03-30]	77.7 M	63.8 M
	Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other	LS Distressed Xi ASP Fund	[2020-03-30]	77.7 M	56.5 M
	Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other	Riverside Capital Appreciation VII ASP Fund	[2020-03-30]	77.7 M	141.7 M
	Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other	Strategic Partners VIII ASP Fund	[2020-03-30]	77.7 M	228.1 M
	Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
Other	Angelo Gordon Direct Lending III ASP Fund	[2019-03-29]	77.7 M	71.1 M
	Filed 2020-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $92,810 · Net Assets Decline to Disclose
View All

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	177	0.1
(b) Individuals (high net worth individuals)	11,004	34.7
(c) Banking or thrift institutions	1	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	0	0.0
(g) Pension and profit sharing plans	11	0.0
(h) Charitable organizations	114	0.4
(i) State or municipal government entities	32	0.4
(j) Other investment advisers	2	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	127	2.7
(n) Other	748	4.8
Total	12,213	43.0
By Discretionary
Discretionary	12,213	43.0
Non-Discretionary	0	0.0
Total	12,213	43.0
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		43.0
Total	12,213	43.0

Form D Directors	Role	# Filings	# Firms
Michael Stanton	Executive Officer	369	10
Michael Korn	Executive Officer	178	5
Daniel Mavico	Executive Officer	76	4
Michael Roman	Executive Officer	135	3
Adam Taback	Director, Executive Officer	135	3
Britta Patterson	Director, Executive Officer	127	3
Rob Coltrin	Executive Officer	121	3
Sean Nicolosi	Executive Officer	112	3
Wells Fargo Investment Institute Inc	Promoter	91	3
Alternative Strategies Group Inc	Executive Officer, Promoter	84	3
Yukari Nakano	Executive Officer	80	3
Doretta Dunegan	Executive Officer	77	3
James Angelos	Executive Officer	74	3
Lloyd Lipsett	Executive Officer	49	3
Dean Junkans	Director, Executive Officer	48	3
Sheelpa Brown	Executive Officer	47	3
Anil Kumar	Executive Officer	46	3
Michael Koonce	Executive Officer	46	3
Kevin Ouellette	Executive Officer	32	3
Matthew Moss	Executive Officer	32	3
Phil Bancroft	Director, Executive Officer	31	3
Lu Chang	Executive Officer	31	3
Aprille Mitchell	Executive Officer	31	3
Elizabeth Stallings	Executive Officer	31	3
James Sweetman	Executive Officer	31	3
W Munn	Director	31	3
Brian Veverka	Executive Officer	31	3
Jerry Deberry	Executive Officer	31	3
Barbara Curry	Executive Officer	31	3
iCapital II GP LLC	Promoter	29	3
Britta McCorduck	Executive Officer	27	3
Robert Coltrin	Executive Officer	7	3
Daniel Rauchle	Executive Officer	10	2
Eileen Alden	Executive Officer	10	2
Wells Fargo Alternative Asset Management LLC	Executive Officer	9	2
Rob Coltin	Executive Officer	5	2
Brenda Bradley	Executive Officer	3	2
Alan Adelman	Executive Officer	3	2
Wachovia Alternative Strategies Inc	Promoter	3	2
James Angleos	Executive Officer	1	1
Sheepla Brown	Executive Officer	1	1
Brita Patterson	Executive Officer	1	1

EDGAR Form	CIK	2011 - 2026
13F-NT	[0001467728]
4	[0001467728]

Firm Profile (Form ADV)
Discretionary AUM	$3.7B
Clients	3
Serves	Institutional, Retail, Research
Fund Types	Hedge Fund, Private Equity, Real Estate
LEI	14672829-0012

Form 3/4/5 Subject	2011 - 2026
Agility Multi-Asset Income Fund
Wells Fargo Investment Institute Inc
Corbin Multi-Strategy Fund LLC

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
Agility Multi-Asset Income Fund NONE Shares of Beneficial Ownership	2017-05-23	Sell	0.13	$134.12	17
Corbin Multi-Strategy Fund LLC NONE Units of Limited Liability Company Interests	2017-05-23	Sell	234.77	$24,894.52	5,844,486

Related Firms	State	AUM
Wells Fargo Clearing Services LLC ✚	MO	671.42 B
Wells Fargo Advisors Financial Network LLC ✚	MO	252.25 B
Wells Fargo Investment Institute Inc ✚	NC	43.00 B
Wells Fargo Asset Management International LLC ✚
Wells Fargo Bank NA ✚
Wells Fargo Funds Management LLC ✚	CA

Comparable Firms	State	AUM
Cresset Asset Management LLC ✚	IL	78.94 B
Sequoia Financial Advisors LLC ✚	OH	32.24 B
Vivaldi Capital Management LP ✚	IL	5,641.1 M
Three Bell Capital LLC ✚	TX	5,051.1 M
Avidian Wealth Enterprises LLC ✚	TX	4,764.2 M
First Long Island Investors LLC ✚	NY	1,861.3 M
freeGulliver LLC ✚	LA	836.6 M
Alliance Advisory & Securities LLC ✚	CA	687.4 M
Adams Wealth Management LLC ✚	UT	565.8 M
JP Morgan Private Wealth Advisors LLC ✚	CA

Wells Fargo Investment Institute Inc

Assets, Funds, Holdings