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| Wells Fargo Investment Institute Inc
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| CRD # | 133204 |
| SEC # | 801-64191 |
| CIK # | 0001467728 |
| AUM | $40.8 B (2025-07-01) |
| Employees | 233 (65% Investors, 3% Brokers) |
| Phone | 980-266-5763 |
| Address | 550 South Tryon Street Charlotte, NC 28202 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0001467728 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Microsoft Corp | 16.7 | ||
| Apple Inc | 12.4 | ||
| Nvidia Corp | 9.7 | ||
| Amazon Com Inc | 7.0 | ||
| J P Morgan Chase & Co | 6.9 | ||
| Broadcom Inc | 6.6 | ||
| Facebook Inc | 5.8 | ||
| Alphabet Inc | 4.5 | ||
| Alphabet Inc | 3.2 | ||
| Costco Wholesale Corp /NEW | 3.1 | ||
| VISA Inc | 2.9 | ||
| Johnson & Johnson | 2.8 | ||
| Lilly Eli & Co | 2.8 | ||
| Wal Mart Stores Inc | 2.7 | ||
| Cisco Systems Inc | 2.7 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | BC Double Impact II ASP Fund | [2022-03-30] | 0.0 | 62.8 |
| PE | KKR European V ASP Fund | [2021-03-30] | 0.0 | 32.4 |
| PE | OrbiMed Asia Partners IV ASP Fund | [2021-03-30] | 0.0 | 29.5 |
| Other | BREP IX ASP Fund | [2020-03-30] | 77.7 | 76.9 |
| Other | Bridge Multifamily IV ASP Fund | [2020-03-30] | 77.7 | 87.6 |
| Other | GSO Energy II ASP Fund | [2020-03-30] | 77.7 | 63.8 |
| Other | LS Distressed Xi ASP Fund | [2020-03-30] | 77.7 | 56.5 |
| Other | Riverside Capital Appreciation VII ASP Fund | [2020-03-30] | 77.7 | 141.7 |
| Other | Strategic Partners VIII ASP Fund | [2020-03-30] | 77.7 | 228.1 |
| Other | Angelo Gordon Direct Lending III ASP Fund | [2019-03-29] | 77.7 | 71.1 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 45 | 0.0 |
| (b) Individuals (high net worth individuals) | 13,260 | 33.6 |
| (c) Banking or thrift institutions | 1 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 7 | 0.0 |
| (h) Charitable organizations | 155 | 0.3 |
| (i) State or municipal government entities | 35 | 0.4 |
| (j) Other investment advisers | 2 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 75 | 1.7 |
| (n) Other | 1,014 | 4.7 |
| Total | 14,594 | 40.8 |
| By Discretionary | ||
| Discretionary | 14,594 | 40.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 14,594 | 40.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 40.8 | |
| Total | 14,594 | 40.8 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Michael Korn | 178 | |||
| Daniel Mavico | 76 | |||
| Adam Taback | 135 | |||
| Michael Roman | 134 | |||
| Britta Patterson | 127 | |||
| Rob Coltrin | 121 | |||
| Sean Nicolosi | 112 | |||
| Wells Fargo Investment Institute Inc | 91 | |||
| Alternative Strategies Group Inc | 84 | |||
| Yukari Nakano | 80 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-NT | [0001467728] | |
| 4 | [0001467728] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| Wells Fargo Investment Institute Inc | |
| Agility Multi-Asset Income Fund | |
| Corbin Multi-Strategy Fund, LLC |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Wells Fargo Clearing Services LLC
✚
|
MO | 606.0 |
|
Wells Fargo Advisors Financial Network LLC
✚
|
MO | 197.4 |
|
Wells Fargo Investment Institute Inc
✚
|
NC | 40.8 |
|
Wells Fargo Asset Management International LLC
✚
|
0.0 | |
|
Wells Fargo Bank NA
✚
|
0.0 | |
|
Wells Fargo Funds Management, LLC
✚
|
CA | 0.0 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Cresset Asset Management LLC
✚
|
IL | 70.4 |
|
Partners Capital Investment Group LLP
✚
|
MA | 41.5 |
|
Sequoia Financial Advisors LLC
✚
|
OH | 23.0 |
|
Vivaldi Capital Management LP
✚
|
IL | 4.6 |
|
Avidian Wealth Enterprises LLC
✚
|
TX | 4.0 |
|
Three Bell Capital LLC
✚
|
TX | 3.8 |
|
First Long Island Investors LLC
✚
|
NY | 1.7 |
|
freeGulliver LLC
✚
|
LA | 0.8 |
|
Adams Wealth Management LLC
✚
|
UT | 0.7 |
|
Alliance Advisory & Securities LLC
✚
|
CA | 0.6 |