Codexis Inc

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Codexis Inc
TickerCDXS
CIK #0001200375
CUSIP192005106
SectorLife Sciences - Industrial Organic Chemicals
Address200 Penobscot Drive, Redwood City, CA 94063
Source [EDGAR]
CIK Filing 2011 - 2025
[0001200375] 10-K
[0001200375] 10-Q
[0001200375] 3
[0001200375] 4
[0001200375] 5
[0001200375] 8-K
[0001200375] D
[0001200375] SC 13D
[0001200375] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Aberdeen Group PLC Codexis Inc [2025-07-30] 0.0
Casdin Capital LLC Codexis Inc [2024-09-26] 0.9
Opaleye Management Inc Codexis Inc [2024-07-12] 5.02
FMR LLC Codexis Inc [2024-02-09] 0.0
Vanguard Group Inc Codexis Inc [2022-02-09] 5.24
ARK Investment Management LLC Codexis Inc [2021-02-16] 6.24
Nicols John J Codexis Inc [2021-02-16] 6.13
Casdin Capital LLC Codexis Inc [2019-06-25] 8.8
Baillie Gifford & Co Codexis Inc [2019-01-24] 5.34
Biomedical Sciences Investment Fund PTE Ltd Codexis Inc [2018-02-12] 0.0
Telemark Asset Management LLC Codexis Inc [2017-11-20] 6.72
Biomedical Sciences Investment Fund PTE Ltd Codexis Inc [2017-02-13] 7.17
BlackRock Inc Codexis Inc [2017-01-30] 6.0
Biomedical Sciences Investment Fund PTE Ltd Codexis Inc [2016-02-12] 7.33
Vivo Ventures VII LLC Codexis Inc [2015-03-23] 14.04
Biomedical Sciences Investment Fund PTE Ltd Codexis Inc [2015-01-30] 7.48
Presidio Partners 2014 LP Codexis Inc [2014-11-17] 7.39
Nantahala Capital Management LLC Codexis Inc [2014-02-14] 7.65
Biomedical Sciences Investment Fund PTE Ltd Codexis Inc [2014-01-22] 7.8
Biomedical Sciences Investment Fund PTE Ltd Codexis Inc [2013-01-22] 8.4
Biomedical Sciences Investment Fund PTE Ltd Codexis Inc [2012-02-14] 8.8
Form 3/4/5 Filer 2011 - 2025
Opaleye Management Inc.
Codexis Inc
Wolf Dennis P
Collins Cynthia
De Vre Raymond
Martinborough Esther
Parker H Stewart
Richards Christos
Singhvi Rahul
Smith David V
Norrett Kevin
Dilly Stephen George
Erbez Georgia
Moore Alison
Dorgan Byron L
Fitzgerald Margaret Nell
Ryali Sriram
Aaker Jennifer
Nicols John J
Taylor Dean Ross Jr
Yang Patrick Y
Kelley Bernard J
Baruch Thomas R
Glaub Kathleen Sereda
Cheng Pam P.
Lalonde James
Sangster Gordon
Aldridge Michael D.
Vivo Ventures VII LLC
Vivo Ventures VII Affiliates Fund, L.P.
Vivo Ventures Fund VII, L.P.
Sheehy Douglas T.
CMEA Ventures LS Management 2000, L.P.
Collier David J
CMEA Ventures Life Sciences 2000 LP
Handelsman Karl D.
CMEA Ventures Life Sciences 2000, Civil Law Partnership
Karsner Alexander
O'Toole David D
Tobin Matthew
Anton David L.
Seufer-Wasserthal Peter
Ho Mark
Strumph Peter M
Dowd Brian Paul
Sarret Joseph J.
Form 13F Holdings
Firm Period DFND Voting Shares
Opaleye Management Inc [2025-06-30] SOLE 12,600,000 12,600,000
Casdin Capital LLC [2025-06-30] SOLE 7,200,000 7,200,000
BlackRock, Inc. [2025-06-30] SOLE 6,923,124 7,135,938
FMR LLC [2025-06-30] DFND 4,584,987 4,610,357
Vanguard Group Inc [2025-06-30] SOLE 0 4,485,231
Aberdeen Group plc [2025-06-30] DFND 4,200,950 4,200,950
Nantahala Capital Management LLC [2025-06-30] SOLE 4,030,619 4,030,619
Telemark Asset Management LLC [2025-06-30] SOLE 4,000,000 4,000,000
Ameriprise Financial Inc [2025-06-30] DFND 0 2,550,806
Geode Capital Management LLC [2025-06-30] DFND 1,977,869 1,977,869
Pier Capital LLC [2025-06-30] SOLE 1,256,649 1,915,160
Baillie Gifford & Co [2025-06-30] DFND 1,685,664 1,685,664
State Street Corp [2025-06-30] DFND 1,514,508 1,613,338
Jacobs Levy Equity Management Inc [2025-06-30] SOLE 1,009,956 1,178,131
Federated Hermes Inc [2025-06-30] DFND 872,814 872,814
Renaissance Technologies LLC [2025-06-30] SOLE 755,486 755,486
Prescott Group Capital Management LLC [2025-06-30] SOLE 700,591 700,591
Northern Trust Corp [2025-06-30] DFND 646,275 646,583
Private Advisor Group LLC [2025-06-30] SOLE 0 522,913
Dimensional Fund Advisors LP [2025-06-30] SOLE 426,433 496,721
Morgan Stanley [2025-06-30] DFND 466,311 479,853
Post Resch Tallon Group Inc [2025-06-30] SOLE 0 467,301
Goldman Sachs Group Inc [2025-06-30] DFND 448,415 448,770
Franklin Resources Inc [2025-06-30] DFND 446,978 447,526
Royal Bank of Canada [2025-06-30] DFND 414,413 414,413
Mink Brook Asset Management LLC [2025-06-30] SOLE 321,711 321,711
Platinum Investment Management Ltd [2025-06-30] SOLE 316,383 316,383
Perkins Capital Management Inc [2025-06-30] SOLE 289,500 312,000
Nuveen, LLC [2025-06-30] DFND 300,852 300,852
Empire Financial Management Company LLC [2025-06-30] SOLE 0 295,000
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