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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Saba Capital Management LP	[2024-06-30]	SOLE	176,099.0	181,093.0
Aristides Capital LLC	[2024-06-30]	SOLE	136,118.0	136,118.0
Bard Associates Inc	[2024-06-30]	SOLE	0.0	126,569.0
Almitas Capital LLC	[2024-06-30]	SOLE	116,622.0	116,622.0
Thomas J Herzfeld Advisors Inc	[2024-06-30]	SOLE	56,306.0	56,306.0
Commonwealth Equity Services LLC	[2024-06-30]	SOLE	0.0	48,169.0
Morgan Stanley	[2024-06-30]	DFND	2.0	33,318.0
Allspring Global Investments Holdings, LLC	[2024-06-30]	DFND	29,856.0	29,856.0
Rockefeller Capital Management L.P.	[2024-06-30]	DFND	25,246.0	25,246.0
Cannell Capital LLC	[2024-06-30]	SOLE	20,390.0	20,390.0
Wells Fargo & Company/MN	[2024-06-30]	DFND	1.0	18,069.0
DA Davidson & Co	[2024-06-30]	SOLE	17,121.0	17,121.0
Concorde Asset Management LLC	[2024-06-30]	SOLE	0.0	10,600.0
Cambridge Investment Research Advisors Inc	[2024-06-30]	SOLE	0.0	9,693.0
Zimmer Partners LP	[2024-06-30]	SOLE	9,611.0	9,611.0
JW Cole Advisors Inc	[2024-06-30]	SOLE	0.0	6,798.0
Osaic Holdings Inc	[2024-06-30]	DFND	0.0	6,701.0
Raymond James & Associates	[2024-06-30]	SOLE	0.0	6,243.0
Blue Bell Private Wealth Management LLC	[2024-06-30]	SOLE	2,335.0	2,372.0
Royal Bank of Canada	[2024-06-30]	DFND	2,082.0	2,082.0
UBS Group AG	[2024-06-30]	DFND	0.0	1,633.0
Harbor Investment Advisory LLC	[2024-06-30]	SOLE	553.0	553.0
SIT Investment Associates Inc	[2024-06-30]	SOLE	0.0	349.0
International Assets Investment Management LLC	[2024-06-30]	SOLE	0.0	339.0
Loring Wolcott & Coolidge Fiduciary Advisors Llp/Ma	[2024-06-30]	SOLE	0.0	225.0
Avior Wealth Management LLC	[2024-06-30]	SOLE	0.0	101.0
Quadrant Capital Group LLC	[2024-06-30]	SOLE	0.0	71.0
FMR LLC	[2024-06-30]	DFND	1.0	1.0
Concourse Financial Group Securities Inc	[2024-06-30]	SOLE	0.0	0.0
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