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| Happy Holidays!! thanks for using AUM13F!! |
| Ancora Advisors LLC
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| CRD # | 124674 |
| SEC # | 801-61770 |
| CIK # | 0001446114 |
| AUM | $4.5 B (2025-03-21) |
| Employees | 60 (55% Investors, 50% Brokers) |
| Phone | 216-825-4000 |
| Address | 6060 Parkland Boulevard Mayfield Heights, OH 44124 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Norfolk Southern Corp | 0.3 | ||
| LKQ Corp | 0.2 | ||
| Broadcom Inc | 0.1 | ||
| Microsoft Corp | 0.1 | ||
| Apple Inc | 0.1 | ||
| Ritchie Bros Auctioneers Inc | 0.1 | ||
| J P Morgan Chase & Co | 0.1 | ||
| Eaton Corp Ltd | 0.1 | ||
| CSX Corp | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Ancora Catalyst SPV I LP - Series K | [2021-03-31] | 20.1 | 21.0 |
| HF | Ancora Catalyst SPV I LP - Series L | [2021-03-31] | 9.4 | 9.5 |
| HF | Ancora Catalyst SPV I LP - Series O | [2021-03-31] | 15.3 | 15.5 |
| HF | Ancora Catalyst SPV I LP - Series P | [2021-03-31] | 16.3 | 5.6 |
| RE | Ponfield Opportunity Fund LP | [2015-01-15] | 12.6 | 13.7 |
| HF | Aamaf LP | [2013-03-26] | 63.1 | 6.5 |
| HF | Birchwald Partners LP | [2013-03-26] | 64.0 | 0.0 |
| HF | Ancora Greater China Fund | [2012-03-22] | 25.7 | 0.0 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 156 | 0.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 11 | 0.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 0.3 |
| (g) Pension and profit sharing plans | 31 | 0.2 |
| (h) Charitable organizations | 35 | 0.2 |
| (i) State or municipal government entities | 23 | 0.3 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 3 | 0.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 50 | 2.5 |
| (n) Other | 0 | 0.0 |
| Total | 313 | 4.5 |
| By Discretionary | ||
| Discretionary | 299 | 2.5 |
| Non-Discretionary | 14 | 1.9 |
| Total | 313 | 4.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 4.5 | |
| Total | 313 | 4.5 |
| Limited Partners | 2011 - 2025 |
|---|---|
| New York State and Local Retirement System |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Ancora Alternatives LLC | 38 | ||
| Ancora Advisors LLC | 32 | ||
| Brian Hopkins | 8 | ||
| Denis Amato | 3 | ||
| Richard Barone | 4 | ||
| Ryan Hummer | 3 | ||
| John Micklitisch | 1 | ||
| John Micklitsch | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001446114] | |
| 3 | [0001446114] | |
| 4 | [0001446114] | |
| SC 13D | [0001446114] | |
| SC 13G | [0001446114] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Ancora Advisors LLC
✚
|
OH | 4.5 |
|
Ancora Family Wealth Advisors LLC
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|
OH | 3.2 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
True North Advisors LLC
✚
|
TX | 4.5 |
|
Family Management Corporation
✚
|
NY | 4.4 |
|
Proficio Capital Partners LLC
✚
|
MA | 4.0 |
|
Altes Capital LLC
✚
|
NY | 3.1 |
|
Cantor Fitzgerald Investment Advisors LP
✚
|
NY | 2.4 |
|
Wellesley Asset Management Inc
✚
|
NH | 2.1 |
|
Howard Financial Services Ltd
✚
|
TX | 1.4 |
|
Financial Management Professionals Inc
✚
|
TX | 1.1 |
|
NexWave Capital Partners LLC
✚
|
NY | 1.0 |
|
New Vernon Advisers LP
✚
|
NJ | 0.9 |