Barings LLC

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Barings LLC ✚
CRD #	106006
SEC #	801-241
CIK #	0000009015
AUM	392.75 B (2026-05-14)
Employees	1,101 (42% Investors, 7% Brokers)
Phone	704-805-7200
Address	300 S Tryon Street Charlotte, NC 28202
Source	[IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook]

Total AUM ($B) Copy

Sector	Form 13F Holdings	Value ($B)
	Invesco Ltd	2.0
	Leucadia National Corp	0.2
	Barings BDC Inc	0.1
	Pinduoduo Inc	0.1
	Total Sa	0.1
	Accelerant Holdings	0.0
	Anglogold Ashanti PLC	0.0
	Wheaton Precious Metals Corp	0.0
	Astrazeneca PLC	0.0

Holdings by Sector ($B)

Type	Form D Funds	Date	Sold	AUM
PE	Barings Asset-Based Income Fund Cayman LP	[2026-03-30]	756.7 M	10.2 M
	Filed 2018-08-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
SA	Barings CLO Ltd 2025-I	2026-03-30		499.8 M
SA	Barings CLO Ltd 2025-II	2026-03-30		500.0 M
SA	Barings CLO Ltd 2025-III	2026-03-30		550.1 M
SA	Barings CLO Ltd 2025-IV	2026-03-30		400.3 M
SA	Barings CLO Ltd 2025-V	2026-03-30		492.5 M
SA	Barings CLO Ltd 2025-VI	2026-03-30		550.0 M
SA	Barings CLO Ltd 2025-VII	2026-03-30		501.1 M
HF	Barings Infra CLO Equity Partnership LP Series A	2026-03-30		146.0 M
PE	Barings Infra Secondaries & Solutions Fund II LLC	2026-03-30
SA	Barings Middle Market CLO Ltd 2025-I	2026-03-30		350.6 M
Other	Barings North American Private Loan Fund II Cayman-A LP	[2026-03-30]		492.4 M
	Filed 2020-09-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
Other	Barings North American Private Loan Fund II Cayman LP	[2026-03-30]		404.9 M
	Filed 2020-09-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
RE	Barings Real Estate Credit Strategies VII	[2026-03-30]	233.5 M	20.6 M
	Filed 2018-03-22 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(5), 3(c)(6), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
PE	Barings Small Business Fund II LP	[2026-03-30]		4.4 M
	Offered $100,000,000 · Filed 2025-09-29 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $100,000,000 · Duration One year or less · Net Assets Decline to Disclose
Other	Barings Capital Solutions Perpetual Fund CA LP	2025-03-31		135.5 M
Other	Barings Capital Solutions Perpetual Fund de LP	2025-03-31		127.1 M
SA	Barings CLO Ltd 2023-IV	2025-03-31		499.2 M
SA	Barings CLO Ltd 2024-I	2025-03-31		400.1 M
SA	Barings CLO Ltd 2024-II	2025-03-31		399.1 M
SA	Barings CLO Ltd 2024-III	2025-03-31		499.2 M
SA	Barings CLO Ltd 2024-IV	2025-03-31		498.7 M
SA	Barings CLO Ltd 2024-V	2025-03-31		498.7 M
RE	Barings Construction Lending Fund LP	[2025-03-31]	279.2 M	52.5 M
	Filed 2026-01-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
RE	Barings Diversified Residential Fund LP	[2025-03-31]	100.0 M	127.9 M
	Filed 2025-10-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Barings Loan Partners CLO Ltd 4	2025-03-31		497.0 M
SA	Barings Loan Partners CLO Ltd 5	2025-03-31		500.6 M
SA	Barings Middle Market Loan Partners 1	2025-03-31		338.3 M
SA	Barings Middle Market Loan Partners 2	2025-03-31		347.4 M
SA	Barings CLO Ltd 2023-I	2024-03-26		399.7 M
SA	Barings CLO Ltd 2023-II	2024-03-26		499.7 M
SA	Barings CLO Ltd 2023-III	2024-03-26		500.6 M
SA	Barings Middle Market CLO 2023-II Ltd	2024-03-26		349.4 M
SA	Barings Middle Market CLO 2023-I Ltd	2024-03-26		448.9 M
Other	Bnaplf III Cayman -A LP	[2024-03-26]	21.5 M	0.4 M
	Filed 2024-08-07 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Bnaplf III Cayman LP	[2024-03-26]	50.4 M	0.4 M
	Filed 2024-08-07 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Bnaplf III Cayman -U LP	[2024-03-26]	8.0 M	0.4 M
	Filed 2024-08-07 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Barings Centre Street CLO Equity Partnership LP	2023-03-31		334.0 M
SA	Barings CLO Ltd 2022-I	2023-03-31		402.3 M
SA	Barings CLO Ltd 2022-II	2023-03-31		396.4 M
SA	Barings CLO Ltd 2022-III	2023-03-31		494.2 M
SA	Barings CLO Ltd 2022-IV	2023-03-31		399.6 M
PE	Barings Emerging Generation Fund II LP	2023-03-31		85.9 M
RE	Barings Hotel Opportunity Venture I LP	2023-03-31		469.1 M
RE	Barings Innovation & Growth Real Estate Fund LP	2023-03-31		1,340.3 M
SA	Barings Loan Partners CLO Ltd 3	2023-03-31		382.0 M
PE	Barings Small Business Fund LP	[2023-03-31]	71.2 M	197.5 M
	Offered $100,000,000 · Filed 2021-08-09 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $28,800,000 · Duration One year or less · Net Assets Decline to Disclose
SA	Barings Loan Partners CLO Ltd 2	2022-04-08		463.5 M
SA	Barings CLO Ltd 2020-IV	2022-03-30		396.9 M
SA	Barings CLO Ltd 2021-I	2022-03-30		8.8 M
SA	Barings CLO Ltd 2021-II	2022-03-30		434.5 M
SA	Barings CLO Ltd 2021-III	2022-03-30		390.3 M
Other	Barings Middle Market CLO Ltd 2021-I	2022-03-30		362.2 M
Other	Barings North American Private Loan Fund II Unlevered LP	[2022-03-30]		327.2 M
	Filed 2021-10-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
RE	Barings Real Estate Debt Income Fund LP	2022-03-30		2,657.9 M
SA	Barings CLO Ltd 2020-1	2021-03-30		346.9 M
SA	Barings CLO Ltd 2020-II	2021-03-30
PE	Barings Emerging Generation Fund LP	2021-03-30		142.9 M
Other	Barings Global Special SITS Credit Fund 4 Delaware LP	[2021-03-30]	0.1 M	79.1 M
	Offered $2,500,000 · Filed 2020-09-09 (D) · Exemption 506(b) · Remaining $2,450,000 · Duration One year or less · Revenue Decline to Disclose
SA	Barings Loan Partners CLO Ltd	2021-03-30		395.2 M
SA	Barings CLO Ltd 2019-I	2020-03-30		497.3 M
SA	Barings CLO Ltd 2019-II	2020-03-30		493.5 M
SA	Barings CLO Ltd 2019-III	2020-03-30		399.0 M
SA	Barings CLO Ltd 2019-IV	2020-03-30		397.9 M
PE	Barings Global Real Assets Fund Cayman LP	2020-03-30		0.0 M
SA	Barings Middle Market CLO Ltd 2019-I	2020-03-30		1.4 M
SA	Blue Ridge CLO Ltd I	2020-03-30
SA	Blue Ridge CLO Ltd II	2020-03-30		56.3 M
SA	Barings CLO Ltd 2018-I	2019-03-29		0.0 M
SA	Barings CLO Ltd 2018-II	2019-03-29		396.5 M
SA	Barings CLO Ltd 2018-III	2019-03-29		1.6 M
SA	Barings CLO Ltd 2018-IV	2019-03-29		491.6 M
PE	Barings Global Real Assets Fund LP	[2019-03-29]	203.3 M	118.9 M
	Filed 2019-01-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
SA	Barings Middle Market CLO Ltd 2018-I	2019-03-29		1.3 M
PE	Barings Asset-Based Income Fund US LP	[2018-03-29]	756.7 M	829.0 M
	Filed 2018-08-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
SA	Barings CLO Ltd 2017-I	2018-03-29		0.9 M
SA	Barings Middle Market CLO Ltd 2017-I	2018-03-29		439.1 M
Other	Barings North American Private Loan Fund Cayman -A LP	[2018-03-29]	359.8 M
	Filed 2017-08-31 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
Other	Barings North American Private Loan Fund Cayman LP	[2018-03-29]
	Filed 2016-12-07 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
Other	Barings North American Private Loan Fund LP	[2018-03-29]	61.0 M
	Filed 2016-12-07 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
SA	Babson CLO Ltd 2016-III	2017-03-31		501.1 M
HF	Barings CLO Investment Partners LP	2017-03-31		0.8 M
HF	Barings CLO Investment Partners Mini-Master LP	2017-03-31		1.0 M
SA	Barings CLO Ltd 2016-I	2017-03-31		2.2 M
SA	Barings CLO Ltd 2016-II	2017-03-31		0.1 M
PE	Barings Global Energy Infrastructure Fund I LP	2017-03-31		101.1 M
SA	Babson Investment Grade CLO Debt Fund LP	[2016-03-30]	75.0 M	71.4 M
	Filed 2016-06-23 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Barings CLO Ltd 2015-I	2016-03-30		153.0 M
SA	Barings CLO Ltd 2015-II	2016-03-30		415.8 M
PE	Freestone Holdings LLC - Series I	2015-06-30		49.8 M
PE	Lakewater LLC - Series V	2015-06-30		77.5 M
HF	Babson Capital Loan Strategies Master Fund LP	2015-03-31
SA	Babson CLO Ltd 2014-I	2015-03-31		1.0 M
SA	Babson CLO Ltd 2014-II	2015-03-31
SA	Babson CLO Ltd 2014-III	2015-03-31
PE	Alpine Lakes LLC - Series I	2014-06-30		47.0 M
PE	Alpine Lakes LLC - Series II	2014-06-30		32.3 M
PE	Alpine Lakes LLC - Series III	2014-06-30		18.3 M
PE	Steelhead Midstream I LLC	2014-06-30		67.6 M
SA	Babson CLO Ltd 2013-II	2014-03-31
SA	Barings CLO Ltd 2013-I	2014-03-31
Other	Barings Global Investment Funds 2 PLC	[2014-03-31]	5,121.5 M	2,948.8 M
	Filed 2026-01-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $122,353 · Remaining Indefinite · Duration More than one year · Commission $121,769 · Net Assets Decline to Disclose
Other	Barings Senior Loan Trust	2014-03-31		93.0 M
HF	Sdcos LP	2014-03-31		15.9 M
PE	Tower Square Capital Partners IV-A LP	[2014-03-31]	137.3 M	18.9 M
	Offered $500,000,000 · Filed 2015-02-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining $362,730,000 · Duration More than one year · Net Assets Decline to Disclose
PE	Tower Square Capital Partners IV LP	[2014-03-31]	282.3 M	40.8 M
	Offered $500,000,000 · Filed 2015-02-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining $217,721,570 · Duration More than one year · Net Assets Decline to Disclose
PE	Lakewater LLC - Series IV	2014-03-26		69.3 M
SA	Babson CLO Ltd 2012-I	2013-04-01		186.7 M
SA	Babson CLO Ltd 2012-II	2013-04-01		298.8 M
HF	Great Lakes III Master Fund LP	[2013-04-01]	45.5 M	12.2 M
	Filed 2014-01-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE	Lakewater LLC - Series II	2013-04-01		323.8 M
PE	Lakewater LLC - Series III	2013-04-01		323.8 M
PE	North Star Investment Holdings LLC - Series I	2013-04-01		206.3 M
PE	North Star Investment Holdings LLC - Series II	2013-04-01		182.5 M
SA	Artus Loan Fund 2007-I Ltd	2012-03-30		499.8 M
SA	Ashford CDO II Ltd	2012-03-30		50.3 M
SA	Ashford CDO I Ltd	2012-03-30		228.6 M
Other	Babson Capital Core Fixed Income Master Fund LP	[2012-03-30]	100.0 M	105.6 M
	Filed 2012-10-24 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Babson Capital Floating Rate Income Master Fund LP	[2012-03-30]	1,619.9 M	1,093.8 M
	Filed 2017-09-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Babson Capital High Yield LLC	2012-03-30		110.5 M
Other	Babson Capital Loan Partners I LP	2012-03-30		12.1 M
Other	Babson Capital Total Return Master Fund LP	[2012-03-30]	100.0 M	105.4 M
	Filed 2012-10-24 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Babson CLO Ltd 2003-I	2012-03-30
SA	Babson CLO Ltd 2004-I	2012-03-30		240.6 M
SA	Babson CLO Ltd 2004-II	2012-03-30		282.2 M
SA	Babson CLO Ltd 2005-I	2012-03-30		0.1 M
SA	Babson CLO Ltd 2005-II	2012-03-30		0.5 M
SA	Babson CLO Ltd 2005-III	2012-03-30		0.3 M
SA	Babson CLO Ltd 2006-I	2012-03-30		1.8 M
SA	Babson CLO Ltd 2006-II	2012-03-30		1.6 M
SA	Babson CLO Ltd 2007-I	2012-03-30		0.1 M
SA	Babson CLO Ltd 2008-I	2012-03-30
SA	Babson CLO Ltd 2008-II	2012-03-30		386.5 M
SA	Babson CLO Ltd 2011-I	2012-03-30		0.3 M
SA	Babson Credit Strategies CLO Ltd	2012-03-30		5.3 M
SA	Babson Loan Opportunity CLO Ltd	2012-03-30		498.4 M
SA	Babson Mid-Market CLO Ltd 2007-II	2012-03-30		1.3 M
Other	Benton Street Partners III LP	2012-03-30		0.0 M
Other	Benton Street Partners II LP	2012-03-30		0.0 M
Other	Benton Street Partners I LP	2012-03-30		0.0 M
HF	Blue Chip Multi-Strategy Master Fund LP	[2012-03-30]	108.8 M	114.5 M
	Filed 2012-05-10 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	Clear Lake CLO Ltd	2012-03-30		0.6 M
SA	Connecticut Valley CLO Funding IV Ltd	2012-03-30		369.4 M
SA	Connecticut Valley Structured Credit CDO III Ltd	2012-03-30		162.4 M
SA	Connecticut Valley Structured Credit CDO II Ltd	2012-03-30		25.9 M
SA	Diamond Lake CLO Ltd	2012-03-30		128.1 M
SA	Doral CLO I Ltd	2012-03-30		452.8 M
SA	ESP Funding I Ltd	2012-03-30		134.3 M
SA	Freedom Collateralized Holdings 2000 CDO Ltd	2012-03-30
HF	Great Lakes II LLC	2012-03-30		0.2 M
HF	Great Lakes LLC	2012-03-30		8.4 M
SA	Greylock Synthetic CDO 2006	2012-03-30		76.2 M
SA	Hampden CBO Ltd	2012-03-30		42.3 M
SA	Heartland Funding PLC Piccadilly	2012-03-30		300.9 M
Other	Invicta Capital LLC	2012-03-30		185.9 M
SA	Iris SPV PLC Avon Ridge	2012-03-30		144.7 M
SA	Loan Strategies Funding LLC	2012-03-30		187.9 M
SA	Maple Hill 2006 Series 1	2012-03-30		10.0 M
SA	Maple Hill II Synthetic CDO	2012-03-30		50.0 M
Other	Massmutual Corporate Value Partners Limited	2012-03-30		0.3 M
PE	Massmutual High Yield Partners II LLC	2012-03-30		0.3 M
SA	Newton CDO Ltd	2012-03-30		71.8 M
SA	NOAJ CDO Ltd	2012-03-30		300.0 M
SA	Osprey CDO 2006-I Ltd	2012-03-30		282.8 M
SA	Perseus CDO I Limited	2012-03-30
SA	Phoenix Funding Limited	2012-03-30		5.5 M
SA	SAAR Holdings CDO Limited	2012-03-30
SA	Sapphire Valley CDO I Ltd	2012-03-30		0.1 M
SA	Simsbury CLO Limited	2012-03-30		0.3 M
HF	Somerset Special Opportunities Master Fund LP	[2012-03-30]	166.6 M	4.6 M
	Filed 2015-03-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
SA	St James River CLO Ltd	2012-03-30		0.8 M
SA	Stony Hill CDO I Cayman Ltd	2012-03-30
SA	Stony Hill CDO III Cayman Ltd	2012-03-30		34.0 M
SA	Suffield CLO Limited	2012-03-30		52.0 M
SA	Summit Lake CLO Ltd	2012-03-30		303.2 M
PE	Tower Square Capital Partners II-A LP	2012-03-30		2.5 M
PE	Tower Square Capital Partners II-B LP	2012-03-30		0.4 M
PE	Tower Square Capital Partners III-A LP	[2012-03-30]
PE	Tower Square Capital Partners III-B LP	2012-03-30		2.2 M
PE	Tower Square Capital Partners III LP	[2012-03-30]
PE	Tower Square Capital Partners II LP	2012-03-30		2.4 M
PE	Tower Square Capital Partners LP	2012-03-30		1.6 M
PE	TSCP Selective LP	2012-03-30		0.0 M
SA	Victoria Falls CLO Ltd	2012-03-30		229.2 M
SA	Vinacasa CLO Ltd	2012-03-30		229.4 M
SA	Whately CDO I Ltd	2012-03-30
SA	Wilbraham CBO Ltd	2012-03-30		2.5 M
HF	Winterset Master Fund LP	2012-03-30		9.8 M
PE	Lakewater LLC - Series I	2012-03-27		141.1 M
PE	Wdcrk Sip LP	2012-03-27		78.4 M
SA	Burnham Harbor CDO 2016-1 Ltd	2012-03-15		177.0 M
SA	Dunhill ABS CDO Ltd	2012-03-15		21.8 M
SA	Highgate ABS CDO Ltd	2012-03-15		18.9 M
SA	Lakeside CDO I Ltd	2012-03-15
SA	Monroe Harbor CDO 2005-1 Ltd	2012-03-15		101.5 M
SA	Streeterville ABS CDO Ltd	2012-03-15		39.3 M

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	7	2.3
(d) Investment companies	36	7.8
(e) Business development companies	4	8.2
(f) Pooled investment vehicles	210	73.1
(g) Pension and profit sharing plans	43	13.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	108	286.4
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	9	1.9
(n) Other	0	0.0
Total	417	392.8
By Discretionary
Discretionary	414	380.7
Non-Discretionary	3	12.1
Total	417	392.8
By Non-United States Persons
Non-United States Persons		71.8
United States Persons		320.9
Total	417	392.8

Limited Partners	2011 - 2026
California Public Employees' Retirement System
Illinois Municipal Retirement Fund
Los Angeles County Employees Retirement Association
Maine Public Employees Retirement System
New York City Employees' Retirement System
New York State and Local Retirement System
New York State Common Retirement Fund
Ohio Police & Firefighters
San Diego County Employees Retirement Association
State of Michigan Retirement System
Teachers' Retirement Security for Illinois Educators
Teachers' Retirement System of the City of New York

Form D Directors	Role	# Filings	# Firms
Barbara Healy	Director	91	18
Barings LLC	Executive Officer, Promoter	39	5
David Conway	Director	10	5
Peter Clark	Director	12	4
James Cleary	Director	10	4
Alan Behen	Director	6	4
Oliver Burgel	Director	5	4
Sylvester O'Byrne	Director	5	4
Timothy Schulze	Director	5	4
Julian Swayne	Director	4	4
View All

EDGAR Form	CIK	2011 - 2026
13F-HR	[0000009015]
3	[0000009015]
4	[0000009015]
5	[0000009015]
SC 13D	[0000009015]
SC 13G	[0000009015]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Barings LLC	FS Credit Opportunities Corp	[2025-11-07]
Barings LLC	CION Ares Diversified Credit Fund	[2025-08-13]
Barings LLC	Clearbridge MLP & Midstream Fund Inc	[2023-07-25]
Barings LLC	Clearbridge MLP & Midstream Fund Inc	[2023-07-25]
Barings LLC	Barings BDC Inc	[2018-08-06]
Barings LLC	Calamos Dynamic Convertible & Income Fund	[2017-09-15]
Barings LLC	Calamos Global Total Return Fund	[2017-09-15]
Barings LLC	Calamos Global Dynamic Income Fund	[2017-09-15]
Barings LLC	Calamos Convertible Opportunities & Income Fund	[2017-09-15]
Barings LLC	Calamos Convertible & High Income Fund	[2017-09-15]
View All

Firm Profile (Form ADV)
Discretionary AUM	$139.2B
Clients	3 (46 non-US)
Serves	Institutional, Retail, Research
Fund Types	Hedge Fund, Private Equity, Real Estate
LEI	ANDKRHQKPRRG4Q2KLR05

Related People Network
35 people file Form D offerings alongside this firm's people.

Form 3/4/5 Subject	2011 - 2026
Barings LLC
Cascade Private Capital Fund
Barings Private Credit Corp
Barings Capital Investment Corp
Triangle Capital CORP
Barings Corporate Investors
Massachusetts Mutual Life Insurance Co
Barings Participation Investors
Barings Global Short Duration High Yield Fund

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
Triangle Capital CORP BBDC "Common Stock (""Shares"")"	2019-02-11	Buy	1	$9.71	10
Triangle Capital CORP BBDC "Common Stock (""Shares"")"	2019-02-08	Buy	30,441	$9.68	294,669
Triangle Capital CORP BBDC "Common Stock (""Shares"")"	2019-02-07	Buy	30,500	$9.70	295,850
Triangle Capital CORP BBDC "Common Stock (""Shares"")"	2019-02-06	Buy	29,330	$9.81	287,727
Triangle Capital CORP BBDC "Common Stock (""Shares"")"	2019-02-05	Buy	35,700	$9.85	351,645
Triangle Capital CORP BBDC "Common Stock (""Shares"")"	2019-02-04	Buy	21,661	$9.87	213,794
Triangle Capital CORP BBDC "Common Stock (""Shares"")"	2019-02-01	Buy	29,774	$9.87	293,869
Triangle Capital CORP BBDC "Common Stock (""Shares"")"	2019-01-31	Buy	23,505	$9.88	232,229
Triangle Capital CORP BBDC "Common Stock (""Shares"")"	2019-01-30	Buy	41,300	$9.86	407,218
Triangle Capital CORP BBDC "Common Stock (""Shares"")"	2019-01-29	Buy	41,300	$9.80	404,740
Triangle Capital CORP BBDC "Common Stock (""Shares"")"	2019-01-28	Buy	25,000	$9.73	243,250
Triangle Capital CORP BBDC "Common Stock (""Shares"")"	2019-01-25	Buy	34,600	$9.74	337,004
Triangle Capital CORP BBDC "Common Stock (""Shares"")"	2019-01-24	Buy	14,700	$9.73	143,031
Triangle Capital CORP BBDC "Common Stock (""Shares"")"	2019-01-23	Buy	30,000	$9.60	288,000
Triangle Capital CORP BBDC "Common Stock (""Shares"")"	2019-01-22	Buy	47,400	$9.60	455,040
Triangle Capital CORP BBDC "Common Stock (""Shares"")"	2019-01-18	Buy	48,200	$9.61	463,202
Triangle Capital CORP BBDC "Common Stock (""Shares"")"	2019-01-17	Buy	55,600	$9.68	538,208
Triangle Capital CORP BBDC "Common Stock (""Shares"")"	2019-01-16	Buy	24,800	$9.69	240,312
Triangle Capital CORP BBDC "Common Stock (""Shares"")"	2019-01-15	Buy	12,700	$9.65	122,555
Triangle Capital CORP BBDC "Common Stock (""Shares"")"	2019-01-14	Buy	52,350	$9.71	508,319
showing 20 of 97 most recent transactions

Comparable Firms	State	AUM
AllianceBernstein LP ✚	TN	763.40 B
SEI Investments Management Corp ✚	PA	216.43 B
Stifel Nicolaus & Company Incorporated ✚	MO	197.53 B
Focus Partners Wealth LLC ✚	MO	181.86 B
Goldman Sachs & Co LLC ✚	NY	133.64 B
Pathstone Family Office LLC ✚	NJ	110.30 B
Cresset Asset Management LLC ✚	IL	78.94 B
Wells Fargo Investment Institute Inc ✚	NC	43.00 B
Sequoia Financial Advisors LLC ✚	OH	32.24 B
Vivaldi Capital Management LP ✚	IL	5,641.1 M

Assets, Funds, Holdings