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| Barings LLC
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|---|---|
| CRD # | 106006 |
| SEC # | 801-241 |
| CIK # | 0000009015 |
| AUM | 392.75 B (2026-05-14) |
| Employees | 1,101 (42% Investors, 7% Brokers) |
| Fees | |
| Minimum | |
| Phone | 704-805-7200 |
| Address | 300 S Tryon Street Charlotte, NC 28202 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Invesco Ltd | 2.0 | ||
| Leucadia National Corp | 0.2 | ||
| Barings BDC Inc | 0.1 | ||
| Pinduoduo Inc | 0.1 | ||
| Total Sa | 0.1 | ||
| Accelerant Holdings | 0.0 | ||
| Anglogold Ashanti PLC | 0.0 | ||
| Wheaton Precious Metals Corp | 0.0 | ||
| Astrazeneca PLC | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Barings Asset-Based Income Fund Cayman LP | [2026-03-30] | 756.7 M | 10.2 M |
| Filed 2018-08-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| SA | Barings CLO Ltd 2025-I | 2026-03-30 | 499.8 M | |
| SA | Barings CLO Ltd 2025-II | 2026-03-30 | 500.0 M | |
| SA | Barings CLO Ltd 2025-III | 2026-03-30 | 550.1 M | |
| SA | Barings CLO Ltd 2025-IV | 2026-03-30 | 400.3 M | |
| SA | Barings CLO Ltd 2025-V | 2026-03-30 | 492.5 M | |
| SA | Barings CLO Ltd 2025-VI | 2026-03-30 | 550.0 M | |
| SA | Barings CLO Ltd 2025-VII | 2026-03-30 | 501.1 M | |
| HF | Barings Infra CLO Equity Partnership LP Series A | 2026-03-30 | 146.0 M | |
| PE | Barings Infra Secondaries & Solutions Fund II LLC | 2026-03-30 | ||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 7 | 2.3 |
| (d) Investment companies | 36 | 7.8 |
| (e) Business development companies | 4 | 8.2 |
| (f) Pooled investment vehicles | 210 | 73.1 |
| (g) Pension and profit sharing plans | 43 | 13.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 108 | 286.4 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 9 | 1.9 |
| (n) Other | 0 | 0.0 |
| Total | 417 | 392.8 |
| By Discretionary | ||
| Discretionary | 414 | 380.7 |
| Non-Discretionary | 3 | 12.1 |
| Total | 417 | 392.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 71.8 | |
| United States Persons | 320.9 | |
| Total | 417 | 392.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Barbara Healy | Director | 91 | 18 | |
| Barings LLC | Executive Officer, Promoter | 40 | 5 | |
| David Conway | Director | 11 | 5 | |
| Peter Clark | Director | 12 | 4 | |
| James Cleary | Director | 10 | 4 | |
| Alan Behen | Director | 6 | 4 | |
| Oliver Burgel | Director | 5 | 4 | |
| Sylvester O'Byrne | Director | 5 | 4 | |
| Timothy Schulze | Director | 5 | 4 | |
| Julian Swayne | Director | 4 | 4 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000009015] | |
| 3 | [0000009015] | |
| 4 | [0000009015] | |
| 5 | [0000009015] | |
| SC 13D | [0000009015] | |
| SC 13G | [0000009015] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $139.2B |
| Clients | 3 (46 non-US) |
| Serves | Institutional, Retail, Research |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| LEI | ANDKRHQKPRRG4Q2KLR05 |
| Related People Network |
|---|
| 35 people file Form D offerings alongside this firm's people. |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Barings BDC Inc BBDC
"Common Stock (""Shares"")"
|
2019-02-11 | Buy | 1 | $9.71 | 10 |
|
Barings BDC Inc BBDC
"Common Stock (""Shares"")"
|
2019-02-08 | Buy | 30,441 | $9.68 | 294,669 |
|
Barings BDC Inc BBDC
"Common Stock (""Shares"")"
|
2019-02-07 | Buy | 30,500 | $9.70 | 295,850 |
|
Barings BDC Inc BBDC
"Common Stock (""Shares"")"
|
2019-02-06 | Buy | 29,330 | $9.81 | 287,727 |
|
Barings BDC Inc BBDC
"Common Stock (""Shares"")"
|
2019-02-05 | Buy | 35,700 | $9.85 | 351,645 |
|
Barings BDC Inc BBDC
"Common Stock (""Shares"")"
|
2019-02-04 | Buy | 21,661 | $9.87 | 213,794 |
|
Barings BDC Inc BBDC
"Common Stock (""Shares"")"
|
2019-02-01 | Buy | 29,774 | $9.87 | 293,869 |
|
Barings BDC Inc BBDC
"Common Stock (""Shares"")"
|
2019-01-31 | Buy | 23,505 | $9.88 | 232,229 |
|
Barings BDC Inc BBDC
"Common Stock (""Shares"")"
|
2019-01-30 | Buy | 41,300 | $9.86 | 407,218 |
|
Barings BDC Inc BBDC
"Common Stock (""Shares"")"
|
2019-01-29 | Buy | 41,300 | $9.80 | 404,740 |
|
Barings BDC Inc BBDC
"Common Stock (""Shares"")"
|
2019-01-28 | Buy | 25,000 | $9.73 | 243,250 |
|
Barings BDC Inc BBDC
"Common Stock (""Shares"")"
|
2019-01-25 | Buy | 34,600 | $9.74 | 337,004 |
|
Barings BDC Inc BBDC
"Common Stock (""Shares"")"
|
2019-01-24 | Buy | 14,700 | $9.73 | 143,031 |
|
Barings BDC Inc BBDC
"Common Stock (""Shares"")"
|
2019-01-23 | Buy | 30,000 | $9.60 | 288,000 |
|
Barings BDC Inc BBDC
"Common Stock (""Shares"")"
|
2019-01-22 | Buy | 47,400 | $9.60 | 455,040 |
|
Barings BDC Inc BBDC
"Common Stock (""Shares"")"
|
2019-01-18 | Buy | 48,200 | $9.61 | 463,202 |
|
Barings BDC Inc BBDC
"Common Stock (""Shares"")"
|
2019-01-17 | Buy | 55,600 | $9.68 | 538,208 |
|
Barings BDC Inc BBDC
"Common Stock (""Shares"")"
|
2019-01-16 | Buy | 24,800 | $9.69 | 240,312 |
|
Barings BDC Inc BBDC
"Common Stock (""Shares"")"
|
2019-01-15 | Buy | 12,700 | $9.65 | 122,555 |
|
Barings BDC Inc BBDC
"Common Stock (""Shares"")"
|
2019-01-14 | Buy | 52,350 | $9.71 | 508,319 |
| showing 20 of 97 most recent transactions | |||||
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