Fortune 45 LLC

Item 5 Fees and Compensation
A. Depending on the service or services provided, fees are based on a percentage of Assets Under

Management (“AUM”), an hourly rate, a fixed-fee basis, or a combination of these fee structures. Fees
are generally negotiable. Clients have the right to terminate any agreement without penalty within five
business days after entering into the contract. Agreements may otherwise be terminated at any time by
either party by written notice to the other party as set forth in such agreements.

Investment Management Services
Fortune 45's annual fee for ongoing investment management services varies up to 1.50% depending
upon the market value of your assets under our management, the type and complexity of the asset
management services provided, as well as the level of administration requested either directly or
assumed by the client. Assets in each of your account(s) are included in the fee assessment unless
specifically identified in writing for exclusion.

Fortune 45's annual ongoing management fee is billed and payable, quarterly in arrears, based on the
average daily balance of assets under management in the Client’s account[s].

If the ongoing investment management agreement is executed at any time other than the first day of a
calendar quarter, our fees will apply on a pro rata basis, which means that the advisory fee is payable
in proportion to the number of days in the quarter for which you are a client. Fortune 45's advisory fee
is negotiable, depending on individual client circumstances.

Fortune 45 will send you an invoice for the payment of our advisory fee, or we will deduct our fee
directly from your account through the qualified custodian holding your funds and securities. We will
deduct our advisory fee only when you have given our firm written authorization permitting the fees to
be paid directly from your account. Further, the qualified custodian will deliver an account statement to
you at least quarterly. These account statements will show all disbursements from your account. You
should review all statements for accuracy.

You may terminate the portfolio management agreement upon written notice. You will incur a pro rata
charge for services rendered prior to the termination of the portfolio management agreement, which
means you will incur advisory fees only in proportion to the number of days in the quarter for which you
are a Client. If you have pre-paid advisory fees that we have not yet earned, you will receive a prorated
refund of those fees.

Financial Planning Services
Fortune 45 charges a fixed fee for financial planning services, which generally ranges up to $5,000.
The first half of the estimated fee is due in advance of services rendered with the remaining balance
payable upon completion of the contracted services. The fee is negotiable depending upon the
complexity and scope of the plan, your financial situation, and your objectives. We do not require you
to pay fees six or more months in advance. Should the engagement last longer than six months
between acceptance of financial planning agreement and delivery of the financial plan, any prepaid
unearned fees will be promptly returned to you less a pro rata charge for bona fide financial planning
services rendered to date. We will not require prepayment of a fee more than six months in advance
and in excess of $1,200.

Financial Advisory Services
Fortune 45 charges a fixed fee for ongoing financial advisory services, which is based on an hourly
rate of $500 per hour and the number of hours to complete the project. Fees for ongoing financial
advisory aservices are billed and payable quarterly in arrears. Before commencing financial planning
services, Fortune 45, provides an estimate of the approximate hours needed to complete the
requested financial planning services. If Fortune 45, anticipates exceeding the estimated amount of
hours required, Fortune 45 will contact you to receive authorization to provide additional services.

Retirement Plan Services
Fees for retirement plan services are charged an annual asset-based fee up to 1.50% and are billed
and payable, quarterly in arrears, based on the average daily balance of assets under management in
the Client’s account[s]. Fees may be negotiable depending on the size of and complexity of the
Plan. Fees for retirement plan services will be deducted from the assets of the Plan. Fees paid to third
party retirement plan administrators for recordkeeping or administrative services are separate from and
in addition to Fortune 45’s advisory fees. Such fees are described in the agreements and disclosures
provided directly to the plan sponsor.

Notwithstanding the above, at the discretion of the Advisor, all fees are subject to negotiation.

B. For Investment Management Services and Retirement Plan Services, generally, Clients authorize
the custodian to deduct the advisory fee from Client’s account(s). However, Clients may elect to be
directly billed for investment management services and will be sent an itemized bill after the end of
each quarter with payment due upon receipt. Fees investment management services and retirement
plan services are calculated based on the average daily balance of assets under management in the
Client account[s] for the previous quarter and are charged to the account no later than the fifteenth
(15th) business day following the quarter end.

Refunds
Although Fortune 45 generally receives management fees in arrears, in the case of prepayment, if the
advisory contract is terminated before the end of the billing period, Clients are reimbursed within 30
days on a pro-rated basis for the number of days assets are not under management. In this event,
Clients will receive their refund via check from Fortune 45.

C. Mutual funds and Exchange traded funds (ETFs) generally charge a management fee for their
services as investment managers. The management fee is called an expense ratio. For example, an
...

Item 7 Types of Clients
We offer investment advisory services to individuals (other than high net worth individuals), trusts,
estates, high net worth individuals, charitable organizations and corporations or other businesses.

In general, we do not require a minimum dollar amount to open and maintain an advisory account;
however, we have the right to terminate your Account if it falls below a minimum size which, in our sole
opinion, is too small to manage effectively.