Merrill Lynch Pierce Fenner & Smith Incorporated

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Assets, Funds, Holdings

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Merrill Lynch Pierce Fenner & Smith Incorporated
CRD #7691
SEC #801-14235
CIK #0000728612
AUM $1,093.7 BB (2023-03-22)
Employees 34,906 (74% Investors, 80% Brokers)
Phone800-637-7455
AddressOne Bryant Park
New York, NY 10036
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($BB)
1300104078052026001999200720152024
CIK Period
0000728612
/
Sector Form 13F Holdings Cap ($BB) Value ($BB)
Apple Inc 2,382.8 26.9
Microsoft Corp 1,918.2 23.6
Amazon Com Inc 1,093.0 11.8
Nvidia Corp 399.6 8.8
J P Morgan Chase & Co 340.2 8.5
Alphabet Inc 1,475.1 7.7
Broadcom Inc 201.3 6.7
Exxon Mobil Corp 385.5 6.3
VISA Inc 419.3 5.8
Procter & Gamble Co 338.1 5.6
Chevron Corp 294.6 5.2
Texas Instruments Inc 142.2 5.1
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
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AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 1,329,656 506.6
(b) Individuals (high net worth individuals) 130,548 606.6
(c) Banking or thrift institutions 16 0.2
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 1,027 28.8
(h) Charitable organizations 5,339 28.5
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 10 0.1
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 36,319 113.1
(n) Other 0 0.0
Total 2,825,602 1,283.8
By Discretionary
Discretionary 756,412 363.4
Non-Discretionary 2,069,190 920.4
Total 2,825,602 1,283.8
By Non-United States Persons
Non-United States Persons 19.4
United States Persons 1,264.4
Total 2,825,602 1,283.8
EDGAR Form CIK 2011 - 2024
13F-NT [0000728612]
3 [0000728612]
4 [0000728612]
Form 3/4/5 Subject 2011 - 2024
Gabelli Dividend & Income Trust
Blue Ridge Investments, L.L.C.
Merrill Lynch Pierce Fenner & Smith Inc
Bank of America NA
Bank of America Corp /DE/
Gabelli Multimedia Trust Inc
Gabelli Utility Trust
Federated Premier Intermediate Municipal Income Fund
BNY Mellon Municipal Bond Infrastructure Fund, Inc.
PIMCO High Income Fund
View All
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Charles Schwab Investment Management Inc
CA 782.6
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MO 593.1
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NJ 576.3
Wells Fargo Clearing Services LLC
MO 524.9
Dodge & Cox
CA 322.9
Vanguard Advisers Inc
PA 299.2
Lord Abbett & Co LLC
NJ 211.2
John Hancock Investment Management LLC
MA 181.8
Fisher Asset Management LLC
TX 173.4
Schroder Investment Management North America Inc
NY 171.3
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