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| Merrill Lynch Pierce Fenner & Smith Incorporated
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| CRD # | 7691 |
| SEC # | 801-14235 |
| CIK # | 0000914246, 0000728612, 0000065106 |
| AUM | $1,271.6 BB (2024-08-30) |
| Employees | 34,934 (75% Investors, 80% Brokers) |
| Phone | 800-637-7455 |
| Address | One Bryant Park New York, NY 10036 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0000914246 0000728612 0000065106 | |
| / | |
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| Microsoft Corp | 1,918.2 | 32.8 | |
| Apple Inc | 2,382.8 | 29.9 | |
| Nvidia Corp | 399.6 | 27.8 | |
| Amazon Com Inc | 1,093.0 | 19.1 | |
| Alphabet Inc | 1,475.1 | 14.1 | |
| Broadcom Inc | 201.3 | 11.7 | |
| J P Morgan Chase & Co | 340.2 | 10.8 | |
| Lilly Eli & Co | 301.8 | 10.1 | |
| Facebook Inc | 434.9 | 9.8 | |
| Exxon Mobil Corp | 385.5 | 8.0 | |
| Alphabet Inc | 1,482.6 | 6.6 | |
| Tesla Motors Inc | 723.4 | 6.6 | |
| VISA Inc | 419.3 | 6.5 | |
| Costco Wholesale Corp /NEW | 207.6 | 6.2 | |
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| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,180,107 | 274.1 |
| (b) Individuals (high net worth individuals) | 411,703 | 821.1 |
| (c) Banking or thrift institutions | 2 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 17,234 | 46.6 |
| (h) Charitable organizations | 4,472 | 20.8 |
| (i) State or municipal government entities | 168 | 1.4 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 262 | 2.3 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 20,404 | 105.3 |
| (n) Other | 0 | 0.0 |
| Total | 2,911,578 | 1,271.6 |
| By Discretionary | ||
| Discretionary | 730,188 | 343.9 |
| Non-Discretionary | 2,181,390 | 927.7 |
| Total | 2,911,578 | 1,271.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 18.6 | |
| United States Persons | 1,253.0 | |
| Total | 2,911,578 | 1,271.6 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-NT | [0000728612] | |
| 3 | [0000728612] | |
| 4 | [0000728612] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Morgan Stanley Smith Barney LLC
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|
NY | 1,402.4 |
|
Fidelity Personal and Workplace Advisors LLC
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|
MA | 818.8 |
|
UBS Financial Services Inc
✚
|
NJ | 702.4 |
|
Ameriprise Financial Services LLC
✚
|
MN | 479.8 |
|
LPL Financial LLC
✚
|
SC | 463.5 |
|
Envestnet Asset Management Inc
✚
|
IL | 426.1 |
|
Mitsubishi UFJ Trust and Banking Corporation
✚
|
396.4 | |
|
Raymond James Financial Services Advisors Inc
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|
FL | 275.4 |
|
Financial Engines Advisors LLC
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|
CA | 270.8 |
|
Voya Investment Management Co LLC
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|
NY | 241.8 |