Merrill Lynch Pierce Fenner & Smith Incorporated

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Assets, Funds, Holdings

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Merrill Lynch Pierce Fenner & Smith Incorporated
CRD #7691
SEC #801-14235
CIK #0000065106, 0000914246, 0000728612
AUM $1,271.6 BB (2024-08-30)
Employees 34,934 (75% Investors, 80% Brokers)
Phone800-637-7455
AddressOne Bryant Park
New York, NY 10036
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($BB)
1300104078052026002001200920172025
Sector Form 13F Holdings Cap ($BB) Value ($BB)
MSFT 1,918.2 32.8
AAPL 2,382.8 29.9
NVDA 399.6 27.8
AMZN 1,093.0 19.1
GOOGL 1,475.1 14.1
AVGO 201.3 11.7
JPM 340.2 10.8
LLY 301.8 10.1
META 434.9 9.8
XOM 385.5 8.0
View All
Holdings by Sector ($BB)
120096072048024002013201720212025
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 1,180,107 274.1
(b) Individuals (high net worth individuals) 411,703 821.1
(c) Banking or thrift institutions 2 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 17,234 46.6
(h) Charitable organizations 4,472 20.8
(i) State or municipal government entities 168 1.4
(j) Other investment advisers 0 0.0
(k) Insurance companies 262 2.3
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 20,404 105.3
(n) Other 0 0.0
Total 2,911,578 1,271.6
By Discretionary
Discretionary 730,188 343.9
Non-Discretionary 2,181,390 927.7
Total 2,911,578 1,271.6
By Non-United States Persons
Non-United States Persons 18.6
United States Persons 1,253.0
Total 2,911,578 1,271.6
EDGAR Form CIK 2011 - 2024
13F-NT [0000728612]
3 [0000728612]
4 [0000728612]
Form 3/4/5 Subject 2011 - 2024
Merrill Lynch Pierce Fenner & Smith Inc
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