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| Happy Holidays!! thanks for using AUM13F!! |
| Merrill Lynch Pierce Fenner & Smith Incorporated
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| CRD # | 7691 |
| SEC # | 801-14235 |
| CIK # | 0000728612, 0000914246, 0000065106 |
| AUM | $1,511.1 B (2025-07-28) |
| Employees | 33,689 (76% Investors, 79% Brokers) |
| Phone | 800-637-7455 |
| Address | One Bryant Park New York, NY 10036 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 42.7 | ||
| Microsoft Corp | 38.3 | ||
| Apple Inc | 26.7 | ||
| Broadcom Inc | 21.9 | ||
| Amazon Com Inc | 20.9 | ||
| J P Morgan Chase & Co | 16.9 | ||
| Facebook Inc | 14.7 | ||
| Tesla Motors Inc | 13.6 | ||
| Alphabet Inc | 13.4 | ||
| Lilly Eli & Co | 9.5 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,228,655 | 293.7 |
| (b) Individuals (high net worth individuals) | 464,590 | 1,012.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 17,544 | 53.3 |
| (h) Charitable organizations | 6,297 | 35.8 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 226 | 2.8 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 20,885 | 111.4 |
| (n) Other | 15 | 1.5 |
| Total | 3,085,811 | 1,511.1 |
| By Discretionary | ||
| Discretionary | 725,377 | 388.4 |
| Non-Discretionary | 2,360,434 | 1,122.7 |
| Total | 3,085,811 | 1,511.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 23.0 | |
| United States Persons | 1,488.1 | |
| Total | 3,085,811 | 1,511.1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-NT | [0000728612] | |
| 3 | [0000728612] | |
| 4 | [0000728612] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Morgan Stanley Smith Barney LLC
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|
NY | 1,650.0 |
|
Fidelity Personal and Workplace Advisors LLC
✚
|
MA | 818.8 |
|
UBS Financial Services Inc
✚
|
NJ | 808.8 |
|
LPL Financial LLC
✚
|
SC | 618.9 |
|
Ameriprise Financial Services LLC
✚
|
MN | 564.6 |
|
Envestnet Asset Management Inc
✚
|
IL | 532.2 |
|
Mitsubishi UFJ Trust and Banking Corporation
✚
|
384.0 | |
|
Raymond James Financial Services Advisors Inc
✚
|
FL | 344.9 |
|
Financial Engines Advisors LLC
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|
CA | 292.9 |
|
RBC Capital Markets LLC
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|
NY | 260.0 |