Neuberger Berman Investment Advisers LLC

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Neuberger Berman Investment Advisers LLC ✚
CRD #	124687
SEC #	801-61757
CIK #	0001230440
AUM	398.6 B (2026-03-27)
Employees	1,542 (42% Investors, 49% Brokers)
Phone	212-476-9000
Address	1290 Avenue of The Americas New York, NY 10104
Source	[IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]

Total AUM ($B) Copy

Sector	Form 13F Holdings	Value ($B)
	Nvidia Corp	5.1
	Microsoft Corp	4.2
	Apple Inc	4.0
	Amazon Com Inc	3.6
	Alphabet Inc	2.7
	Alphabet Inc	2.5
	J P Morgan Chase & Co	2.3
	Lilly Eli & Co	1.6
	Facebook Inc	1.4
	Broadcom Inc	1.3
View All

Holdings by Sector ($B)

Type	Form D Funds	Date	Sold	AUM
PE	Kantor Private Opportunities X LP	[2026-03-27]	70.0 M
HF	Neuberger Berman Principal Strategies Merger Arbitrage Master Fund SCSP	[2026-03-27]		458.4 M
HF	Neuberger PSG Prima X LP	[2026-03-27]	48.2 M
PE	Kantor Private Opportunities IX LP	[2025-11-21]	15.7 M	15.9 M
HF	Neuberger PSG Prima IX LP	[2025-11-21]	27.1 M	33.9 M
HF	Neuberger Berman CLO Evergreen Master Fund LP	[2025-05-29]		60.5 M
PE	Kantor Private Opportunities VIII LP	[2025-03-28]	45.0 M	120.8 M
HF	Neuberger Berman Real Estate Debt Income Fund I	2025-01-31		97.9 M
PE	Kantor Private Opportunities VII LP	2024-12-18		276.4 M
HF	Neuberger Berman Japan Equity Master Fund LP	[2024-12-18]	3.0 M	3.6 M
HF	Grove Funding IV LP	[2024-07-01]		961.1 M
HF	Grove Funding III Inc	[2024-01-11]	50.0 M	305.0 M
HF	Neuberger Berman Real Estate Debt Income Core Fund B-1 LP	2024-01-11		229.1 M
HF	Neuberger Berman Tactical Macro Enhanced Master Fund LP	[2024-01-11]	12.5 M	37.1 M
HF	Neuberger Berman Real Estate Debt Income Core Fund B LP	[2023-09-27]	9.0 M	423.7 M
HF	Neuberger Berman Special Situations Bedrock Fund LP	[2023-06-26]		100.0 M
HF	Neuberger Berman Special Situations Master Fund III LP	[2023-06-26]		285.4 M
HF	Grove Funding II Inc	[2022-12-07]	500.0 M	150.6 M
HF	Grove Funding I Inc	[2022-09-22]	200.0 M	167.9 M
HF	Neuberger Berman Strategic India Equity Master Fund LP	[2022-07-18]	2.0 M	4.8 M
PE	NB Cape Co-Invest Fund III LP	[2022-03-30]	9.4 M	12.3 M
PE	NB Cape Co-Invest Fund II LP	[2022-03-30]	24.8 M	14.3 M
HF	Neuberger Berman Principal Strategies Prima Co-Invest Fund VII LP	[2022-03-30]		12.4 M
PE	Sunbern Alternative Opportunities Fund LLC	2022-03-30		22.6 M
PE	NB Cape Co-Invest Fund I LP	[2022-01-31]	11.9 M	10.4 M
HF	NB Crossover and Partner Equity Master Fund I LP	[2022-01-31]	18.5 M	339.3 M
HF	Nboks Co-Invest Fund I LP	[2022-01-31]	8.7 M	3.6 M
HF	Neuberger Berman China A-Share Equity Master Fund LP	[2022-01-31]	2.0 M	1.4 M
HF	Neuberger Berman Principal Strategies Prima Co-Invest Fund VIII LP	[2022-01-31]		10.3 M
HF	Neuberger Berman Tactical Macro Master Fund LP	[2022-01-31]		55.2 M
HF	Neuberger Berman Hedged Cryptocurrency Volatility Fund LLC	[2021-11-02]		67.3 M
HF	Neuberger Berman SDS Enhanced Equity Fund LP	[2021-07-14]	116.0 M	105.1 M
PE	Kantor Private Opportunities IV LP	[2021-06-29]	123.7 M	0.5 M
PE	Kantor Private Opportunities VI LP	[2021-06-29]	69.4 M	91.0 M
PE	Kantor Private Opportunities V LP	[2021-06-29]	25.3 M	22.8 M
HF	Neuberger Berman Emerging Market Debt - Hard Currency Fund LLC	[2021-06-29]	187.8 M
HF	Neuberger Berman Principal Strategies Prima Co-Invest Fund I-B LP	[2021-06-29]		20.4 M
HF	Neuberger Berman Principal Strategies Prima Co-Invest Fund VI LP	[2021-06-29]		0.7 M
PE	Kantor Private Opportunities III LP	[2021-03-24]	21.1 M	30.1 M
PE	Kantor Private Opportunities II LP	[2021-03-24]	26.3 M
PE	Kantor Private Opportunities I LP	[2021-03-24]	14.9 M	6.3 M
SA	Neuberger Berman CLO Opportunity Master LP	[2021-03-24]	25.0 M
HF	Neuberger Berman Loan Advisers Holdings III LP	[2021-03-24]	13.7 M
HF	Neuberger Berman PF Strategic Multi-Sector Fixed Income Fund LLC	[2021-03-24]	87.5 M	1.2 B
HF	Neuberger Berman Principal Strategies Prima Co-Invest Fund IV LP	[2021-03-24]		9.6 M
HF	Neuberger Berman Principal Strategies Prima Co-Invest Fund III LP	[2021-02-26]
HF	Neuberger Berman Principal Strategies Co-Invest Fund II LP	[2020-11-10]		0.5 M
HF	Neuberger Berman Principal Strategies Co-Invest Fund I LP	[2020-11-10]		18.8 M
HF	Neuberger Berman Principal Strategies Prima Fund LP	[2020-11-10]		291.4 M
HF	Neuberger Berman Special Situations Master Fund II LP	[2020-11-10]	262.6 M	178.0 M
HF	Spartan Funding I LP	2020-11-10		588.8 M
HF	NB Alpha Opportunities Ltd	2020-03-30		1.8 M
HF	Neuberger Berman Emerging Market Debt - Local Currency Fund LLC	[2020-03-30]	75.0 M	82.6 M
HF	Neuberger Berman Emerging Markets Equity Select Master Fund LP	[2020-03-30]	4.0 M	159.7 M
HF	Neuberger Berman Opportunistic Capital Solutions Master Fund LP	[2020-03-30]		25.6 M
HF	Homeward Opportunities Fund LP	[2019-12-04]	200.0 M	2.2 B
HF	Neuberger Berman Special Situations Master Fund LP	[2019-12-04]		252.5 M
HF	Great Lake Funding I LP	[2019-03-29]	500.0 M	2.4 B
SA	Neuberger Berman CLO Xvi-S Ltd	2019-03-29		438.1 M
PE	NB Specialty Finance Fund LP	[2019-01-15]	52.5 M	40.3 M
HF	Greene Street Funding LP	[2018-09-27]	100.0 M
HF	MMBB Distressed Credit Opportunity Fund Ltd	2018-03-29		5.0 M
HF	Homeward Opportunities Fund I LP	[2017-12-25]	200.0 M	103.9 M
HF	Principal Strategies CAV Master LP	[2017-12-25]	83.5 M	127.9 M
HF	Strategic Partnership Fund NB LLC	[2017-09-29]	595.0 M	914.8 M
SA	NBEC Spc/Nbec CLO XXIII SP	[2017-05-24]	0.8 M
HF	Neuberger Berman International Small Cap Master Fund LP	[2017-05-24]	1.0 M	1.7 M
HF	Neuberger Berman Global Equity Index Putwrite Fund LLC	[2017-03-31]	37.5 M	13.4 M
HF	Neuberger Berman US Equity Index Putwrite Fund LLC	[2017-03-31]	61.0 M	1.7 B
SA	NBEC Spc/Nbec CLO XXII SP	[2017-01-03]	0.4 M	387.6 M
SA	NBEC Spc/Nbec CLO XXI SP	[2017-01-03]	0.4 M
SA	Neuberger Berman CLO XXIII Ltd	2017-01-03
SA	Neuberger Berman CLO XXII Ltd	2017-01-03		387.6 M
SA	Neuberger Berman CLO XXI Ltd	2017-01-03		488.2 M
HF	Neuberger Berman Principal Strategies Master Fund LP	[2017-01-03]	7.0 M	24.2 M
HF	NB Alpha Capture Fund LP	[2016-09-26]	5.1 M	9.5 M
SA	NBEC Spc/Nbec CLO XIX SP	[2016-03-30]	0.8 M
SA	NBEC Spc/Nbec CLO XX SP	[2016-03-30]	0.4 M	488.5 M
SA	Neuberger Berman CLO XIX Ltd	2016-03-30
SA	Neuberger Berman CLO XX Ltd	2016-03-30		488.5 M
HF	Fixed Income Opportunities NB LLC	[2016-02-03]	500.0 M	2.0 B
SA	NBEC Spc/Nbec CLO XVIII SP	[2015-03-27]	0.9 M	0.6 M
SA	Neuberger Berman CLO XVIII Ltd	2015-01-12		0.6 M
HF	Neuberger Berman Short Duration Emerging Market Debt Fund LLC	[2015-01-12]	120.0 M	67.6 M
SA	NBEC Spc/Nbec CLO XVII SP	[2014-09-30]	1.7 M	390.5 M
SA	NBEC Spc/Nbec CLO XVI SP	[2014-09-30]	1.7 M
SA	Neuberger Berman CLO XVII Ltd	2014-09-30		390.5 M
SA	Neuberger Berman CLO XVI Ltd	2014-09-30		536.4 M
HF	Neuberger Berman Risk Parity Master Fund LP	[2014-09-30]	50.0 M	379.9 M
HF	US Residential Opportunity Fund II LP	2014-05-02		0.3 M
HF	NB Distressed Debt Investment Fund Limited - New Global Share Class	[2014-03-31]	4.7 M	13.6 M
HF	Neuberger Berman Emerging Market Debt Fund LLC	[2014-03-28]	130.0 M	117.5 M
SA	NBEC Spc/Nbec CLO XIII SP	[2014-02-24]	3.1 M
SA	NBEC Spc/Nbec CLO XII SP	[2014-02-24]	3.6 M
SA	NBEC Spc/Nbec CLO XIV SP	[2014-02-24]	1.8 M
SA	NBEC Spc/Nbec CLO XV SP	[2014-02-24]	0.9 M
SA	Neuberger Berman CLO XIV Ltd	2014-02-24		0.3 M
SA	Neuberger Berman CLO XV Ltd	2014-02-24		1.4 M
HF	US Residential Opportunity Fund IV LP	[2014-02-24]	5.0 M	17.5 M
HF	NB Distressed Debt Investment Fund Limited - Ordinary Share Class	[2014-02-17]	4.7 M	7.3 M
HF	US Residential Opportunity Fund III LP	2013-10-25		0.5 M
HF	Neuberger Berman Emerging Markets Equity Master Fund LP	[2013-10-21]	302.4 M
SA	Neuberger Berman CLO XIII Ltd	2013-03-28
SA	Neuberger Berman CLO XII Ltd	2013-03-28
Other	Neuberger Berman Senior Floating Rate Income Fund LLC	[2013-03-28]	310.0 M	0.6 M
Other	590 Partners LP	[2012-03-30]
SA	Airlie CLO 2006-I Ltd	2012-03-30
HF	Amadeus Partners LP	[2012-03-30]		54.1 M
HF	Capital Group Opportunistic Fund LLC	[2012-03-30]	1.1 M	13.1 M
Other	HAS Partners Fund LP	[2012-03-30]	0.1 M
Other	HAS Partners Retirement Fund LP	[2012-03-30]	1.5 M
HF	Lehman Brothers Dual Strategies Fund LP	2012-03-30		0.3 M
Other	Lehman Brothers Enhanced Bond Index Fund	2012-03-30		83.7 M
SA	Libra CDO Limited	2012-03-30		71.9 M
SA	Lightpoint CLO 2004-1 Ltd	2012-03-30		54.0 M
SA	Lightpoint CLO III Ltd	2012-03-30
SA	Lightpoint CLO IV Ltd	2012-03-30
SA	Lightpoint CLO VIII Ltd	2012-03-30
SA	Lightpoint CLO VII Ltd	2012-03-30
SA	Lightpoint CLO V Ltd	2012-03-30
SA	Lightpoint Pan-European CLO 2006 PLC	2012-03-30
SA	Lightpoint Pan-European CLO 2007-1 PLC	2012-03-30
SA	Marquette Us/European CLO PLC	2012-03-30
HF	NB All Cap Alpha Master Fund Ltd	[2012-03-30]	23.1 M	79.4 M
HF	NB Alternatives Distressed Credit Fund Ltd	2012-03-30
HF	NB Distressed Debt Investment Fund Limited - Extended Life Share Class	[2012-03-30]	4.7 M	23.4 M
HF	NB Distressed Debt Master Fund LP - Existing Series	[2012-03-30]	7.5 M	6.3 M
HF	NB Diversified Arbitrage Master Fund LLC	2012-03-30
HF	NB Diversified Arbitrage Pension Fund Ltd	2012-03-30
HF	NB Offshore Diversified Arbitrage Master Fund Ltd	2012-03-30
HF	NB Pine Rock Master Fund LP	[2012-03-30]	26.1 M	38.2 M
HF	Neuberger Berman Commodities Master Fund I Ltd	[2012-03-30]	29.0 M	23.5 M
Other	Neuberger Berman High Income Fund LLC	2012-03-30		282.1 M
Other	Neuberger Berman Income Plus Master Fund LP	[2012-03-30]	34.5 M
PE	Neuberger Berman Mortgage Opportunity Fund Ltd	[2012-03-30]	44.6 M	26.3 M
HF	Neuberger Berman Multi-Asset Real Return Portfolio Master Fund LP	[2012-03-30]	40.0 M	13.8 M
Other	Neuberger Berman Municipal Enhanced Cash Portfolio LLC	2012-03-30		270.9 M
SA	Premium Loan Trust I Ltd	2012-03-30
HF	The Monon Fund Ltd	2012-03-30		150.0 M
SA	Trinity CDO Limited	2012-03-30		166.8 M
HF	US Residential Opportunity Fund I LLC	[2012-03-30]	30.0 M	5.0 M
SA	Verde CDO Ltd	2012-03-30		30.4 M
SA	Wicker Park CDO I Ltd	2012-03-30		961.9 M
HF	Orchard Square Partners Credit Master Fund Ltd	[2012-03-29]	4.3 M	123.4 M
HF	Vantage Growth Partners LP	[2012-02-21]	0.4 M	76.7 M
HF	Vantage Partners LP	[2012-02-21]	0.2 M	74.5 M
HF	Karnak Partners LP	[2012-02-14]		385.5 M

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	24,100	8.9
(b) Individuals (high net worth individuals)	15,676	63.0
(c) Banking or thrift institutions	1	0.1
(d) Investment companies	72	69.7
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	378	142.3
(g) Pension and profit sharing plans	710	28.5
(h) Charitable organizations	991	6.0
(i) State or municipal government entities	44	27.8
(j) Other investment advisers	9	3.9
(k) Insurance companies	62	24.1
(l) Sovereign wealth funds and foreign official institutions	14	9.4
(m) Corporations or other businesses not listed above	1,828	14.2
(n) Other	69	0.7
Total	43,954	398.6
By Discretionary
Discretionary	43,516	395.0
Non-Discretionary	438	3.6
Total	43,954	398.6
By Non-United States Persons
Non-United States Persons		146.3
United States Persons		252.4
Total	43,954	398.6

Limited Partners	2011 - 2026
Alaska Division of Retirement and Benefits
California Public Employees' Retirement System
Hawaii Employee Retirement System
Houston Police Officers' Pension System
Los Angeles County Employees Retirement Association
Maryland State Retirement and Pension System
Minnesota State Board of Investment
New Hampshire Retirement System
New York City Employees' Retirement System
New York State and Local Retirement System
New York State Common Retirement Fund
Ohio Police & Firefighters
South Carolina Public Employees Benefit Authority
South Dakota Investment Council
State Board of Administration of Florida
State Teachers Retirement System of Ohio
Teachers' Retirement System of the City of New York

Form D Directors	# Filings	# Firms
John Lewis	289	40
Patrick Agemian	111	30
Charles Thomas	160	29
Khalid Iton	109	22
CAV GP Ltd	102	20
Jeffrey Smith	211	8
Andrew Johnson	174	8
Anthony Tutrone	153	5
Joseph Amato	120	5
Bradley Tank	57	5
View All

EDGAR Form	CIK	2011 - 2026
13F-NT	[0001230440]
3	[0001230440]
4	[0001230440]

Firm Profile (Form ADV)
Discretionary AUM	$77.7B
Clients	54 (2 non-US)
Serves	Institutional, Retail, Research
Fund Types	Hedge Fund, Private Equity
LEI	8PSZVUUKYGCPW2RDO373

Related People Network
66 people file Form D offerings alongside this firm's people, tied to 15 other firms through shared filers.

Form 3/4/5 Subject	2011 - 2026
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NB Crossroads Private Markets Fund VII LP
Neuberger Berman Next Generation Connectivity Fund Inc.
View All

Related Firms	State	AUM
Neuberger Berman Investment Advisers LLC ✚	NY	398.6 B
Neuberger Berman Europe Limited ✚		98.0 B
Neuberger Berman Singapore PTE Limited ✚		29.3 B
Neuberger Berman Asia Limited ✚		11.0 B
Neuberger Berman Loan Advisers LLC ✚	IL	4.9 B
Neuberger Berman Breton Hill ULC ✚	A6
Neuberger Berman BD LLC ✚	NY
Neuberger Berman Asset Management LLC ✚	NY
Neuberger Berman Management LLC ✚	NY

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Goldman Sachs Asset Management International ✚		621.0 B
Principal Global Investors LLC ✚	IA	427.7 B
Cambridge Associates LLC ✚	MA	326.7 B
Mercer Investments LLC ✚	MA	226.0 B
Mackay Shields LLC ✚	NY	159.5 B
Wilshire Advisors LLC ✚	CA	149.1 B
Grantham Mayo van Otterloo & Co LLC ✚	MA	81.0 B
MIO Partners Inc ✚	NY	59.6 B
LIDO Advisors LLC ✚	CA	42.5 B

Neuberger Berman Investment Advisers LLC

Assets, Funds, Holdings