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| Neuberger Berman Investment Advisers LLC
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| CRD # | 124687 |
| SEC # | 801-61757 |
| CIK # | 0001230440 |
| AUM | 398.65 B (2026-03-27) |
| Employees | 1,542 (42% Investors, 49% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-476-9000 |
| Address | 1290 Avenue of The Americas New York, NY 10104 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 5.1 | ||
| Microsoft Corp | 4.2 | ||
| Apple Inc | 4.0 | ||
| Amazon Com Inc | 3.6 | ||
| Alphabet Inc | 2.7 | ||
| Alphabet Inc | 2.5 | ||
| J P Morgan Chase & Co | 2.3 | ||
| Lilly Eli & Co | 1.6 | ||
| Facebook Inc | 1.4 | ||
| Broadcom Inc | 1.3 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Kantor Private Opportunities X LP | [2026-03-27] | 70.0 M | |
| Filed 2026-01-28 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $775,479 · Revenue Decline to Disclose | ||||
| HF | Neuberger Berman Principal Strategies Merger Arbitrage Master Fund SCSP | [2026-03-27] | 458.4 M | |
| Filed 2026-03-12 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Neuberger PSG Prima X LP | [2026-03-27] | 48.2 M | |
| Filed 2026-03-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $200,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Kantor Private Opportunities IX LP | [2025-11-21] | 15.7 M | 15.9 M |
| Filed 2025-10-10 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Neuberger PSG Prima IX LP | [2025-11-21] | 27.1 M | 33.9 M |
| Filed 2025-09-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $200,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Neuberger Berman CLO Evergreen Master Fund LP | [2025-05-29] | 60.5 M | |
| Filed 2025-05-29 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Kantor Private Opportunities VIII LP | [2025-03-28] | 58.7 M | 120.8 M |
| Filed 2025-04-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $531,999 · Revenue Decline to Disclose | ||||
| HF | Neuberger Berman Real Estate Debt Income Fund I | 2025-01-31 | 97.9 M | |
| PE | Kantor Private Opportunities VII LP | 2024-12-18 | 276.4 M | |
| HF | Neuberger Berman Japan Equity Master Fund LP | [2024-12-18] | 3.0 M | 3.6 M |
| Filed 2025-10-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Grove Funding IV LP | [2024-07-01] | 530.0 M | 961.1 M |
| Filed 2025-06-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Grove Funding III Inc | [2024-01-11] | 50.0 M | 305.0 M |
| Filed 2023-12-07 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Neuberger Berman Real Estate Debt Income Core Fund B-1 LP | 2024-01-11 | 229.1 M | |
| HF | Neuberger Berman Tactical Macro Enhanced Master Fund LP | [2024-01-11] | 31.2 M | 37.1 M |
| Filed 2026-01-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Neuberger Berman Real Estate Debt Income Core Fund B LP | [2023-09-27] | 9.0 M | 423.7 M |
| Filed 2023-08-09 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | Neuberger Berman Special Situations Bedrock Fund LP | [2023-06-26] | 100.0 M | |
| Filed 2023-04-28 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | Neuberger Berman Special Situations Master Fund III LP | [2023-06-26] | 512.5 M | 285.4 M |
| Offered $750,000,000 · Filed 2025-04-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining $237,450,000 · Duration More than one year · Commission $294,549 · Revenue Decline to Disclose | ||||
| HF | Grove Funding II Inc | [2022-12-07] | 500.0 M | 150.6 M |
| Filed 2022-12-05 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Grove Funding I Inc | [2022-09-22] | 400.0 M | 167.9 M |
| Filed 2023-09-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Neuberger Berman Strategic India Equity Master Fund LP | [2022-07-18] | 3.4 M | 4.8 M |
| Filed 2025-06-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | NB Cape Co-Invest Fund III LP | [2022-03-30] | 9.4 M | 12.3 M |
| Offered $9,405,000 · Filed 2022-03-08 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | NB Cape Co-Invest Fund II LP | [2022-03-30] | 24.8 M | 14.3 M |
| Offered $24,825,000 · Filed 2022-02-01 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Neuberger Berman Principal Strategies Prima Co-Invest Fund VII LP | [2022-03-30] | 12.4 M | |
| Filed 2021-05-21 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Sunbern Alternative Opportunities Fund LLC | 2022-03-30 | 22.6 M | |
| PE | NB Cape Co-Invest Fund I LP | [2022-01-31] | 11.9 M | 10.4 M |
| Offered $11,880,000 · Filed 2021-12-14 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | NB Crossover and Partner Equity Master Fund I LP | [2022-01-31] | 35.6 M | 339.3 M |
| Filed 2022-11-30 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | Nboks Co-Invest Fund I LP | [2022-01-31] | 8.7 M | 3.6 M |
| Offered $8,700,000 · Filed 2020-10-27 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $25,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Neuberger Berman China A-Share Equity Master Fund LP | [2022-01-31] | 2.0 M | 1.4 M |
| Filed 2024-04-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Neuberger Berman Principal Strategies Prima Co-Invest Fund VIII LP | [2022-01-31] | 10.3 M | |
| Filed 2021-12-20 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Neuberger Berman Tactical Macro Master Fund LP | [2022-01-31] | 152.0 M | 55.2 M |
| Filed 2025-05-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Neuberger Berman Hedged Cryptocurrency Volatility Fund LLC | [2021-11-02] | 63.6 M | 67.3 M |
| Filed 2025-07-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Commission $71,160 · Net Assets Decline to Disclose | ||||
| HF | Neuberger Berman SDS Enhanced Equity Fund LP | [2021-07-14] | 132.0 M | 105.1 M |
| Filed 2025-06-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Kantor Private Opportunities IV LP | [2021-06-29] | 123.7 M | 0.5 M |
| Filed 2021-03-22 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Kantor Private Opportunities VI LP | [2021-06-29] | 69.4 M | 91.0 M |
| Filed 2021-05-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Kantor Private Opportunities V LP | [2021-06-29] | 25.3 M | 22.8 M |
| Filed 2021-04-20 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Neuberger Berman Emerging Market Debt - Hard Currency Fund LLC | [2021-06-29] | 320.6 M | |
| Filed 2025-07-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Neuberger Berman Principal Strategies Prima Co-Invest Fund I-B LP | [2021-06-29] | 20.4 M | |
| Filed 2021-05-14 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Neuberger Berman Principal Strategies Prima Co-Invest Fund VI LP | [2021-06-29] | 0.7 M | |
| Filed 2021-05-21 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Kantor Private Opportunities III LP | [2021-03-24] | 21.1 M | 30.1 M |
| Filed 2021-01-12 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $150,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Kantor Private Opportunities II LP | [2021-03-24] | 26.3 M | |
| Filed 2021-01-27 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Kantor Private Opportunities I LP | [2021-03-24] | 14.9 M | 6.3 M |
| Filed 2020-11-25 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| SA | Neuberger Berman CLO Opportunity Master LP | [2021-03-24] | 41.5 M | |
| Offered $500,000,000 · Filed 2021-04-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining $458,489,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Neuberger Berman Loan Advisers Holdings III LP | [2021-03-24] | 40.6 M | |
| Filed 2024-02-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $284,206 · Net Assets Decline to Disclose | ||||
| HF | Neuberger Berman PF Strategic Multi-Sector Fixed Income Fund LLC | [2021-03-24] | 943.8 M | 1,160.6 M |
| Filed 2025-10-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Commission $885,144 · Net Assets Decline to Disclose | ||||
| HF | Neuberger Berman Principal Strategies Prima Co-Invest Fund IV LP | [2021-03-24] | 9.6 M | |
| Filed 2021-01-11 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Neuberger Berman Principal Strategies Prima Co-Invest Fund III LP | [2021-02-26] | ||
| Filed 2021-01-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Neuberger Berman Principal Strategies Co-Invest Fund II LP | [2020-11-10] | 0.5 M | |
| Filed 2020-08-24 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Neuberger Berman Principal Strategies Co-Invest Fund I LP | [2020-11-10] | 18.8 M | |
| Filed 2020-08-24 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Neuberger Berman Principal Strategies Prima Fund LP | [2020-11-10] | 137.3 M | 291.4 M |
| Offered $500,000,000 · Filed 2021-08-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining $362,675,187 · Duration More than one year · Commission $35,000 · Revenue Decline to Disclose | ||||
| HF | Neuberger Berman Special Situations Master Fund II LP | [2020-11-10] | 262.6 M | 178.0 M |
| Offered $500,000,000 · Filed 2020-07-10 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining $237,450,000 · Duration More than one year · Commission $22,656 · Revenue Decline to Disclose | ||||
| HF | Spartan Funding I LP | 2020-11-10 | 588.8 M | |
| HF | NB Alpha Opportunities Ltd | 2020-03-30 | 1.8 M | |
| HF | Neuberger Berman Emerging Market Debt - Local Currency Fund LLC | [2020-03-30] | 75.0 M | 82.6 M |
| Filed 2025-07-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Commission $86,523 · Net Assets Decline to Disclose | ||||
| HF | Neuberger Berman Emerging Markets Equity Select Master Fund LP | [2020-03-30] | 4.0 M | 159.7 M |
| Filed 2023-05-04 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Neuberger Berman Opportunistic Capital Solutions Master Fund LP | [2020-03-30] | 1,669.5 M | 25.6 M |
| Offered $2,200,000,000 · Filed 2022-03-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining $530,500,000 · Duration One year or less · Commission $1,894,518 · Revenue Decline to Disclose | ||||
| HF | Homeward Opportunities Fund LP | [2019-12-04] | 200.0 M | 2,208.2 M |
| Offered $400,000,000 · Filed 2017-12-15 (D) · Exemption 506(b) · Remaining $200,000,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Neuberger Berman Special Situations Master Fund LP | [2019-12-04] | 252.5 M | |
| Offered $500,000,000 · Filed 2019-09-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining $500,000,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | Great Lake Funding I LP | [2019-03-29] | 650.0 M | 2,437.0 M |
| Offered $650,000,000 · Filed 2019-09-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose | ||||
| SA | Neuberger Berman CLO XVI-S Ltd | 2019-03-29 | 438.1 M | |
| PE | NB Specialty Finance Fund LP | [2019-01-15] | 53.9 M | 40.3 M |
| Filed 2019-08-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $60,000 · Net Assets Decline to Disclose | ||||
| HF | Greene Street Funding LP | [2018-09-27] | 806.0 M | |
| Filed 2019-06-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | MMBB Distressed Credit Opportunity Fund Ltd | 2018-03-29 | 5.0 M | |
| HF | Homeward Opportunities Fund I LP | [2017-12-25] | 200.0 M | 103.9 M |
| Offered $400,000,000 · Filed 2017-12-15 (D) · Exemption 506(b) · Remaining $200,000,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Principal Strategies CAV Master LP | [2017-12-25] | 146.7 M | 127.9 M |
| Filed 2018-11-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Strategic Partnership Fund NB LLC | [2017-09-29] | 1,220.5 M | 914.8 M |
| Filed 2025-05-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $1,020,096 · Net Assets Decline to Disclose | ||||
| SA | NBEC Spc/Nbec CLO XXIII SP | [2017-05-24] | 0.8 M | |
| Offered $846,500 · Filed 2017-03-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $50,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Neuberger Berman International Small Cap Master Fund LP | [2017-05-24] | 1.0 M | 1.7 M |
| Filed 2024-05-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Neuberger Berman Global Equity Index Putwrite Fund LLC | [2017-03-31] | 62.0 M | 13.4 M |
| Filed 2021-02-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Commission $45,511 · Net Assets Decline to Disclose | ||||
| HF | Neuberger Berman US Equity Index Putwrite Fund LLC | [2017-03-31] | 2,161.3 M | 1,675.6 M |
| Filed 2025-07-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Commission $285,958 · Net Assets Decline to Disclose | ||||
| SA | NBEC SPC/Nbec CLO XXII SP | [2017-01-03] | 0.4 M | 387.6 M |
| Offered $423,750 · Filed 2016-11-10 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $50,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| SA | NBEC SPC/Nbec CLO XXI SP | [2017-01-03] | 0.4 M | |
| Offered $445,889 · Filed 2016-06-15 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $25,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| SA | Neuberger Berman CLO XXIII Ltd | 2017-01-03 | ||
| SA | Neuberger Berman CLO XXII Ltd | 2017-01-03 | 387.6 M | |
| SA | Neuberger Berman CLO XXI Ltd | 2017-01-03 | 488.2 M | |
| HF | Neuberger Berman Principal Strategies Master Fund LP | [2017-01-03] | 60.0 M | 24.2 M |
| Filed 2026-01-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $3,825 · Net Assets Decline to Disclose | ||||
| HF | NB Alpha Capture Fund LP | [2016-09-26] | 6.5 M | 9.5 M |
| Filed 2017-08-24 (D/A) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| SA | NBEC SPC/Nbec CLO XIX SP | [2016-03-30] | 0.8 M | |
| Offered $820,000 · Filed 2015-10-01 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $25,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| SA | NBEC SPC/Nbec CLO XX SP | [2016-03-30] | 0.4 M | 488.5 M |
| Offered $380,000 · Filed 2016-01-04 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $25,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| SA | Neuberger Berman CLO XIX Ltd | 2016-03-30 | ||
| SA | Neuberger Berman CLO XX Ltd | 2016-03-30 | 488.5 M | |
| HF | Fixed Income Opportunities NB LLC | [2016-02-03] | 500.0 M | 1,980.6 M |
| Filed 2018-07-13 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $600,000 · Net Assets Decline to Disclose | ||||
| SA | NBEC Spc/Nbec CLO XVIII SP | [2015-03-27] | 0.9 M | 0.6 M |
| Offered $900,000 · Filed 2015-02-11 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $25,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| SA | Neuberger Berman CLO XVIII Ltd | 2015-01-12 | 0.6 M | |
| HF | Neuberger Berman Short Duration Emerging Market Debt Fund LLC | [2015-01-12] | 457.3 M | 67.6 M |
| Filed 2025-07-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Commission $282,640 · Net Assets Decline to Disclose | ||||
| SA | NBEC SPC/Nbec CLO XVII SP | [2014-09-30] | 1.7 M | 390.5 M |
| Offered $1,681,580 · Filed 2014-07-31 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $25,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| SA | NBEC SPC/Nbec CLO XVI SP | [2014-09-30] | 1.7 M | |
| Offered $1,696,600 · Filed 2014-04-07 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $25,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| SA | Neuberger Berman CLO XVII Ltd | 2014-09-30 | 390.5 M | |
| SA | Neuberger Berman CLO XVI Ltd | 2014-09-30 | 536.4 M | |
| HF | Neuberger Berman Risk Parity Master Fund LP | [2014-09-30] | 790.0 M | 379.9 M |
| Filed 2025-06-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $410,143 · Net Assets Decline to Disclose | ||||
| HF | US Residential Opportunity Fund II LP | 2014-05-02 | 0.3 M | |
| HF | NB Distressed Debt Investment Fund Limited - New Global Share Class | [2014-03-31] | 5.7 M | 13.6 M |
| Filed 2010-11-09 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Commission $89,500 · Net Assets Decline to Disclose | ||||
| HF | Neuberger Berman Emerging Market Debt Fund LLC | [2014-03-28] | 463.0 M | 117.5 M |
| Filed 2025-07-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Commission $385,468 · Net Assets Decline to Disclose | ||||
| SA | NBEC SPC/Nbec CLO XIII SP | [2014-02-24] | 3.1 M | |
| Offered $3,135,613 · Filed 2013-06-21 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $50,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| SA | NBEC SPC/Nbec CLO XII SP | [2014-02-24] | 3.6 M | |
| Offered $3,641,241 · Filed 2013-06-21 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $50,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| SA | NBEC SPC/Nbec CLO XIV SP | [2014-02-24] | 1.8 M | |
| Offered $1,840,000 · Filed 2013-06-21 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $50,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| SA | NBEC SPC/Nbec CLO XV SP | [2014-02-24] | 0.9 M | |
| Offered $890,000 · Filed 2013-11-07 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $25,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| SA | Neuberger Berman CLO XIV Ltd | 2014-02-24 | 0.3 M | |
| SA | Neuberger Berman CLO XV Ltd | 2014-02-24 | 1.4 M | |
| HF | US Residential Opportunity Fund IV LP | [2014-02-24] | 5.0 M | 17.5 M |
| Filed 2014-01-29 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | NB Distressed Debt Investment Fund Limited - Ordinary Share Class | [2014-02-17] | 5.7 M | 7.3 M |
| Filed 2010-11-09 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Commission $89,500 · Net Assets Decline to Disclose | ||||
| HF | US Residential Opportunity Fund III LP | 2013-10-25 | 0.5 M | |
| HF | Neuberger Berman Emerging Markets Equity Master Fund LP | [2013-10-21] | 816.0 M | |
| Filed 2025-05-02 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Commission $1,368,667 · Net Assets Decline to Disclose | ||||
| SA | Neuberger Berman CLO XIII Ltd | 2013-03-28 | ||
| SA | Neuberger Berman CLO XII Ltd | 2013-03-28 | ||
| Other | Neuberger Berman Senior Floating Rate Income Fund LLC | [2013-03-28] | 619.4 M | 0.6 M |
| Filed 2020-01-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $20,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | 590 Partners LP | [2012-03-30] | 13.7 M | |
| Filed 2024-04-11 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| SA | Airlie CLO 2006-I Ltd | 2012-03-30 | ||
| HF | Amadeus Partners LP | [2012-03-30] | 54.1 M | |
| HF | Capital Group Opportunistic Fund LLC | [2012-03-30] | 5.4 M | 13.1 M |
| Filed 2025-04-10 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Commission $19,806 · Net Assets Decline to Disclose | ||||
| Other | HAS Partners Fund LP | [2012-03-30] | 2.4 M | |
| Filed 2024-04-11 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | HAS Partners Retirement Fund LP | [2012-03-30] | 5.4 M | |
| Filed 2024-04-11 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Lehman Brothers Dual Strategies Fund LP | 2012-03-30 | 0.3 M | |
| Other | Lehman Brothers Enhanced Bond Index Fund | 2012-03-30 | 83.7 M | |
| SA | Libra CDO Limited | 2012-03-30 | 71.9 M | |
| SA | Lightpoint CLO 2004-1 Ltd | 2012-03-30 | 54.0 M | |
| SA | Lightpoint CLO III Ltd | 2012-03-30 | ||
| SA | Lightpoint CLO IV Ltd | 2012-03-30 | ||
| SA | Lightpoint CLO VIII Ltd | 2012-03-30 | ||
| SA | Lightpoint CLO VII Ltd | 2012-03-30 | ||
| SA | Lightpoint CLO V Ltd | 2012-03-30 | ||
| SA | Lightpoint Pan-European CLO 2006 PLC | 2012-03-30 | ||
| SA | Lightpoint Pan-European CLO 2007-1 PLC | 2012-03-30 | ||
| SA | Marquette US/European CLO PLC | 2012-03-30 | ||
| HF | NB All Cap Alpha Master Fund Ltd | [2012-03-30] | 63.8 M | 79.4 M |
| Filed 2025-04-10 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $1,614,581 · Net Assets Decline to Disclose | ||||
| HF | NB Alternatives Distressed Credit Fund Ltd | 2012-03-30 | ||
| HF | NB Distressed Debt Investment Fund Limited - Extended Life Share Class | [2012-03-30] | 5.7 M | 23.4 M |
| Filed 2010-11-09 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Commission $89,500 · Net Assets Decline to Disclose | ||||
| HF | NB Distressed Debt Master Fund LP - Existing Series | [2012-03-30] | 7.5 M | 6.3 M |
| Offered $1,000,000,000 · Filed 2012-01-12 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $2,000,000 · Remaining $992,500,000 · Duration More than one year · Commission $108,750 · Revenue Decline to Disclose | ||||
| HF | NB Diversified Arbitrage Master Fund LLC | 2012-03-30 | ||
| HF | NB Diversified Arbitrage Pension Fund Ltd | 2012-03-30 | ||
| HF | NB Offshore Diversified Arbitrage Master Fund Ltd | 2012-03-30 | ||
| HF | NB Pine Rock Master Fund LP | [2012-03-30] | 21.5 M | 38.2 M |
| Filed 2025-04-10 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Neuberger Berman Commodities Master Fund I Ltd | [2012-03-30] | 39.4 M | 23.5 M |
| Filed 2015-06-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $6,333 · Net Assets Decline to Disclose | ||||
| Other | Neuberger Berman High Income Fund LLC | 2012-03-30 | 282.1 M | |
| Other | Neuberger Berman Income Plus Master Fund LP | [2012-03-30] | 130.5 M | |
| Filed 2023-04-27 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $1,128,450 · Net Assets Decline to Disclose | ||||
| PE | Neuberger Berman Mortgage Opportunity Fund Ltd | [2012-03-30] | 44.6 M | 26.3 M |
| Filed 2009-05-07 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Commission $469,000 · Revenue Decline to Disclose | ||||
| HF | Neuberger Berman Multi-Asset Real Return Portfolio Master Fund LP | [2012-03-30] | 147.0 M | 13.8 M |
| Filed 2017-01-27 (D/A) · Exemption 506(b), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Neuberger Berman Municipal Enhanced Cash Portfolio LLC | 2012-03-30 | 270.9 M | |
| SA | Premium Loan Trust I Ltd | 2012-03-30 | ||
| HF | The Monon Fund Ltd | 2012-03-30 | 150.0 M | |
| SA | Trinity CDO Limited | 2012-03-30 | 166.8 M | |
| HF | US Residential Opportunity Fund I LLC | [2012-03-30] | 355.0 M | 5.0 M |
| Offered $355,010,000 · Filed 2013-06-06 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $50,000,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| SA | Verde CDO Ltd | 2012-03-30 | 30.4 M | |
| SA | Wicker Park CDO I Ltd | 2012-03-30 | 961.9 M | |
| HF | Orchard Square Partners Credit Master Fund Ltd | [2012-03-29] | 307.4 M | 123.4 M |
| Filed 2019-01-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $429,249 · Net Assets Decline to Disclose | ||||
| HF | Vantage Growth Partners LP | [2012-02-21] | 0.4 M | 76.7 M |
| Offered $50,000,000 · Filed 2016-01-15 (D) · Exemption 506(b), 3(c)(1) · Remaining $49,610,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Vantage Partners LP | [2012-02-21] | 0.2 M | 74.5 M |
| Offered $50,000,000 · Filed 2020-01-07 (D) · Exemption 506(b), 3(c)(1) · Remaining $49,750,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Karnak Partners LP | [2012-02-14] | 385.5 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 24,100 | 8.9 |
| (b) Individuals (high net worth individuals) | 15,676 | 63.0 |
| (c) Banking or thrift institutions | 1 | 0.1 |
| (d) Investment companies | 72 | 69.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 378 | 142.3 |
| (g) Pension and profit sharing plans | 710 | 28.5 |
| (h) Charitable organizations | 991 | 6.0 |
| (i) State or municipal government entities | 44 | 27.8 |
| (j) Other investment advisers | 9 | 3.9 |
| (k) Insurance companies | 62 | 24.1 |
| (l) Sovereign wealth funds and foreign official institutions | 14 | 9.4 |
| (m) Corporations or other businesses not listed above | 1,828 | 14.2 |
| (n) Other | 69 | 0.7 |
| Total | 43,954 | 398.6 |
| By Discretionary | ||
| Discretionary | 43,516 | 395.0 |
| Non-Discretionary | 438 | 3.6 |
| Total | 43,954 | 398.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 146.3 | |
| United States Persons | 252.4 | |
| Total | 43,954 | 398.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| John Lewis | Director | 289 | 39 | |
| Charles Thomas | Director | 160 | 30 | |
| Patrick Agemian | Director | 111 | 30 | |
| Khalid Iton | Director | 109 | 22 | |
| Cav GP Ltd | Promoter | 102 | 20 | |
| Jeffrey Smith | Director | 212 | 8 | |
| Andrew Johnson | Director, Executive Officer | 174 | 7 | |
| Joseph Amato | Director, Executive Officer | 120 | 6 | |
| Anthony Tutrone | Executive Officer | 154 | 5 | |
| Bradley Tank | Director, Executive Officer, Promoter | 57 | 5 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001230440] | |
| 3 | [0001230440] | |
| 4 | [0001230440] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $77.7B |
| Clients | 54 (2 non-US) |
| Serves | Institutional, Retail, Research |
| Fund Types | Hedge Fund, Private Equity |
| LEI | 8PSZVUUKYGCPW2RDO373 |
| Related People Network |
|---|
| 66 people file Form D offerings alongside this firm's people, tied to 15 other firms through shared filers. |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Getty Images Holdings Inc GETY
Class A common stock
|
2025-12-23 | Other | 38,123,044 | $0.00 | |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2025-12-17 | Other | 15,428,050 | $0.00 | |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2025-10-31 | Sell | 3,470,917 | $2.27 | 7,878,982 |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2025-10-29 | Sell | 63,000 | $2.08 | 131,040 |
|
CC Neuberger Principal Holdings I ETWO
Class A Common Stock
|
2025-05-27 | Sell | 30,607,831 | $3.21 | 98,251,138 |
|
CC Neuberger Principal Holdings I ETWO
Warrants to purchase Class A Common Stock · derivative
|
2025-05-27 | Sell | 10,140,000 | $0.00 | |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2024-11-20 | Sell | 4,100,000 | $2.46 | 10,086,000 |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2023-04-24 | Sell | 187,392 | $8.17 | 1,530,993 |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2023-04-24 | Sell | 385,314 | $7.79 | 3,001,596 |
|
CC Neuberger Principal Holdings I ETWO
Class A Common Stock
|
2023-03-27 | Other | 567,713 | $0.00 | |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2023-02-07 | Sell | 73,555 | $7.89 | 580,349 |
|
CC Neuberger Principal Holdings I ETWO
Class A Common Stock
|
2022-12-30 | Sell | 40,000 | $5.86 | 234,400 |
|
Getty Images Holdings Inc GETY
Warrants to purchase Class A common stock · derivative
|
2022-10-19 | Other | 3,750,000 | $0.01 | 37,500 |
|
CC Neuberger Principal Holdings I ETWO
Class A Common Stock
|
2022-10-12 | Other | 128,942 | $0.00 | |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2022-09-20 | Sell | 5,200 | $8.74 | 45,448 |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2022-09-19 | Sell | 131,618 | $8.50 | 1,118,753 |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2022-09-16 | Sell | 628,485 | $8.80 | 5,530,668 |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2022-09-16 | Sell | 108,038 | $10.71 | 1,157,087 |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2022-09-16 | Sell | 307,934 | $9.73 | 2,996,198 |
|
Getty Images Holdings Inc GETY
Warrants to purchase Class A common stock · derivative
|
2022-08-29 | Option exercise | 9,280,000 | $0.00 | |
| showing 20 of 31 most recent transactions | |||||
| Related Firms | State | AUM |
|---|---|---|
|
Neuberger Berman Investment Advisers LLC
✚
|
NY | 398.65 B |
|
Neuberger Berman Europe Limited
✚
|
97.98 B | |
|
Neuberger Berman Singapore PTE Limited
✚
|
29.29 B | |
|
Neuberger Berman Asia Limited
✚
|
11.01 B | |
|
Neuberger Berman Loan Advisers LLC
✚
|
IL | 4,928.0 M |
|
Neuberger Berman Breton Hill ULC
✚
|
A6 | |
|
Neuberger Berman BD LLC
✚
|
NY | |
|
Neuberger Berman Asset Management LLC
✚
|
NY | |
|
Neuberger Berman Management LLC
✚
|
NY |
| Comparable Firms | State | AUM |
|---|---|---|
|
Morgan Stanley Investment Management Inc
✚
|
NY | 702.25 B |
|
Goldman Sachs Asset Management International
✚
|
621.02 B | |
|
Principal Global Investors LLC
✚
|
IA | 427.71 B |
|
Cambridge Associates LLC
✚
|
MA | 326.70 B |
|
Mercer Investments LLC
✚
|
MA | 226.04 B |
|
Mackay Shields LLC
✚
|
NY | 159.52 B |
|
Wilshire Advisors LLC
✚
|
CA | 149.10 B |
|
Grantham Mayo van Otterloo & Co LLC
✚
|
MA | 80.97 B |
|
MIO Partners Inc
✚
|
NY | 59.59 B |
|
LIDO Advisors LLC
✚
|
CA | 42.50 B |