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| Neuberger Berman Investment Advisers LLC
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| CRD # | 124687 |
| SEC # | 801-61757 |
| CIK # | 0001230440 |
| AUM | 398.65 B (2026-03-27) |
| Employees | 1,542 (42% Investors, 49% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-476-9000 |
| Address | 1290 Avenue of The Americas New York, NY 10104 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 5.1 | ||
| Microsoft Corp | 4.2 | ||
| Apple Inc | 4.0 | ||
| Amazon Com Inc | 3.6 | ||
| Alphabet Inc | 2.7 | ||
| Alphabet Inc | 2.5 | ||
| J P Morgan Chase & Co | 2.3 | ||
| Lilly Eli & Co | 1.6 | ||
| Facebook Inc | 1.4 | ||
| Broadcom Inc | 1.3 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Kantor Private Opportunities X LP | [2026-03-27] | 70.0 M | |
| Filed 2026-01-28 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $775,479 · Revenue Decline to Disclose | ||||
| HF | Neuberger Berman Principal Strategies Merger Arbitrage Master Fund SCSP | [2026-03-27] | 458.4 M | |
| Filed 2026-03-12 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Neuberger PSG Prima X LP | [2026-03-27] | 48.2 M | |
| Filed 2026-03-06 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $200,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Kantor Private Opportunities IX LP | [2025-11-21] | 15.7 M | 15.9 M |
| Filed 2025-10-10 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Neuberger PSG Prima IX LP | [2025-11-21] | 27.1 M | 33.9 M |
| Filed 2025-09-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $200,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | Neuberger Berman CLO Evergreen Master Fund LP | [2025-05-29] | 60.5 M | |
| Filed 2025-05-29 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Kantor Private Opportunities VIII LP | [2025-03-28] | 58.7 M | 120.8 M |
| Filed 2025-04-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $531,999 · Revenue Decline to Disclose | ||||
| HF | Neuberger Berman Real Estate Debt Income Fund I | 2025-01-31 | 97.9 M | |
| PE | Kantor Private Opportunities VII LP | 2024-12-18 | 276.4 M | |
| HF | Neuberger Berman Japan Equity Master Fund LP | [2024-12-18] | 3.0 M | 3.6 M |
| Filed 2025-10-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 24,100 | 8.9 |
| (b) Individuals (high net worth individuals) | 15,676 | 63.0 |
| (c) Banking or thrift institutions | 1 | 0.1 |
| (d) Investment companies | 72 | 69.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 378 | 142.3 |
| (g) Pension and profit sharing plans | 710 | 28.5 |
| (h) Charitable organizations | 991 | 6.0 |
| (i) State or municipal government entities | 44 | 27.8 |
| (j) Other investment advisers | 9 | 3.9 |
| (k) Insurance companies | 62 | 24.1 |
| (l) Sovereign wealth funds and foreign official institutions | 14 | 9.4 |
| (m) Corporations or other businesses not listed above | 1,828 | 14.2 |
| (n) Other | 69 | 0.7 |
| Total | 43,954 | 398.6 |
| By Discretionary | ||
| Discretionary | 43,516 | 395.0 |
| Non-Discretionary | 438 | 3.6 |
| Total | 43,954 | 398.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 146.3 | |
| United States Persons | 252.4 | |
| Total | 43,954 | 398.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| John Lewis | Director | 291 | 39 | |
| Charles Thomas | Director | 161 | 30 | |
| Patrick Agemian | Director | 111 | 30 | |
| Khalid Iton | Director | 109 | 22 | |
| Cav GP Ltd | Promoter | 102 | 20 | |
| Jeffrey Smith | Director | 213 | 8 | |
| Andrew Johnson | Director, Executive Officer | 177 | 7 | |
| Joseph Amato | Director, Executive Officer | 121 | 6 | |
| Anthony Tutrone | Executive Officer | 156 | 5 | |
| Bradley Tank | Director, Executive Officer, Promoter | 57 | 5 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001230440] | |
| 3 | [0001230440] | |
| 4 | [0001230440] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $77.7B |
| Clients | 54 (2 non-US) |
| Serves | Institutional, Retail, Research |
| Fund Types | Hedge Fund, Private Equity |
| LEI | 8PSZVUUKYGCPW2RDO373 |
| Related People Network |
|---|
| 66 people file Form D offerings alongside this firm's people, tied to 15 other firms through shared filers. |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Getty Images Holdings Inc GETY
Class A common stock
|
2025-12-23 | Other | 38,123,044 | $0.00 | |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2025-12-17 | Other | 15,428,050 | $0.00 | |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2025-10-31 | Sell | 3,470,917 | $2.27 | 7,878,982 |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2025-10-29 | Sell | 63,000 | $2.08 | 131,040 |
|
E2open Parent Holdings Inc ETWO
Class A Common Stock
|
2025-05-27 | Sell | 30,607,831 | $3.21 | 98,251,138 |
|
E2open Parent Holdings Inc ETWO
Warrants to purchase Class A Common Stock · derivative
|
2025-05-27 | Sell | 10,140,000 | $0.00 | |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2024-11-20 | Sell | 4,100,000 | $2.46 | 10,086,000 |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2023-04-24 | Sell | 187,392 | $8.17 | 1,530,993 |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2023-04-24 | Sell | 385,314 | $7.79 | 3,001,596 |
|
E2open Parent Holdings Inc ETWO
Class A Common Stock
|
2023-03-27 | Other | 567,713 | $0.00 | |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2023-02-07 | Sell | 73,555 | $7.89 | 580,349 |
|
E2open Parent Holdings Inc ETWO
Class A Common Stock
|
2022-12-30 | Sell | 40,000 | $5.86 | 234,400 |
|
Getty Images Holdings Inc GETY
Warrants to purchase Class A common stock · derivative
|
2022-10-19 | Other | 3,750,000 | $0.01 | 37,500 |
|
E2open Parent Holdings Inc ETWO
Class A Common Stock
|
2022-10-12 | Other | 128,942 | $0.00 | |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2022-09-20 | Sell | 5,200 | $8.74 | 45,448 |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2022-09-19 | Sell | 131,618 | $8.50 | 1,118,753 |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2022-09-16 | Sell | 628,485 | $8.80 | 5,530,668 |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2022-09-16 | Sell | 108,038 | $10.71 | 1,157,087 |
|
Getty Images Holdings Inc GETY
Class A common stock
|
2022-09-16 | Sell | 307,934 | $9.73 | 2,996,198 |
|
Getty Images Holdings Inc GETY
Warrants to purchase Class A common stock · derivative
|
2022-08-29 | Option exercise | 9,280,000 | $0.00 | |
| showing 20 of 31 most recent transactions | |||||
| Related Firms | State | AUM |
|---|---|---|
|
Neuberger Berman Investment Advisers LLC
✚
|
NY | 398.65 B |
|
Neuberger Berman Europe Limited
✚
|
97.98 B | |
|
Neuberger Berman Singapore PTE Limited
✚
|
29.29 B | |
|
Neuberger Berman Asia Limited
✚
|
11.01 B | |
|
Neuberger Berman Loan Advisers LLC
✚
|
IL | 4,928.0 M |
|
Neuberger Berman Breton Hill ULC
✚
|
A6 | |
|
Neuberger Berman BD LLC
✚
|
NY | |
|
Neuberger Berman Asset Management LLC
✚
|
NY | |
|
Neuberger Berman Management LLC
✚
|
NY |
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|---|---|---|
|
Morgan Stanley Investment Management Inc
✚
|
NY | 702.25 B |
|
Goldman Sachs Asset Management International
✚
|
621.02 B | |
|
Principal Global Investors LLC
✚
|
IA | 427.71 B |
|
Cambridge Associates LLC
✚
|
MA | 326.70 B |
|
Mercer Investments LLC
✚
|
MA | 226.04 B |
|
Mackay Shields LLC
✚
|
NY | 159.52 B |
|
Wilshire Advisors LLC
✚
|
CA | 149.10 B |
|
Grantham Mayo van Otterloo & Co LLC
✚
|
MA | 80.97 B |
|
MIO Partners Inc
✚
|
NY | 59.59 B |
|
LIDO Advisors LLC
✚
|
CA | 42.50 B |