Neuberger Berman Investment Advisers LLC

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Neuberger Berman Investment Advisers LLC
CRD #124687
SEC #801-61757
CIK #0001230440
AUM $362.7 B (2025-05-29)
Employees 1,668 (41% Investors, 53% Brokers)
Phone212-476-9000
Address1290 Avenue of The Americas
New York, NY 10104
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn]
Total AUM ($B)
4003202401608002001200920172026
Sector Form 13F Holdings Value ($B)
Microsoft Corp 5.8
Nvidia Corp 4.2
Amazon Com Inc 3.8
Apple Inc 3.4
J P Morgan Chase & Co 2.6
Facebook Inc 1.9
Alphabet Inc 1.6
Alphabet Inc 1.6
Home Depot Inc 1.5
Lilly Eli & Co 1.2
View All
Holdings by Sector ($B)
16012896643202012201620212026
Type Form D Funds Date Sold ($M) AUM ($M)
HF Neuberger Berman CLO Evergreen Master Fund LP [2025-05-29] 0.0 0.0
PE Kantor Private Opportunities VIII LP [2025-03-28] 58.7 0.0
HF Neuberger Berman Real Estate Debt Income Fund I 2025-01-31 12.8
PE Kantor Private Opportunities VII LP 2024-12-18 79.4
HF Neuberger Berman Japan Equity Master Fund LP [2024-12-18] 3.0 3.2
HF Grove Funding IV LP [2024-07-01] 530.0 374.3
HF Grove Funding III Inc [2024-01-11] 50.0 305.0
HF Neuberger Berman Real Estate Debt Income Fund B-1 LP 2024-01-11 177.6
HF Neuberger Berman Tactical Macro Enhanced Master Fund LP [2024-01-11] 21.6 23.6
HF Neuberger Berman Real Estate Debt Income Core Fund B LP [2023-09-27] 9.0 184.9
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 24,017 8.8
(b) Individuals (high net worth individuals) 14,704 56.0
(c) Banking or thrift institutions 1 0.1
(d) Investment companies 85 64.7
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 366 128.4
(g) Pension and profit sharing plans 763 30.3
(h) Charitable organizations 969 5.7
(i) State or municipal government entities 45 27.3
(j) Other investment advisers 9 3.2
(k) Insurance companies 61 17.4
(l) Sovereign wealth funds and foreign official institutions 16 6.1
(m) Corporations or other businesses not listed above 1,809 14.1
(n) Other 60 0.6
Total 42,905 362.7
By Discretionary
Discretionary 42,642 355.4
Non-Discretionary 263 7.2
Total 42,905 362.7
By Non-United States Persons
Non-United States Persons 133.6
United States Persons 229.1
Total 42,905 362.7
Limited Partners2011 - 2025
Alaska Division of Retirement and Benefits
California Public Employees' Retirement System
Hawaii Employee Retirement System
Houston Police Officers' Pension System
Los Angeles County Employees Retirement Association
Maryland State Retirement and Pension System
Minnesota State Board of Investment
New Hampshire Retirement System
New York City Employees' Retirement System
New York State and Local Retirement System
New York State Common Retirement Fund
Ohio Police & Firefighters
South Carolina Public Employees Benefit Authority
South Dakota Investment Council
State Board of Administration of Florida
State Teachers Retirement System of Ohio
Teachers' Retirement System of the City of New York
Form D Directors # Filings # Firms 2011 - 2025
Charles Thomas 157
Khalid Iton 108
CAV GP Ltd 100
Andrew Johnson 172
Anthony Tutrone 145
Joseph Amato 114
Bradley Tank 57
John Kramer 50
Heather Zuckerman 31
Peter Cohen 25
Robert Conti 18
John Hallam 14
Neuberger Berman Fixed Income LLC 13
Neuberger Berman Investment Advisers LLC 111
Patrick Flynn 46
David Kupperman 26
Peter Sterling 25
Kenneth Deregt 25
John Humphrey 17
Thomas Strauss 15
Yonah Feder 15
NB Alternative Investment Management LLC 8
Jeffrey Solomon 6
Morgan Stark 5
Stephen Wright 52
Lawrence Kohn 43
Robert Eason 35
Vanessa Rosenthal 32
Brad Tank 27
Steven Rogers 20
Samuel Porat 19
Bradley Anderson 17
Ashok Bhatia 14
Douglas Kramer 12
Joseph Rotter 12
NB Equity Management GP LLC 10
Neuberger Berman Principal Strategies Prima GP LLC 10
Dmitry Gasinsky 10
Robert Olson 10
Gabe Cahill 10
Steve Wright 10
David Mancilla 9
Raymond Sullivan 9
Neuberger Berman Principal Strategies Prima Associates LP 9
Jeff Majit 8
Terrence Glomski 8
Dennis Ainger 7
Paul Lanks 7
Anne Brennan 7
Robert Surgent 6
Stephen Zacny 6
J Kramer 6
Ken Deregt 5
Neuberger Berman Loan Advisers Holdings GP LLC 5
Christopher Sherwell 4
Maarten Nederlof 3
Mark Faulkenberg 3
Steven Wright 3
NB Crossover and Partner Equity Fund I Associates LP 3
Ray Sullivan 3
Neuberger Berman Principal Strategies GP LLC 2
Neuberger Berman SDS Enhanced Equity GP LLC 2
NB Specialty Finance Associates LP 2
Norman Milner 2
NB Opportunistic Capital Solutions Fund GP LLC 2
Charles Kantor 2
Neuberger Berman Europe Limited 2
Irina Babushkina 2
Rick Dowdle 2
Alison Deans 2
J Douglas Kramer 2
Michael Holmberg 6
Russell Gao 3
John Morriss 3
Jeffrey Mauro 3
Dan Mogelnicki 3
Ravi Soni 2
Neuberger Berman Special Situations Associates GP III LLC 2
Brendan McDermott 2
Neuberger Berman Special Situations Associates LP 2
Nboks Co-Invest Fund GP LLC 1
Kantor Private Opportunities III Associates LP 1
NB International Small Cap Fund GP LLC 1
Kantor Private Opportunities VIII Associates LP 1
Kantor Private Opportunities II Associates LP 1
Neuberger Berman Investment Advisers GP Holdings LLC 1
Neuberger Berman LLC 1
Neuberger Berman Fixed Income GP Holdings LLC 1
NB China A-Share Equity Fund GP LLC 1
NB Cape Co-Invest Fund III Associates LP 1
Orchard Square Partners GP LLC 1
Great Lake Funding I LLC 1
Dimitry Gasinsky 1
NB Cape Co-Invest Fund I Associates LP 1
Neuberger Berman Special Situations Associates III LP 1
Kantor Private Opportunities I Associates LP 1
Kantor Private Opportunities IV Associates LP 1
US ROF GP IV LLC 1
Robin Monrodavies 1
Doug Kramer 1
Scott Featherman 1
Martin Mulroe 1
NB Japan Equity Fund GP LLC 1
US ROF Holdings II LLC 1
NBLA III Associates LP 1
NB Strategic India Equity Fund GP LLC 1
Kantor Private Opportunities V Associates LP 1
Greene Street Funding LLC 1
NB Cape Co-Invest Fund II Associates LP 1
Joesph Amato 1
Homeward GP I LLC 1
Kantor Private Opportunities VI Associates LP 1
Neuberger Berman Risk Parity GP LLC 1
PRMF Associates LLC 1
Talmai Morgan 1
NB CLO Evergreen Fund GP LLC 1
NB Distressed Debt Associates LP 1
NB Alpha Capture GP LLC 1
Neuberger Berman Special Situations Bedrock Associates LP 1
EDGAR Form CIK 2011 - 2025
13F-NT [0001230440]
3 [0001230440]
4 [0001230440]
Form 3/4/5 Subject 2011 - 2025
NB Asset-Based Credit Fund
Neuberger Berman Investment Advisers LLC
Neuberger Berman Group LLC
Neuberger Berman Investment Advisers Holdings LLC
E2open Parent Holdings, Inc.
Getty Images Holdings, Inc.
Jackson Credit Opportunities Fund
NB Crossroads Private Markets Fund VII Holdings LP
NB Crossroads Private Markets Fund VII LP
Neuberger Berman Next Generation Connectivity Fund Inc.
View All
Related Firms State AUM ($B)
Neuberger Berman Investment Advisers LLC
NY 362.7
Neuberger Berman Europe Limited
80.0
Neuberger Berman Singapore PTE Limited
26.1
Neuberger Berman Asia Limited
6.9
Neuberger Berman Loan Advisers LLC
IL 6.0
Neuberger Berman Breton Hill ULC
A6 0.0
Neuberger Berman BD LLC
NY 0.0
Neuberger Berman Asset Management LLC
NY 0.0
Neuberger Berman Management LLC
NY 0.0
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