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| Pathstone Family Office LLC
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| CRD # | 151736 |
| SEC # | 801-70776 |
| CIK # | 0001511137 |
| AUM | 110.30 B (2026-03-31) |
| Employees | 704 (52% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 201-944-7284 |
| Address | 10 Sterling Blvd Englewood, NJ 07631 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.7 | ||
| Microsoft Corp | 0.6 | ||
| Nvidia Corp | 0.6 | ||
| Amazon Com Inc | 0.3 | ||
| Alphabet Inc | 0.3 | ||
| Coca Cola Co | 0.2 | ||
| Alphabet Inc | 0.2 | ||
| Tesla Motors Inc | 0.2 | ||
| Broadcom Inc | 0.2 | ||
| Facebook Inc | 0.2 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | HCP Full Consequence Investing Fund IV LP | [2026-03-31] | 1.3 M | |
| Filed 2025-03-20 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Pathstone AI Coinvest 2025 LP | [2026-03-31] | 141.8 M | 142.2 M |
| Filed 2025-08-26 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Pathstone Early Stage Venture Fund LP - Series 5 | [2026-03-31] | ||
| Filed 2025-07-24 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Pathstone Private Innovations 2025 LP | [2026-03-31] | 67.2 M | |
| Filed 2025-05-28 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | VLP060 | 2026-03-31 | 102.2 M | |
| HF | VLP059 | 2025-03-31 | 115.6 M | |
| PE | HCP Private Equity Fund XII-A LP | [2025-03-19] | 25.0 M | 4.1 M |
| Filed 2025-03-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | HCP Private Equity Fund XII LP | [2025-03-19] | 165.8 M | 29.1 M |
| Filed 2025-03-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| VC | ESP Investors LLC | 2024-03-29 | 5.1 M | |
| HF | VLP058 | 2024-03-29 | 146.3 M | |
| RE | Arapaho Peak Real Estate Fund VIII LP | [2024-03-27] | 8.5 M | 12.4 M |
| Filed 2024-05-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | CC - Addition Five LP | [2024-03-27] | 6.0 M | 6.8 M |
| Filed 2024-06-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | CC - Timber Bay Fund III LP | [2024-03-27] | 6.0 M | 9.9 M |
| Filed 2024-06-28 (D/A) · Exemption 506(b) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Kenosha Municipal Opportunities Fund IV LP | [2024-03-27] | 29.7 M | 28.6 M |
| Filed 2024-02-27 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Maroon Peaks Private Equity Fund XIII LP | [2024-03-27] | 32.3 M | 64.1 M |
| Filed 2024-03-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | Montezuma Fund VIII LP | [2024-03-27] | 22.4 M | 41.1 M |
| Filed 2024-03-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Potosi Peak Impact Fund II LP | [2024-03-27] | 2.6 M | 3.3 M |
| Filed 2025-08-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| VC | CER Fund III Consolidation LLC | 2023-03-30 | 5.4 M | |
| PE | HCP Ah 2022 Investors LP | [2023-03-30] | 75.6 M | |
| Filed 2021-12-06 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | HCP Ah Crypto 2022 Investors LP | [2023-03-30] | 28.3 M | |
| Filed 2022-03-03 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | HCP Early Stage Venture Fund LP - Series 4 | [2023-03-30] | 53.0 M | 32.3 M |
| Filed 2023-07-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | HCP Private Equity Fund XI-A LP | [2023-03-30] | 21.1 M | |
| Filed 2022-02-25 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | HCP Private Equity Fund Xi LP | [2023-03-30] | 171.1 M | |
| Filed 2022-02-25 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | HCP Real Estate Fund IV-A LP | [2023-03-30] | 13.9 M | |
| Filed 2021-12-09 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | HCP Real Estate Fund IV LP | [2023-03-30] | 35.9 M | |
| Filed 2021-11-18 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Pathstone PMA Income Series LLC- Series 2022 | [2023-03-30] | 54.9 M | |
| Filed 2022-03-09 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| RE | Pathstone PMA Real Estate 2022 LP | [2023-03-30] | 57.2 M | 23.0 M |
| Filed 2023-12-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Radcliff 1 as A Series of Dyson Capital Series Fund LLC | [2023-03-30] | 9.8 M | 15.0 M |
| Offered $9,750,000 · Filed 2022-03-08 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | VLP057 | 2023-03-30 | 301.5 M | |
| PE | CC - Addition Four LP | [2023-03-21] | 8.9 M | 11.8 M |
| Filed 2022-06-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Pathstone PMA 2021-B LP | [2022-03-31] | 18.9 M | 56.3 M |
| Filed 2021-09-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Pathstone PMA 2021 LP | [2022-03-31] | 25.5 M | 28.4 M |
| Filed 2021-09-02 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | Pathstone PMA Income Series LLC- Series 2021 | [2022-03-31] | 25.2 M | 97.4 M |
| Filed 2021-09-02 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | HCP Crypto Fund I LP | [2022-03-30] | 54.4 M | |
| Filed 2021-06-10 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | HCP Early Stage Venture Fund LP - Series 3 | [2022-03-30] | 92.6 M | |
| Filed 2021-04-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | HCP Full Consequence Investing Fund III LP | [2022-03-30] | 29.2 M | |
| Filed 2021-04-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | HCP PD I Investors LP | [2022-03-30] | 82.6 M | |
| Filed 2021-10-27 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | HCP Private Equity Fund X-A LP | [2022-03-30] | 41.6 M | |
| Filed 2021-03-11 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | HCP Private Equity Fund X LP | [2022-03-30] | 13.8 M | |
| Filed 2021-03-11 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | QED 2021 as A Series of Dyson Capital Series Fund LLC | [2022-03-30] | 22.5 M | |
| Offered $28,050,000 · Filed 2021-08-02 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $28,050,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| RE | Arapaho Peak Real Estate Fund VII LP | [2022-03-18] | 30.9 M | 37.3 M |
| Filed 2022-01-20 (D/A) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | CC - Addition Three LP | [2022-03-18] | 10.8 M | 12.1 M |
| Filed 2022-08-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | CC - Addition Two LP | [2022-03-18] | 7.5 M | 9.3 M |
| Filed 2022-09-30 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | CC - Tiger Global PIP XIV LP | [2022-03-18] | 28.9 M | 17.9 M |
| Filed 2022-01-24 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | CC - Tiger Global PIP XV LP | [2022-03-18] | 21.1 M | 18.0 M |
| Filed 2022-08-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Kenosha High Yield Fund VII LP | [2022-03-18] | 27.2 M | 26.0 M |
| Filed 2022-09-30 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Kenosha Municipal Opportunities Fund III LP | [2022-03-18] | 43.8 M | 28.6 M |
| Filed 2022-02-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Maroon Peaks Private Equity Fund XII LP | [2022-03-18] | 75.5 M | 109.2 M |
| Filed 2022-10-21 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Maroon Peaks Private Equity Fund Xi LP | [2022-03-18] | 66.5 M | 85.3 M |
| Filed 2021-12-30 (D/A) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| VC | Montezuma Fund VII LP | [2022-03-18] | 48.0 M | 59.5 M |
| Filed 2022-10-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| VC | Montezuma Fund VI LP | [2022-03-18] | 56.2 M | 67.8 M |
| Filed 2022-01-20 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Potosi Peak Impact Fund LP | [2022-03-18] | 8.8 M | 10.7 M |
| Filed 2022-07-28 (D/A) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | VLP054 | 2021-03-31 | 135.4 M | |
| HF | VLP055 | 2021-03-31 | 108.1 M | |
| PE | Cspiv 2020 as A Series of Dyson Series Fund LLC | [2021-03-30] | 7.7 M | 0.0 M |
| Offered $7,650,000 · Filed 2020-11-06 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | GAIP 2019 as A Series of Dyson Series Fund LLC | [2021-03-30] | 30.7 M | |
| Filed 2020-01-22 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | CornerStone Private Equity V Holdings | 2021-03-29 | ||
| PE | CC - Addition One LP | [2021-03-16] | 8.8 M | 10.5 M |
| Filed 2022-05-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | CC - QED Fund VI LP | [2021-03-16] | 12.3 M | 15.8 M |
| Filed 2021-12-09 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | CC - Tiger Global LP | [2021-03-16] | 45.9 M | 30.9 M |
| Filed 2025-02-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | CC - Tiger Global PIP XII LP | [2021-03-16] | 28.9 M | 25.8 M |
| Filed 2022-01-24 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Eldorado Natural Resources Fund V LP | [2021-03-16] | 6.1 M | 5.1 M |
| Filed 2022-07-21 (D/A) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Maroon Peaks Private Equity Fund X LP | [2021-03-16] | 66.5 M | 93.9 M |
| Filed 2021-12-30 (D/A) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Kenosha Municipal Opportunities Fund II LP | [2020-03-30] | 23.1 M | 17.4 M |
| Filed 2019-03-14 (D) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| VC | Montezuma Fund V LP | [2020-03-30] | 45.6 M | 67.1 M |
| Filed 2022-09-30 (D/A) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | VLP051 | 2020-03-30 | 120.4 M | |
| HF | VLP052 | 2020-03-30 | 17.0 M | |
| HF | VLP053 - Vittoria Fund - PB LP | 2020-03-30 | 85.0 M | |
| PE | HCP Early Stage Venture Fund LP - Series 2 | [2020-03-27] | 71.6 M | 68.9 M |
| Filed 2019-10-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | HCP Full Consequence Investing Fund II LP | [2020-03-27] | 30.8 M | |
| Filed 2019-03-22 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | HCP Private Equity Fund IX-A LP | [2020-03-27] | 44.0 M | 46.2 M |
| Filed 2020-04-20 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | HCP Private Equity Fund IX LP | [2020-03-27] | 256.0 M | 264.6 M |
| Filed 2020-04-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| RE | HCP Real Estate Fund III-A LP | [2020-03-27] | 19.8 M | |
| Filed 2019-07-30 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| RE | HCP Real Estate Fund III LP | [2020-03-27] | 65.5 M | |
| Filed 2019-06-10 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | CornerStone Private Equity IX-B LP | [2019-03-29] | 51.7 M | 55.4 M |
| Offered $51,675,000 · Filed 2019-11-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | CornerStone Private Equity IX LP | [2019-03-29] | 37.6 M | 40.3 M |
| Offered $37,600,000 · Filed 2019-11-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | KLD Investors LLC | [2019-03-29] | 5.7 M | |
| Offered $5,740,000 · Filed 2019-12-11 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | HCP BF 1819 Investors LP | [2019-03-28] | 6.8 M | 7.7 M |
| Filed 2018-03-16 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | HCP Early Stage Venture Fund LP - Series 1 | [2019-03-28] | 80.6 M | |
| Filed 2018-07-12 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | HCP QVP VI Investors LP | [2019-03-28] | 40.0 M | 51.3 M |
| Filed 2018-04-11 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | Saltbox CRA Fund LP | [2019-03-28] | 113.2 M | 130.1 M |
| Filed 2025-01-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Arapaho Peak Real Estate Fund VI LP | [2019-03-27] | 49.2 M | 36.4 M |
| Filed 2025-01-17 (D/A) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | Arapaho Springs Real Estate Fund LP | [2019-03-27] | 49.2 M | 25.9 M |
| Filed 2025-01-17 (D/A) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | CC - H Capital V LP | [2019-03-27] | 12.6 M | 13.5 M |
| Filed 2019-01-22 (D) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(1), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | CC - Tiger Global PIP Xi LP | [2019-03-27] | 30.6 M | 34.3 M |
| Filed 2019-01-25 (D/A) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(1), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Kenosha High Yield Fund VI LP | [2019-03-27] | 21.8 M | 32.9 M |
| Filed 2019-01-25 (D/A) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Maroon Peaks Private Equity Fund IX LP | [2019-03-27] | 34.2 M | 76.0 M |
| Filed 2019-01-25 (D/A) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | Montezuma Fund IV LP | [2019-03-27] | 22.1 M | 70.9 M |
| Filed 2019-01-25 (D/A) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | VLP048 | 2018-03-30 | 47.2 M | |
| HF | VLP049 | 2018-03-30 | 0.0 M | |
| HF | VLP050 - Vittoria Fund - NI LP | 2018-03-30 | 212.2 M | |
| HF | Brush Street Strategic Credit Fund II LLC | [2018-03-29] | 4.3 M | 31.8 M |
| Offered $4,259,998 · Filed 2012-04-26 (D) · Exemption 506 · Minimum $14,238 · Duration One year or less · Revenue $1 - $1,000,000 | ||||
| RE | CornerStone Real Estate Fund V-B LP | [2018-03-29] | 6.6 M | 19.4 M |
| Filed 2015-07-14 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| RE | CornerStone Real Estate Fund V LP | [2018-03-29] | 34.1 M | 22.8 M |
| Offered $34,125,000 · Filed 2018-10-11 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | HCP Full Consequence Investing Fund I LP | [2018-03-29] | 32.0 M | 35.3 M |
| Offered $32,010,000 · Filed 2017-07-17 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | HCP Private Equity Fund VIII-A LP | [2018-03-29] | 42.8 M | 66.3 M |
| Filed 2019-03-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | HCP Private Equity Fund VIII LP | [2018-03-29] | 192.3 M | 296.5 M |
| Filed 2019-03-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| RE | HCP Real Estate Fund II LP | [2018-03-29] | 68.8 M | 46.4 M |
| Filed 2019-03-08 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Eldorado Natural Resources Fund IV LP | [2018-03-22] | 12.7 M | 11.0 M |
| Filed 2019-01-25 (D/A) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Kenosha Credit Opportunities Fund LP | [2018-03-22] | 244.2 M | 126.8 M |
| Filed 2025-01-22 (D/A) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Kenosha Muni Opportunity Fund I LP | [2018-03-22] | 16.0 M | 9.5 M |
| Filed 2018-03-19 (D/A) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Maroon Peaks Private Equity Fund VIII LP | [2018-03-22] | 4.8 M | 77.1 M |
| Filed 2017-03-01 (D/A) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| VC | Montezuma Fund III LP | [2018-03-22] | 6.2 M | 58.7 M |
| Filed 2018-03-19 (D/A) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | CornerStone Private Equity VIII-B LP | [2017-03-27] | 12.7 M | 24.5 M |
| Filed 2016-07-20 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | CornerStone Private Equity VIII LP | [2017-03-27] | 30.6 M | 36.7 M |
| Filed 2016-07-20 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Rex Advisors CB 2009 Investors LLC | 2016-11-01 | 0.0 M | |
| PE | Rex Advisors CB 2014 Investors LLC | 2016-11-01 | 3.7 M | |
| RE | Arapaho Peak Real Estate Fund V LP | [2016-03-31] | 22.8 M | 36.8 M |
| Filed 2017-03-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Kenosha High Yield Fund V LP | [2016-03-31] | 17.4 M | 19.5 M |
| Filed 2017-03-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Maroon Peaks Private Equity Fund VII LP | [2016-03-31] | 25.9 M | 74.6 M |
| Filed 2017-03-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| VC | Montezuma Fund II LP | [2016-03-31] | 11.7 M | 51.6 M |
| Filed 2017-03-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | Summit Global All Cap Equity Fund LP | [2016-03-31] | 78.2 M | 58.5 M |
| Filed 2025-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| RE | CornerStone Real Estate Fund IV-B LP | [2016-03-30] | 6.6 M | 3.3 M |
| Filed 2015-07-14 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| RE | CornerStone Real Estate Fund IV LP | [2016-03-30] | 31.7 M | 8.0 M |
| Filed 2015-07-14 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | VLP045 | 2016-03-30 | 94.3 M | |
| PE | HCP WPPE XII Investors-A LP | [2016-03-21] | 15.0 M | 8.3 M |
| Offered $15,000,000 · Filed 2015-11-02 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | HCP WPPE XII Investors LP | [2016-03-21] | 40.5 M | 22.5 M |
| Offered $40,500,000 · Filed 2015-11-02 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | VLP042 | 2015-10-28 | 100.6 M | |
| HF | VLP043 - Vittoria Fund - OC LP | 2015-10-28 | 367.9 M | |
| VC | Montezuma Fund LP | [2015-03-31] | 2.3 M | 42.7 M |
| Filed 2015-03-19 (D/A) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | Pagoda Peak Emerging Markets Fund LP | [2015-03-31] | 61.0 M | 16.7 M |
| Filed 2025-01-22 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | EH Investment Fund LP | [2015-03-30] | 1,035.8 M | 1,914.7 M |
| Filed 2017-07-17 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | HCP BF 2014 Investors LP | [2015-03-30] | 22.1 M | 28.0 M |
| Offered $22,125,000 · Filed 2014-06-19 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | HCP Energy and Natural Resources Fund LP | [2015-03-30] | 53.4 M | 22.7 M |
| Offered $53,350,000 · Filed 2015-08-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | HCP Private Equity Fund VII LP | [2015-03-30] | 23.8 M | 149.3 M |
| Offered $23,750,000 · Filed 2015-08-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| RE | HCP Real Estate Fund LP | [2015-03-30] | 40.9 M | 20.6 M |
| Offered $40,850,000 · Filed 2015-08-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | CornerStone Private Equity Fund VII LP | [2015-03-27] | 25.0 M | 20.5 M |
| Filed 2014-07-14 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | CornerStone Private Equity VII-B | [2015-03-27] | 7.8 M | 11.8 M |
| Filed 2014-07-14 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | Brush Street Strategic Credit Fund LLC | [2014-03-31] | 109.3 M | 212.1 M |
| Filed 2012-04-26 (D) · Exemption 506 · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| RE | Veritable NI Partners Series III LP | 2014-03-31 | 17.6 M | |
| HF | VLP039 | 2014-03-31 | 81.5 M | |
| Other | HCP China Capital Appreciation Fund LP | [2014-03-28] | 539.5 M | 12.5 M |
| Filed 2025-03-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | CornerStone Real Estate Fund III-B LP | [2014-03-27] | 3.2 M | 3.6 M |
| Filed 2013-12-24 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| RE | CornerStone Real Estate Fund III LP | [2014-03-27] | 33.8 M | 7.4 M |
| Filed 2013-08-05 (D) · Exemption 506, 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Eldorado Natural Resources Fund III LP | [2014-03-25] | 1.0 M | 5.7 M |
| Filed 2015-03-19 (D/A) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Maroon Peaks Private Equity Fund VI LP | [2014-03-25] | 14.7 M | 34.6 M |
| Filed 2015-03-19 (D/A) · Exemption 506(b), 4(a)(5), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | Sanitas Global Opportunity Fund LP | [2014-03-25] | 44.3 M | 34.0 M |
| Filed 2013-01-11 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Arapaho Peak Real Estate Fund IV LP | [2013-04-01] | 14.3 M | 3.7 M |
| Filed 2014-03-19 (D/A) · Exemption 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Maroon Peaks Private Equity Fund V LP | [2013-04-01] | 18.4 M | 16.1 M |
| Filed 2013-03-19 (D/A) · Exemption 506, 4(6), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Veritable NI Partners Series II LP | 2013-04-01 | 5.0 M | |
| HF | VLP035 - Vittoria Fund - E - LP | 2013-04-01 | 366.2 M | |
| PE | HCP CDH V Investors LP | [2013-03-28] | 27.0 M | 7.6 M |
| Offered $27,000,000 · Filed 2013-02-11 (D) · Exemption 506, 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | HCP Private Equity Fund VI LP | [2013-03-28] | 24.0 M | 71.9 M |
| Filed 2013-07-12 (D/A) · Exemption 506, 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | HCP WPPE Xi Investors LP | [2013-03-28] | 29.5 M | 9.1 M |
| Offered $37,500,000 · Filed 2012-12-21 (D) · Exemption 506, 3(c), 3(c)(7) · Remaining $8,000,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Veritable Long Biased Domestic Fund LP | [2012-07-27] | 194.7 M | 39.9 M |
| Filed 2020-12-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | Arapaho Peak Real Estate Fund III LP | [2012-03-30] | 13.7 M | |
| Filed 2011-03-18 (D/A) · Exemption 506, 4(6) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Caribou Global Equity Fund LP | 2012-03-30 | 20.0 M | |
| HF | Crestone Alternative Strategies LP | 2012-03-30 | 246.6 M | |
| HF | Crestone Alternative Strategies Ltd | [2012-03-30] | 111.9 M | 13.1 M |
| Filed 2025-11-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Eldorado Natural Resources Fund II LP | [2012-03-30] | 1.6 M | |
| Filed 2012-03-16 (D/A) · Exemption 506, 4(6), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | HCP Absolute Return Fund Master Feeder LLC | 2012-03-30 | 13.3 M | |
| PE | HCP China PE 2009 LP | [2012-03-30] | 8.5 M | 21.4 M |
| Offered $8,500,000 · Filed 2009-11-18 (D) · Exemption 506, 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | HCP Global Investment Fund-A LP | [2012-03-30] | 105.9 M | 185.7 M |
| Filed 2026-03-26 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | HCP Global Investment Fund LP | [2012-03-30] | 320.6 M | 270.6 M |
| Filed 2026-03-26 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | HCP MEP H Investors LP | [2012-03-30] | 42.0 M | 10.9 M |
| Filed 2011-07-13 (D/A) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | HCP Private Equity Fund III LP | [2012-03-30] | 28.5 M | |
| PE | HCP Private Equity Fund IV LP | [2012-03-30] | 15.2 M | 7.0 M |
| Offered $15,250,000 · Filed 2009-06-16 (D/A) · Exemption 506 · Minimum $500,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | HCP Private Equity Fund V LP | [2012-03-30] | 54.9 M | 47.8 M |
| Filed 2011-07-13 (D/A) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | HCP Real Assets Fund III LP | [2012-03-30] | 42.0 M | 13.6 M |
| Offered $41,985,000 · Filed 2012-07-13 (D/A) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | HCP Real Assets Fund II LP | [2012-03-30] | 5.1 M | |
| Other | HCP Special Opportunities Master Fund LLC | 2012-03-30 | 116.1 M | |
| PE | HCP WPPE X Investors LLC | [2012-03-30] | 49.5 M | 0.6 M |
| Offered $49,500,000 · Filed 2011-09-15 (D) · Exemption 506, 3(c), 3(c)(1), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | Kenosha High Yield Fund LP | 2012-03-30 | 4.2 M | |
| PE | Maroon Peaks Private Equity Fund III LP | [2012-03-30] | 3.4 M | |
| PE | Maroon Peaks Private Equity Fund I LP | 2012-03-30 | ||
| PE | Maroon Peaks Private Equity Fund IV LP | [2012-03-30] | 13.5 M | 4.1 M |
| Filed 2011-03-18 (D/A) · Exemption 506, 4(6), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Matterhorn International Fund LP | [2012-03-30] | 76.7 M | 28.0 M |
| Filed 2017-03-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Pleiades Investment Partners LP | [2012-03-30] | 886.8 M | 518.5 M |
| Filed 2025-09-10 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | The Pleiades Offshore Fund Ltd | 2012-03-30 | 25.7 M | |
| HF | The Vittoria Fund LP | 2012-03-30 | 2,465.7 M | |
| HF | The Vittoria Offshore Fund Ltd | 2012-03-30 | 164.9 M | |
| RE | Veritable NI Partners LP | [2012-03-30] | 12.3 M | 9.5 M |
| Filed 2012-05-30 (D) · Exemption 506, 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| HF | VLP014 - VEMF - A LP | 2012-03-30 | 131.2 M | |
| HF | VLP031 | 2012-03-30 | 141.1 M | |
| Other | CI-Mca Investors LLC | [2012-03-27] | 8.5 M | |
| Other | CornerStone Alternative Fixed Income Fund LP | [2012-03-27] | 0.0 M | |
| PE | CornerStone Private Equity V-A LP | 2012-03-27 | ||
| PE | CornerStone Private Equity V-B LP | 2012-03-27 | ||
| PE | CornerStone Private Equity VI-A LP | [2012-03-27] | 31.5 M | 12.7 M |
| Offered $50,000,000 · Filed 2011-05-18 (D) · Exemption 506 · Remaining $18,475,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| RE | CornerStone Real Estate Fund A LLC | 2012-03-27 | 0.0 M | |
| RE | CornerStone Real Estate Fund B LLC | 2012-03-27 | 0.0 M | |
| RE | CornerStone Real Estate Fund II-A LP | [2012-03-27] | 20.2 M | 1.2 M |
| Offered $35,000,000 · Filed 2010-07-14 (D) · Exemption 506 · Remaining $14,825,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Silver Lake Partners II LLC | 2012-03-27 | 0.4 M | |
| Other | Saltbox Partners Fund LP | 2012-03-21 | 12.1 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 145 | 0.1 |
| (b) Individuals (high net worth individuals) | 1,834 | 91.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 165 | 10.7 |
| (g) Pension and profit sharing plans | 5 | 0.3 |
| (h) Charitable organizations | 72 | 6.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 23 | 1.9 |
| (n) Other | 0 | 0.0 |
| Total | 27,165 | 110.3 |
| By Discretionary | ||
| Discretionary | 17,133 | 65.6 |
| Non-Discretionary | 10,032 | 44.7 |
| Total | 27,165 | 110.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.1 | |
| United States Persons | 109.2 | |
| Total | 27,165 | 110.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Michael Sherman | Director, Executive Officer | 74 | 8 | |
| Charles Keates | Executive Officer | 19 | 5 | |
| Dennis Ersin | Executive Officer | 9 | 5 | |
| Kathryn Hall | Director, Executive Officer | 55 | 4 | |
| Hull McKinnon | Executive Officer | 50 | 4 | |
| Michael Hughes | Executive Officer | 34 | 4 | |
| Michael Stolper | Executive Officer | 20 | 4 | |
| Eric Kramer | Director, Executive Officer | 75 | 3 | |
| Hall Capital Partners LLC | Director, Executive Officer | 45 | 3 | |
| Mark McKee | Director | 36 | 3 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001511137] | |
| 13F-NT | [0001511137] | |
| SC 13G | [0001511137] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.7B |
| Serves | Institutional, Retail, Research |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| Comparable Firms | State | AUM |
|---|---|---|
|
SEI Investments Management Corp
✚
|
PA | 216.43 B |
|
Stifel Nicolaus & Company Incorporated
✚
|
MO | 197.53 B |
|
Focus Partners Wealth LLC
✚
|
MO | 181.86 B |
|
Goldman Sachs & Co LLC
✚
|
NY | 133.64 B |
|
Cresset Asset Management LLC
✚
|
IL | 78.94 B |
|
Wells Fargo Investment Institute Inc
✚
|
NC | 43.00 B |
|
Sequoia Financial Advisors LLC
✚
|
OH | 32.24 B |
|
Vivaldi Capital Management LP
✚
|
IL | 5,641.1 M |
|
Three Bell Capital LLC
✚
|
TX | 5,051.1 M |
|
Avidian Wealth Enterprises LLC
✚
|
TX | 4,764.2 M |