Pathstone Family Office LLC

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Pathstone Family Office LLC ✚
CRD #	151736
SEC #	801-70776
CIK #	0001511137
AUM	110.30 B (2026-03-31)
Employees	704 (52% Investors, 0% Brokers)
Fees
Minimum
Phone	201-944-7284
Address	10 Sterling Blvd Englewood, NJ 07631
Source	[IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook]

Total AUM ($B) Copy

Sector	Form 13F Holdings	Value ($B)
	Apple Inc	0.7
	Microsoft Corp	0.6
	Nvidia Corp	0.6
	Amazon Com Inc	0.3
	Alphabet Inc	0.3
	Coca Cola Co	0.2
	Alphabet Inc	0.2
	Tesla Motors Inc	0.2
	Broadcom Inc	0.2
	Facebook Inc	0.2
View All

Holdings by Sector ($B)

Type	Form D Funds	Date	Sold	AUM
PE	HCP Full Consequence Investing Fund IV LP	[2026-03-31]		1.3 M
	Filed 2025-03-20 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE	Pathstone AI Coinvest 2025 LP	[2026-03-31]	141.8 M	142.2 M
	Filed 2025-08-26 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
PE	Pathstone Early Stage Venture Fund LP - Series 5	[2026-03-31]
	Filed 2025-07-24 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
PE	Pathstone Private Innovations 2025 LP	[2026-03-31]		67.2 M
	Filed 2025-05-28 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	VLP060	2026-03-31		102.2 M
HF	VLP059	2025-03-31		115.6 M
PE	HCP Private Equity Fund XII-A LP	[2025-03-19]	25.0 M	4.1 M
	Filed 2025-03-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
PE	HCP Private Equity Fund XII LP	[2025-03-19]	165.8 M	29.1 M
	Filed 2025-03-26 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
VC	ESP Investors LLC	2024-03-29		5.1 M
HF	VLP058	2024-03-29		146.3 M
View All

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	145	0.1
(b) Individuals (high net worth individuals)	1,834	91.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	165	10.7
(g) Pension and profit sharing plans	5	0.3
(h) Charitable organizations	72	6.3
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	23	1.9
(n) Other	0	0.0
Total	27,165	110.3
By Discretionary
Discretionary	17,133	65.6
Non-Discretionary	10,032	44.7
Total	27,165	110.3
By Non-United States Persons
Non-United States Persons		1.1
United States Persons		109.2
Total	27,165	110.3

Form D Directors	Role	# Filings	# Firms
Michael Sherman	Director, Executive Officer	74	8
Charles Keates	Executive Officer	19	5
Dennis Ersin	Executive Officer	9	5
Kathryn Hall	Director, Executive Officer	55	4
Hull McKinnon	Executive Officer	50	4
Michael Hughes	Executive Officer	34	4
Michael Stolper	Executive Officer	20	4
Eric Kramer	Director, Executive Officer	75	3
Hall Capital Partners LLC	Director, Executive Officer	45	3
Mark McKee	Director	36	3
Matthew Barger	Director	28	3
John Buoymaster	Director, Executive Officer	27	3
F Hellman	Director	24	3
Robert Bonnette	Executive Officer	24	3
John Swift	Director	18	3
Bruce Duff	Executive Officer	15	3
David Freudenberg	Executive Officer	13	3
Katie Robinette	Executive Officer	13	3
Paul Pedalino	Executive Officer	13	3
Kenneth Hart	Executive Officer	13	3
Timothy Alles	Executive Officer	12	3
Edward Bowman	Executive Officer	11	3
John Boneparth	Executive Officer	8	3
Doug Bonnette	Director, Executive Officer	6	3
Evan Wirkkala	Executive Officer	5	3
Simon Krinsky	Executive Officer	30	2
Eric Alt	Director, Executive Officer	30	2
Sarah Stein	Executive Officer	30	2
Pathstone Family Office LLC	Director, Executive Officer, Promoter	16	2
Matthew Fleissig	Executive Officer	14	2
Dave Drews	Executive Officer	12	2
Kelly Maregni	Executive Officer	12	2
Robert Trenner	Executive Officer	12	2
Bill Helman	Director	11	2
Crestone Asset Management LLC	Executive Officer	11	2
Hcp SPV Management LLC	Director, Promoter	10	2
Nicholas Perrins	Director, Executive Officer	8	2
Steve Braverman	Executive Officer	6	2
General Partner Hcp SPV Management LLC	Director, Promoter	5	2
Matthew Wiles	Executive Officer	5	2
Jerry Martin	Executive Officer	4	2
Christine Martin	Executive Officer	4	2
Thomas Motschall	Executive Officer	3	2
Jls Management LLC	Promoter	3	2
Rodney Wood	Executive Officer	3	2
Hcp Pef V Management LLC	Director	2	2
Hcp Pef VII Management LLC	Director	2	2
Hcp Fci Fund II Management LLC	Director	2	2
Saltbox II LLC	Promoter	2	2
Pathstone Asset Management LLC	Executive Officer	2	2
Allan Zachariah	Executive Officer	2	2
Eric J Kramer Kramer	Director	2	2
Hcp Pef VI Management LLC	Promoter	2	2
Flatirons GP LLC	Executive Officer, Promoter	9	1
Dyson Capital Advisors LLC	Director, Executive Officer	5	1
Hcp Esv Fund Management LLC	Director	3	1
Hcp Gif LLC	Director	2	1
Hcp Re IV Management LLC	Director	2	1
Hcp Pef VIII Management LLC	Promoter	2	1
Hcp Pef Xi Management LLC	Director	2	1
Hcp Pef IX Management LLC	Director	2	1
Hcp Re III Management LLC	Director	2	1
General Partner Hcp Pef XII Management LLC	Director	2	1
General Partner Hcp Pef VIII Management LLC	Promoter	2	1
Hcp Pef X Management LLC	Director	2	1
General Partner Pathstone Esv Fund Management LLC	Director	1	1
Hcp China Capital Appreciation Management LLC	Director	1	1
Hcp Ra III Management LLC	Promoter	1	1
Hcp Enr Management LLC	Director	1	1
Hcp Ehf Management LLC	Director	1	1
Hcp Fci Fund I Management LLC	Director	1	1
General Partner Hcp Esv Fund Management LLC	Promoter	1	1
Hcp Fci Fund III Management LLC	Director	1	1
Hcp Re II Management LLC	Director	1	1
Hcp Re Management LLC	Director	1	1
Hall Capital Partner LLC	Director	1	1
General Partner Hcp Fci Fund IV Management LLC	Director	1	1
Matt Wiles	Director	1	1
Crestone Asset Managment LLC	Executive Officer	1	1

EDGAR Form	CIK	2011 - 2026
13F-HR	[0001511137]
13F-NT	[0001511137]
SC 13G	[0001511137]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Pathstone Family Office LLC	Biopower Operations Corp	[2025-08-15]
Pathstone Family Office LLC	Nkgen Biotech Inc	[2025-02-28]
Pathstone Family Office LLC	Cognition Therapeutics Inc	[2025-02-04]
Pathstone Family Office LLC	Cognition Therapeutics Inc	[2024-01-19]

Firm Profile (Form ADV)
Discretionary AUM	$0.7B
Serves	Institutional, Retail, Research
Fund Types	Hedge Fund, Private Equity, Real Estate

Comparable Firms	State	AUM
SEI Investments Management Corp ✚	PA	216.43 B
Stifel Nicolaus & Company Incorporated ✚	MO	197.53 B
Focus Partners Wealth LLC ✚	MO	181.86 B
Goldman Sachs & Co LLC ✚	NY	133.64 B
Cresset Asset Management LLC ✚	IL	78.94 B
Wells Fargo Investment Institute Inc ✚	NC	43.00 B
Sequoia Financial Advisors LLC ✚	OH	32.24 B
Vivaldi Capital Management LP ✚	IL	5,641.1 M
Three Bell Capital LLC ✚	TX	5,051.1 M
Avidian Wealth Enterprises LLC ✚	TX	4,764.2 M

Pathstone Family Office LLC

Assets, Funds, Holdings