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| Happy Holidays!! thanks for using AUM13F!! |
| Prospera Financial Services Inc
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| CRD # | 10740 |
| SEC # | 801-65845 |
| CIK # | 0001541625 |
| AUM | $9.8 B (2025-04-08) |
| Employees | 265 (60% Investors, 63% Brokers) |
| Phone | 972-581-3000 |
| Address | 5429 LBJ Freeway Dallas, TX 75240 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.2 | ||
| Nvidia Corp | 0.2 | ||
| Microsoft Corp | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| J P Morgan Chase & Co | 0.1 | ||
| Broadcom Inc | 0.1 | ||
| Facebook Inc | 0.0 | ||
| Exxon Mobil Corp | 0.0 | ||
| Wal Mart Stores Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 9,452 | 3.3 |
| (b) Individuals (high net worth individuals) | 5,788 | 5.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.0 |
| (g) Pension and profit sharing plans | 192 | 0.9 |
| (h) Charitable organizations | 69 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 126 | 0.3 |
| (n) Other | 3 | 0.2 |
| Total | 23,433 | 9.8 |
| By Discretionary | ||
| Discretionary | 14,722 | 6.2 |
| Non-Discretionary | 8,711 | 3.6 |
| Total | 23,433 | 9.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 9.8 | |
| Total | 23,433 | 9.8 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001541625] | |
| SC 13G | [0001541625] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Kestra Private Wealth Services LLC
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|
TX | 10.2 |
|
McQueen Financial Advisors II Inc
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|
MI | 10.1 |
|
Mission Wealth Management LP
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CA | 10.0 |
|
Concurrent Investment Advisors LLC
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|
FL | 9.9 |
|
Aptus Capital Advisors LLC
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|
AL | 9.9 |
|
Agincourt Capital Management LLC
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|
VA | 9.7 |
|
Heck Capital Advisors LLC
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|
WI | 9.7 |
|
Hyperion Asset Management Limited
✚
|
9.4 | |
|
Gateway Investment Advisers LLC
✚
|
OH | 9.4 |
|
Shepherd Kaplan LLC
✚
|
MA | 9.4 |