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| UBS Asset Management Americas LLC
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|---|---|
| CRD # | 106838 |
| SEC # | 801-34910 |
| CIK # | 0000861177, 0001132716, 0000903954 |
| AUM | $588.2 B (2026-03-31) |
| Employees | 574 (45% Investors, 31% Brokers) |
| Phone | 212-713-2000 |
| Address | 1285 Avenue of The Americas New York, NY 10019 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($T) | |
|---|---|---|---|
| Nvidia Corp | 0.0 | ||
| Apple Inc | 0.0 | ||
| Microsoft Corp | 0.0 | ||
| Amazon Com Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Broadcom Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Tesla Motors Inc | 0.0 | ||
| Facebook Inc | 0.0 | ||
| Lilly Eli & Co | 0.0 | ||
| View All | |||
| Holdings by Sector ($T) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Florida Gulfcoast Partners BL LP | 2026-03-31 | 434.8 | |
| Other | Florida Gulfcoast Partners Multi-Asset Credit LP | 2026-03-31 | 1,041.1 | |
| SA | Madison Park Funding Lxviii Ltd | 2026-03-31 | 489.0 | |
| SA | Madison Park Funding LXV Ltd | 2026-03-31 | 394.6 | |
| SA | Madison Park Funding Lxxiii Ltd | 2026-03-31 | 597.0 | |
| SA | Madison Park Funding Lxxii Ltd | 2026-03-31 | 593.6 | |
| SA | Madison Park Funding LXXI Ltd | 2026-03-31 | 589.3 | |
| SA | Madison Park Funding LXX Ltd | 2026-03-31 | 495.5 | |
| SA | Madison Park Funding LXXV Ltd | 2026-03-31 | 597.5 | |
| SA | Madison Park Funding XL-R Ltd | 2026-03-31 | 590.8 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 326,365 | 95.9 |
| (b) Individuals (high net worth individuals) | 88,963 | 105.2 |
| (c) Banking or thrift institutions | 1,168 | 1.4 |
| (d) Investment companies | 62 | 96.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 360 | 184.4 |
| (g) Pension and profit sharing plans | 14 | 3.1 |
| (h) Charitable organizations | 2,743 | 4.3 |
| (i) State or municipal government entities | 141 | 9.4 |
| (j) Other investment advisers | 7 | 1.8 |
| (k) Insurance companies | 191 | 4.5 |
| (l) Sovereign wealth funds and foreign official institutions | 18 | 50.6 |
| (m) Corporations or other businesses not listed above | 13,703 | 28.5 |
| (n) Other | 49 | 2.9 |
| Total | 433,784 | 588.2 |
| By Discretionary | ||
| Discretionary | 433,738 | 563.9 |
| Non-Discretionary | 46 | 24.3 |
| Total | 433,784 | 588.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 202.7 | |
| United States Persons | 385.6 | |
| Total | 433,784 | 588.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Jennifer Collins | Director | 231 | 47 | |
| Sophia Dilbert | Director | 109 | 44 | |
| Sean Flynn | Executive Officer | 165 | 41 | |
| George Bashforth | Director | 131 | 36 | |
| Ebony Mylesberry | Director | 93 | 36 | |
| Mark Cook | Director | 125 | 29 | |
| Tammy Jennissen | Director | 136 | 28 | |
| Julie OHara | Director | 117 | 28 | |
| Darren Stainrod | Director | 145 | 26 | |
| Philip Dickie | Director | 109 | 23 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000861177] | |
| SC 13G | [0000861177] | |
| 13F-NT | [0000903954] | |
| SC 13D | [0000903954] | |
| 13F-HR | [0001132716] | |
| 3 | [0001132716] | |
| SC 13D | [0001132716] | |
| SC 13G | [0001132716] |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| O'Connor EQUUS | |
| UBS OConnor LLC |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Invesco Advisers Inc
✚
|
GA | 749.5 |
|
MetLife Investment Management LLC
✚
|
NJ | 563.8 |
|
JP Morgan Private Investments Inc
✚
|
NY | 470.0 |
|
FIAM LLC
✚
|
RI | 347.7 |
|
Guggenheim Partners Investment Management LLC
✚
|
NY | 240.7 |
|
DWS Investment Management Americas Inc
✚
|
NY | 199.7 |
|
Oaktree Capital Management LP
✚
|
CA | 183.3 |
|
General Atlantic Service Company LP
✚
|
NY | 125.3 |
|
Brown Advisory LLC
✚
|
MD | 124.3 |
|
Iconiq Capital LLC
✚
|
CA | 117.5 |