UBS Asset Management Americas LLC

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UBS Asset Management Americas LLC
✚
CRD #106838
SEC #801-34910
CIK #0000861177
AUM 588.22 B (2026-03-31)
Employees 574 (45% Investors, 31% Brokers)
Fees
Minimum
Phone212-713-2000
Address1285 Avenue of The Americas
New York, NY 10019
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram]
Total AUM ($B)
60048036024012001999200820172027
In the News
Tue, 16 Jun 2026 Intel Corporation $INTC Shares Sold by OCONNOR A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS LLC — MarketBeat
Sector Form 13F Holdings Value ($T)
Nvidia Corp 0.0
Apple Inc 0.0
Microsoft Corp 0.0
Amazon Com Inc 0.0
Alphabet Inc 0.0
Broadcom Inc 0.0
Alphabet Inc 0.0
Tesla Motors Inc 0.0
Facebook Inc 0.0
Lilly Eli & Co 0.0
View All
Holdings by Sector ($T)
6.04.83.62.41.20.02011201620212027
Type Form D Funds Date Sold AUM
Other Florida Gulfcoast Partners BL LP 2026-03-31 434.8 M
Other Florida Gulfcoast Partners Multi-Asset Credit LP 2026-03-31 1,041.1 M
SA Madison Park Funding Lxviii Ltd 2026-03-31 489.0 M
SA Madison Park Funding LXV Ltd 2026-03-31 394.6 M
SA Madison Park Funding Lxxiii Ltd 2026-03-31 597.0 M
SA Madison Park Funding Lxxii Ltd 2026-03-31 593.6 M
SA Madison Park Funding LXXI Ltd 2026-03-31 589.3 M
SA Madison Park Funding LXX Ltd 2026-03-31 495.5 M
SA Madison Park Funding LXXV Ltd 2026-03-31 597.5 M
SA Madison Park Funding XL-R Ltd 2026-03-31 590.8 M
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 326,365 95.9
(b) Individuals (high net worth individuals) 88,963 105.2
(c) Banking or thrift institutions 1,168 1.4
(d) Investment companies 62 96.2
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 360 184.4
(g) Pension and profit sharing plans 14 3.1
(h) Charitable organizations 2,743 4.3
(i) State or municipal government entities 141 9.4
(j) Other investment advisers 7 1.8
(k) Insurance companies 191 4.5
(l) Sovereign wealth funds and foreign official institutions 18 50.6
(m) Corporations or other businesses not listed above 13,703 28.5
(n) Other 49 2.9
Total 433,784 588.2
By Discretionary
Discretionary 433,738 563.9
Non-Discretionary 46 24.3
Total 433,784 588.2
By Non-United States Persons
Non-United States Persons 202.7
United States Persons 385.6
Total 433,784 588.2
Form D Directors Role # Filings # Firms 2011 - 2026
Jennifer Collins Director 233 47
Sophia Dilbert Director 109 44
Sean Flynn Executive Officer 165 41
George Bashforth Director 133 36
Ebony Myles-Berry Director 93 36
Mark Cook Director 125 29
Tammy Jennissen Director 137 28
Julie O'Hara Director 119 28
Darren Stainrod Director 149 26
Philip Dickie Director 111 23
Cassandra Powell Director 99 23
William Shaw Director 93 23
Leanne Golding Director 91 21
Sam Ellis Director 106 18
Kim Bishop Director 52 17
William Walmsley Director 118 16
Roisin Addlestone Director 89 16
Kimberly Melen Director 37 15
Claire Kasumba Director 32 14
Richard Gordon Director 45 11
Michael Kim Director, Executive Officer 76 10
Stephen Smith Director 111 9
Janeen Aljadir Director 23 8
Ivy Dodes Director, Executive Officer 44 7
Kenneth Lohsen Executive Officer 40 7
William Ferri Director 37 7
Andrew Mahoney Director 34 7
Todd Hazlewood Director 22 7
Joshua Blaine Director 89 6
Verdun Perry Director 89 6
David Corey Director 79 6
Credit Suisse Cayman Management Limited Executive Officer, Promoter 37 6
Nicole Arnaboldi Director, Executive Officer 16 6
John Williams Executive Officer 70 5
Matthew Kelly Executive Officer 45 5
James Nicholas Director 25 5
Credit Suisse Asset Management LLC Executive Officer, Promoter 20 5
Andre Slabbert Director 10 5
Peter Song Director, Executive Officer 52 4
Stephen Can Executive Officer 41 4
Michael Arpey Executive Officer 39 4
UBS Asset Management Americas LLC Executive Officer, Promoter 26 4
Edward Nadel Executive Officer 24 4
Cari Lodge Director 21 4
Eruch Nowrojee Executive Officer 18 4
William Hughes Jr Executive Officer 10 4
Ramona Heine Director, Executive Officer 10 4
Sandra Degaray Executive Officer 7 4
John Popp Executive Officer 6 4
UBS Hedge Fund Solutions LLC Executive Officer, Promoter 52 3
Michael Murray Executive Officer 43 3
James Allen Executive Officer 39 3
UBS Hedge Fund Solutions A Distinct Business Unit of UBS Asset Management Americas LLC Executive Officer, Promoter 26 3
Stephen Ramsthaler Executive Officer 21 3
William Hughes Executive Officer 21 3
William Spiro Executive Officer 16 3
Edward Poletti Executive Officer 13 3
Dlj Lbo Plans Management Corporation Promoter 12 3
Peter Feeney Executive Officer 11 3
Richard Curran Executive Officer 11 3
John Ficarra Executive Officer 11 3
Michael Bessel Executive Officer 9 3
Thomas Prevost Executive Officer 9 3
Jason Karlinsky Executive Officer 9 3
Andrew Rifkin Executive Officer 9 3
Laura Redman Director 9 3
Geoffrey Love Executive Officer 9 3
UBS Alternative and Quantitative Investments LLC Promoter 8 3
Carmine Fanelle Executive Officer 8 3
Lori Russo Executive Officer 6 3
Anna Bidwell Executive Officer 6 3
Mary Kate Wynperle Executive Officer 6 3
Rhonda Matty Executive Officer 6 3
A Baldwin Director 6 3
Kim Cuozzo Executive Officer 5 3
Dlj MB LLC Promoter 4 3
Dlj Lbo Plans Management Corporation III Executive Officer 4 3
Aidan O'Donoghue Director 4 3
Eric Thorsen Executive Officer 87 2
Jeff Huber Executive Officer 80 2
Stuart Young Executive Officer 79 2
James Sullivan Director 52 2
George Hornig Executive Officer 21 2
David Wong Executive Officer 20 2
Joseph Huber Executive Officer 17 2
Robert Cavanaugh Executive Officer 16 2
Michael Isikow Executive Officer 13 2
Thomas Sipp Executive Officer 11 2
Thomas Jordan Executive Officer 9 2
Steven Faraone Executive Officer 9 2
Seth Wolfman Executive Officer 8 2
Douglas Roseman Executive Officer 8 2
Brad Huntington Director, Executive Officer 4 2
Kenneth Dewyngaert Executive Officer 4 2
Ricarda Harvey Director 4 2
Brad Harrington Executive Officer 4 2
Dlj Lbo Plans Management LLC Promoter 3 2
Tracy Urquiaga Executive Officer 3 2
Philip Petrillo Executive Officer 3 2
Chung Choy Executive Officer 3 2
Richard Karkada Executive Officer 3 2
Tom Finlan Executive Officer 3 2
UBS Asset Management Americas Inc Promoter 3 2
Thomas Finlan Executive Officer 3 2
Jennifer Green Executive Officer 2 2
US Grefs GP LLC Promoter 2 2
Christopher Chadie Executive Officer 2 2
Lauren Lubelsky Executive Officer 2 2
Benjamin Piper Executive Officer 2 2
Tom Sipp Director 2 2
Courtney Thomas Executive Officer 2 2
Class A Shareholder Indiblu Investment Advisors Mauritius Limited Promoter 2 2
Credit Suisse Alternative Capital Inc Executive Officer 2 2
Mark Zarember Executive Officer 2 2
Humberto Reboredo Executive Officer 2 2
Credit Suisse Alternative Capital LLC Promoter 2 2
Joseph Shropshire Executive Officer 2 2
Investment Advisor UBS Asset Management Americas Inc Promoter 2 2
Sean Lammers Executive Officer 2 2
Ils Investment Management Limited Promoter 2 2
Amanda Chin Executive Officer 2 2
General Partner US Grefs GP LLC Promoter 2 2
Gina Orlins Executive Officer 2 2
Dlj MB Advisors Inc Promoter 2 1
Jamie Moenster Director 1 1
UBS Am Holdings LLC Promoter 1 1
Mary Wynperle Executive Officer 1 1
Christopher Weyer Director 1 1
UBS Global Asset Management Americas Inc Promoter 1 1
EDGAR Form CIK 2011 - 2026
13F-HR [0000861177]
SC 13G [0000861177]
Form 13D/13G Filer Form 13D/13G Subject Filed
UBS AM A Distinct Business Unit of UBS Asset Management Americas LLC Amrize Ltd [2025-08-11]
UBS AM A Distinct Business Unit of UBS Asset Management Americas LLC Sunrise Communications AG [2025-07-17]
UBS AM A Distinct Business Unit of UBS Asset Management Americas LLC Novartis AG [2025-07-17]
UBS AM A Distinct Business Unit of UBS Asset Management Americas LLC Molecular Partners AG [2025-07-17]
UBS AM A Distinct Business Unit of UBS Asset Management Americas LLC Clorox Co /DE/ [2025-01-24]
UBS Asset Management Americas Inc Alcon Inc [2024-02-13]
UBS Asset Management Americas Inc Lyft Inc [2024-02-13]
UBS Asset Management Americas Inc Logitech International Sa [2024-02-13]
UBS Asset Management Americas Inc SLM Corp [2023-02-13]
UBS Asset Management Americas Inc Prelude Therapeutics Inc [2023-02-13]
View All
Firm Profile (Form ADV)
Discretionary AUM$137.6B
Clients17 (1 non-US)
ServesInstitutional, Retail
Fund TypesHedge Fund, Private Equity, Real Estate
LEIF88SLSBEMHN5FUSNRO91
Related People Network
72 people file Form D offerings alongside this firm's people, tied to 29 other firms through shared filers.
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